DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• P••••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Dec 3, 2014 · 20 filings
SEC status approved since Jan 2, 2015
RAUM
$1.1B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.1B as of Mar 27, 2026
May 8, 2015$212M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
May 8, 20150 then
Employees (5.A)15 as of Mar 27, 2026
May 8, 20159 then
Private funds3 as of Mar 27, 2026
May 8, 20152 then
RAUM +4.0% over the last fiscal year-3.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $88.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• O••••••••• Q•••••••• M••••• F•••• L• | Hedge Fund | $823M | 186 | Mar 25, 2014 |
| C•••• O••••••••• I• M••••• F•••• L•no longer reported | Hedge Fund | $200M | 19 | Mar 28, 2016 |
| C•••• H•••••• I• F•••• L• | Private Equity Fund | $147M | 17 | Mar 26, 2021 |
| C•••• H•••••• F•••• L• | Private Equity Fund | $142M | 9 | Mar 26, 2019 |
| C•••• O••••••••• F•••• L•no longer reported | Hedge Fund | $33.7M | 53 | Feb 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• L•••••• C•••••• · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- B••••••• J•••• F•••••••• · Managing Membercontrolsince 07/2009 · owns 50% to 75%
- S••••••••• E•••• H•••••• · Managing Membercontrolsince 07/2009 · owns 50% to 75%
- S••••••• M••••• N•• · Chief Financial Officercontrolsince 08/2014 · owns less than 5%
Related persons
Schedule D 7.A
- C•••• P••••••• A•••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 13Apr 14, 2025 to Mar 27, 2026
- Advisory employees · 9 to 10Apr 14, 2025 to Mar 27, 2026
- Pooled vehicle clients · 9 to 13Apr 14, 2025 to Mar 27, 2026
- Assets in custody · $1.1B to $1.1BApr 14, 2025 to Mar 27, 2026
- Employees · 13 to 15Apr 14, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.1B to $1.1BApr 14, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $77.1MApr 14, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BApr 14, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.1BApr 14, 2025 to Mar 27, 2026
- Assets in custody · $1.1B to $1.1BMar 28, 2024 to Apr 14, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 14, 2025
- Discretionary RAUM · $1.1B to $1.1BMar 28, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · $1.1B to $1.1BMar 28, 2024 to Apr 14, 2025
- RAUM · $1.1B to $1.1BMar 28, 2024 to Apr 14, 2025
- Advisory employees · 8 to 9Jul 13, 2023 to Mar 28, 2024
- Assets in custody · $1.3B to $1.1BJul 13, 2023 to Mar 28, 2024
- Employees · 11 to 13Jul 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.1BJul 13, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.1BJul 13, 2023 to Mar 28, 2024
- RAUM · $1.3B to $1.1BJul 13, 2023 to Mar 28, 2024
- Related adviser · true to falseJul 13, 2023 to Mar 28, 2024
- Assets in custody · $1.4B to $1.3BMay 2, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.4B to $1.3BMay 2, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.4B to $1.3BMay 2, 2022 to Mar 28, 2023
- RAUM · $1.4B to $1.3BMay 2, 2022 to Mar 28, 2023
- Assets in custody · $1.2B to $1.4BMay 6, 2021 to Mar 21, 2022
- Discretionary RAUM · $1.2B to $1.4BMay 6, 2021 to Mar 21, 2022
- Pooled vehicle RAUM · $1.2B to $1.4BMay 6, 2021 to Mar 21, 2022
- RAUM · $1.2B to $1.4BMay 6, 2021 to Mar 21, 2022
- Accounts · 8 to 9Mar 23, 2020 to Mar 26, 2021
- Advisory activities · 2 to 1Mar 23, 2020 to Mar 26, 2021
- Pooled vehicle clients · 7 to 9Mar 23, 2020 to Mar 26, 2021
- Assets in custody · $968M to $1.2BMar 23, 2020 to Mar 26, 2021
- Private funds · 2 to 3Mar 23, 2020 to Mar 26, 2021
- Discretionary RAUM · $968M to $1.2BMar 23, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $963M to $1.2BMar 23, 2020 to Mar 26, 2021
- RAUM · $968M to $1.2BMar 23, 2020 to Mar 26, 2021
- Accounts · 9 to 8Apr 25, 2019 to Mar 23, 2020
- Pooled vehicle clients · 8 to 7Apr 25, 2019 to Mar 23, 2020
- Assets in custody · $815M to $968MApr 25, 2019 to Mar 23, 2020
Signals
3 dated events
- Carlene Laurie Azurin (Chief Compliance Officer) appeared on Schedule A of C•••• P••••••• M••••••••• L••Jul 13, 2023 · Control person joined · fact
- C•••• P••••••• M••••••••• L•• reported RAUM $814.9M, up 89% from $430.8M (2018-03-27 to 2019-03-26)Mar 26, 2019 · RAUM change · derived
- C•••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 3, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- correpartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-863-7159reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026