DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• C•••••• M••••••••• L•
Latest filing Sep 4, 2026
First filing on the tape Feb 14, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$220M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$220M as of Mar 30, 2026
Apr 1, 2013$260M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)12 as of Mar 30, 2026
Apr 1, 201315 then
Private funds1 as of Mar 30, 2026
Apr 1, 20135 then
RAUM -14% over the last fiscal year-7.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $110MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$220M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• F••• I••• L•no longer reported | Private Equity Fund | $278M | 27 | Mar 31, 2014 |
| S••••••• B••••• F••• I•• L• | Private Equity Fund | $218M | 90 | Mar 31, 2023 |
| S••••••• F••• I•• L•no longer reported | Private Equity Fund | $116M | 13 | Feb 14, 2012 |
| S••••••• F••• I•• • O•••••••• L•••no longer reported | Private Equity Fund | $45.9M | 4 | Mar 31, 2014 |
| S••••••• F••• V• L• | Private Equity Fund | $36.3M | 90 | Mar 31, 2017 |
| S••••••• F••• I•• L••no longer reported | Private Equity Fund | $21.8M | 17 | Feb 14, 2012 |
| S••••••• P••••••••• L••• F••• I• L•no longer reported | Private Equity Fund | $16.3M | 1 | Apr 1, 2013 |
| S••••••• F••• I• • O•••••••• L•••no longer reported | Private Equity Fund | $13.9M | 4 | Feb 14, 2012 |
| S• N••••••• L•no longer reported | Private Equity Fund | $6.9M | 32 | Mar 31, 2015 |
| S••••••• M••••• F••• I••• L•• | Private Equity Fund | $2.5M | 32 | Mar 31, 2014 |
| S••••••• F••• I• L•no longer reported | Private Equity Fund | $1.1M | 2 | Feb 14, 2012 |
| S••••••• F••• I•• L• | Private Equity Fund | $778,869 | 55 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- A•••• K•••• S•••••• A•• · Founder And Chief Executive Officer Of The General Partnercontrolsince 07/2010 · owns less than 5%
- R•••••• J•••• F••••••• · Chief Compliance Officercontrolsince 12/2023 · owns less than 5%
- A•••• K•••• S•••••• A•• · Chief Executive Officercontrolsince 07/2010 · owns 75% or more of S••••••• C•••••• M••••••••• I• I•••
Entity owners
- S••••••• C•••••• M••••••••• I• I••• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- S••••••• B••••• F••• I• G•• L••pooled vehicle sponsorn
- S••••••• G• I•• L••pooled vehicle sponsorn
- S••••••• G• V• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 30, 2026 to Sep 4, 2026
- Private funds · 1 to unsetMar 30, 2026 to Sep 4, 2026
- Succession · false to unsetMar 30, 2026 to Sep 4, 2026
- Accounts · 4 to 2Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 6 to 8Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 2Mar 31, 2025 to Mar 30, 2026
- Employees · 13 to 12Mar 31, 2025 to Mar 30, 2026
- Private funds · 2 to 1Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $255M to $220MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $255M to $220MMar 31, 2025 to Mar 30, 2026
- RAUM · $255M to $220MMar 31, 2025 to Mar 30, 2026
- Accounts · 6 to 4Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 4 to 6Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 4Mar 28, 2024 to Mar 31, 2025
- Employees · 11 to 13Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Private funds · 3 to 2Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $256M to $255MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $256M to $255MMar 28, 2024 to Mar 31, 2025
- RAUM · $256M to $255MMar 28, 2024 to Mar 31, 2025
- Accounts · 9 to 6Dec 6, 2023 to Mar 28, 2024
- Advisory employees · 7 to 4Dec 6, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 6Dec 6, 2023 to Mar 28, 2024
- Assets in custody · $43.0M to $0Dec 6, 2023 to Mar 28, 2024
- Custody of client assets · true to falseDec 6, 2023 to Mar 28, 2024
- Employees · 12 to 11Dec 6, 2023 to Mar 28, 2024
- Private funds · 4 to 3Dec 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $282M to $256MDec 6, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $282M to $256MDec 6, 2023 to Mar 28, 2024
- RAUM · $282M to $256MDec 6, 2023 to Mar 28, 2024
- Accounts · 7 to 9Apr 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 9Apr 29, 2022 to Mar 31, 2023
- Assets in custody · $28.7M to $43.0MApr 29, 2022 to Mar 31, 2023
- Employees · 14 to 12Apr 29, 2022 to Mar 31, 2023
- Private funds · 3 to 4Apr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $297M to $282MApr 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $297M to $282MApr 29, 2022 to Mar 31, 2023
- RAUM · $297M to $282MApr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $292M to $297MMar 30, 2022 to Apr 29, 2022
- Pooled vehicle RAUM · $292M to $297MMar 30, 2022 to Apr 29, 2022
Signals
11 dated events
- Fernando Juan Robayo (Chief Compliance Officer) appeared on Schedule A of S••••••• C•••••• M••••••••• L•Dec 6, 2023 · Control person joined · fact
- Kim K•••• D•••• (Chief Compliance Officer) no longer on Schedule A of S••••••• C•••••• M••••••••• L• (listed 2023-03-31, absent 2023-12-06)Dec 6, 2023 · Control person left · inference
- Scott Dale Cooney (Chief Operating Officer) no longer on Schedule A of S••••••• C•••••• M••••••••• L• (listed 2022-04-29, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- S••••••• C•••••• M••••••••• L• reported RAUM $291.9M, down 71% from $999.9M (2021-10-18 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Kim K•••• D•••• (Chief Compliance Officer) appeared on Schedule A of S••••••• C•••••• M••••••••• L•Oct 18, 2021 · Control person joined · fact
- Nmn Gregory Vilkin (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of S••••••• C•••••• M••••••••• L• (listed 2021-03-19, absent 2021-10-18)Oct 18, 2021 · Control person left · inference
- Dave Ray (General Counsel, Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of S••••••• C•••••• M••••••••• L• (listed 2020-07-30, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- Scott Dale Cooney (Chief Operating Officer) appeared on Schedule A of S••••••• C•••••• M••••••••• L•Mar 19, 2021 · Control person joined · fact
- Dave Ray (General Counsel And Chief Compliance Officer) appeared on Schedule A of S••••••• C•••••• M••••••••• L•Jun 7, 2019 · Control person joined · fact
- James Joseph Tuso (General Counsel And Chief Operating Officer) no longer on Schedule A of S••••••• C•••••• M••••••••• L• (listed 2019-03-29, absent 2019-06-07)Jun 7, 2019 · Control person left · inference
- Nmn Gregory Vilkin (Chief Compliance Officer And Chief Accounting Officer) appeared on Schedule A of S••••••• C•••••• M••••••••• L•Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- S••••••• C•••••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/stabilis-capital-management-lpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-256-8970reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026