DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
5•• L••••••••• I•• L•••
Gross asset value
$9.6M
as of Mar 28, 2024; not a fund size
Peak GAV
$13.1M
highest filing
Owners
26
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
14%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
76%
Reported
16 filings
Mar 30, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$9.6M as of Mar 28, 2024
Mar 30, 2017$1.6M then
Owners26 as of Mar 28, 2024
Mar 30, 20178 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- yes, 10% of the adviser's clients investedreported
- Form D file number
- 021-267287reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Silicon Valley Bank A Division Of First Citizens BankSanta Clara, California
Across DFX
shared identifiers only
- 5•• L••••••••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons