DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
C•••• O••••••••• F•••• L•
Gross asset value
$33.7M
as of Mar 27, 2018; not a fund size
Peak GAV
$80.5M
highest filing
Owners
53
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
19%
of the fund
Owned by funds
16%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Feb 27, 2012 to Mar 27, 2018
Reporting history
one row per Form ADV filing
Gross asset value$33.7M as of Mar 27, 2018
Feb 27, 2012$69.9M then
Owners53 as of Mar 27, 2018
Feb 27, 201260 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-205250reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- First Republic BankNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Wells Fargo Prime Services, LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 19%reportedadviser and related persons