DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
5•• G•••••
Legal name 5•• S••••••• M••••••••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 27, 2026 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- unknownreportedItem 5.E
- Advisory activities
- unknownreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- n/areported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
38 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 5•• S••••••• I••• L••• | Venture Capital Fund | $225M | 57 | Mar 26, 2014 |
| 5•• S••••••• I•• L••• | Venture Capital Fund | $211M | 87 | Mar 22, 2013 |
| 5•• S••••••• I•• L••• | Venture Capital Fund | $183M | 29 | Mar 25, 2016 |
| S•••••• S••• L••• | Venture Capital Fund | $174M | 15 | Dec 21, 2017 |
| 5•• S•••••••• L••• | Venture Capital Fund | $170M | 78 | Mar 15, 2012 |
| 5•• S••••••• V• L••• | Venture Capital Fund | $167M | 55 | Mar 27, 2020 |
| 5•• F••••••• L••• | Venture Capital Fund | $98.4M | 9 | Dec 21, 2017 |
| 5•• S••••••• J•• L••• | Venture Capital Fund | $97.5M | 23 | Mar 25, 2016 |
| 5•• D••••••• L••• | Venture Capital Fund | $85.6M | 29 | Mar 26, 2014 |
| 5•• S••••••• I•••• L••• | Venture Capital Fund | $73.7M | 84 | Mar 22, 2013 |
| 5•• F••••••• L••• | Venture Capital Fund | $62.5M | 17 | Dec 21, 2017 |
| 5•• S••••••••• L••• | Venture Capital Fund | $55.6M | 65 | Mar 15, 2012 |
| 5•• S••••••• V••••••• L••• | Venture Capital Fund | $44.9M | 19 | Dec 21, 2017 |
| 5•• S••••••• I•••••••• L••• | Venture Capital Fund | $44.8M | 23 | Mar 30, 2017 |
| 5•• S••••••• I••••• L••• | Venture Capital Fund | $42.8M | 47 | Mar 26, 2014 |
| 5•• T••••••• L••• | Venture Capital Fund | $34.0M | 25 | Mar 25, 2016 |
| S•••••• 5•• M••• A••••••••• I• L••• | Venture Capital Fund | $33.1M | 3 | Mar 29, 2022 |
| 5•• L••••••••• I••• L••• | Venture Capital Fund | $25.9M | 139 | Mar 27, 2020 |
| 5•• D•••••• G••••• F••• I• L••• | Venture Capital Fund | $23.5M | 11 | Mar 30, 2019 |
| O•••• V•••••••• L••• | Venture Capital Fund | $21.7M | 2 | Mar 29, 2022 |
| 5•• L••••••••• L••• | Venture Capital Fund | $21.1M | 30 | Mar 26, 2014 |
| 5•• G••••• S•• I• L••• | Venture Capital Fund | $18.8M | 33 | Mar 29, 2022 |
| 5•• S•••••••• A••• S•• I••• L••• | Venture Capital Fund | $18.0M | 10 | Mar 28, 2024 |
| 5•• M••••• C••••••••• L••• | Venture Capital Fund | $17.0M | 21 | Mar 30, 2015 |
| E•••• C•••••• S••• B••• | Venture Capital Fund | $16.5M | 1 | Mar 28, 2024 |
| 5•• T•••••• I•• L••• | Venture Capital Fund | $10.0M | 11 | Mar 30, 2019 |
| 5•• L••••••••• I•• L••• | Venture Capital Fund | $9.6M | 26 | Mar 30, 2017 |
| 5•• G••••• A••••••••• F••• I• L••• | Venture Capital Fund | $9.2M | 31 | Mar 29, 2022 |
| 5•• G••••• F••••••• V•• L••• | Venture Capital Fund | $9.0M | 4 | Mar 28, 2024 |
| 5•• S••••••• I•••• L••• | Venture Capital Fund | $7.2M | 8 | Mar 25, 2016 |
| 5•• K•••• I••• L••• | Venture Capital Fund | $4.6M | 1 | Mar 28, 2024 |
| 5•• G••••••• L••• | Venture Capital Fund | $3.9M | 6 | Mar 28, 2023 |
| 5•• S•••••••• A••• S•• I•• L••• | Venture Capital Fund | $3.7M | 21 | Mar 29, 2022 |
| 5•• S••••••••• L•••no longer reported | Venture Capital Fund | $2.3M | 5 | Mar 26, 2014 |
| 5•• L•••• S••• I•• L••• | Venture Capital Fund | $1.3M | 51 | Mar 28, 2024 |
| 5•• S••••••• A•••• F•••• L••• | Venture Capital Fund | $339,415 | 34 | Mar 26, 2014 |
| S•••••• 5•• M••• A••••••••• I•• L••• | Venture Capital Fund | $0 | 1 | Mar 28, 2024 |
| 5•• M•••• L••• | Venture Capital Fund | $0 | 4 | Mar 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- 5•• G••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- 500.coreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- N/Areportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026