DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S••••••• F••• V• L•

Private Equity Fundadvised byS••••••• C•••••• M••••••••• L•asset manager805-6002088025IAPD
Gross asset value
$36.3M
as of Mar 28, 2024; not a fund size
Peak GAV
$631M
highest filing
Owners
90
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
2%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
29%
Reported
16 filings
Mar 31, 2017 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$36.3M as of Mar 28, 2024
Mar 31, 2017$505M then
Owners90 as of Mar 28, 2024
Mar 31, 201756 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-283992reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Securities Company, LLC
    New York, New York
  • Veritex Community Bank
    Dallas, Texas
  • Wells Fargo Bank, N.A.
    Minneapolis, Minnesota
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
2.0%reportedadviser and related persons