DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
American Money Management Corporation ("Ammc")
Latest filing Mar 4, 2026
First filing on the tape Mar 6, 2012 · 18 filings
SEC status approved since Mar 14, 2012
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$21B as of Mar 4, 2026
Mar 15, 2013$32B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 4, 2026
Mar 15, 20130 then
Employees (5.A)25 as of Mar 4, 2026
Mar 15, 201323 then
Private funds14 as of Mar 4, 2026
Mar 15, 20139 then
RAUM +6.1% over the last fiscal year+2.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $474MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 81%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$17B81%
- Pooled investment vehicles$4.1B19%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 45reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.19 institutional_share=0.81 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
28 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ammc Clo 15, Limited | Securitized Asset Fund | $434M | 22 | Mar 23, 2015 |
| Ammc Clo Ix, Limitedno longer reported | Securitized Asset Fund | $426M | 16 | Mar 6, 2012 |
| Ammc Clo 25, Limited | Securitized Asset Fund | $418M | 12 | Mar 17, 2023 |
| Ammc Clo 24, Limited | Securitized Asset Fund | $416M | 8 | Mar 28, 2022 |
| Ammc Clo 26, Limited | Securitized Asset Fund | $416M | 13 | Mar 17, 2023 |
| Ammc Clo 21, Limited | Securitized Asset Fund | $398M | 26 | Mar 16, 2018 |
| Ammc Clo 27, Limited | Securitized Asset Fund | $373M | 12 | Mar 17, 2023 |
| Ammc Clo 22, Limited | Securitized Asset Fund | $370M | 24 | Mar 26, 2019 |
| Ammc Clo 17, Limitedno longer reported | Securitized Asset Fund | $357M | 23 | Mar 25, 2016 |
| Ammc Clo Xi, Limited | Securitized Asset Fund | $355M | 30 | Mar 15, 2013 |
| Ammc Clo 18, Limited | Securitized Asset Fund | $330M | 18 | Mar 30, 2017 |
| Ammc Clo 23, Limited | Securitized Asset Fund | $306M | 10 | Mar 27, 2021 |
| Ammc Clo Xii, Limited | Securitized Asset Fund | $284M | 22 | Mar 19, 2014 |
| Ammc Clo X, Limitedno longer reported | Securitized Asset Fund | $280M | 29 | Mar 15, 2013 |
| Ammc Clo Xiii, Limited | Securitized Asset Fund | $163M | 18 | Mar 19, 2014 |
| Ammc Clo 30, Limited | Securitized Asset Fund | $143M | 2 | Mar 23, 2024 |
| Ammc Clo 28, Limited | Securitized Asset Fund | $120M | 2 | Mar 17, 2023 |
| Ammc Clo 16, Limited | Securitized Asset Fund | $4.4M | 4 | Mar 25, 2016 |
| Ammc Clo 20, Limited | Securitized Asset Fund | $1.8M | 5 | Mar 30, 2017 |
| Ammc Clo Xiv, Limited | Securitized Asset Fund | $1.1M | 4 | Mar 23, 2015 |
| Ammc Clo 19, Limited | Securitized Asset Fund | $654,000 | 5 | Mar 30, 2017 |
| Ammc Clo III, Limitedno longer reported | Securitized Asset Fund | $84,000 | 6 | Mar 6, 2012 |
| Ammc Vii, Limitedno longer reported | Securitized Asset Fund | $56,000 | 7 | Mar 6, 2012 |
| Ammc Viii, Limitedno longer reported | Securitized Asset Fund | $25,000 | 6 | Mar 6, 2012 |
| Ammc Clo Vi, Limitedno longer reported | Securitized Asset Fund | $24,000 | 11 | Mar 6, 2012 |
| Ammc Clo IV, Limitedno longer reported | Securitized Asset Fund | $17,000 | 9 | Mar 6, 2012 |
| Ammc Clo V, Limitedno longer reported | Securitized Asset Fund | $0 | 8 | Mar 6, 2012 |
| Ammc Clo 29, Limited | Securitized Asset Fund | $0 | 1 | Mar 23, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Bernard John Berding · Presidentcontrolsince 01/2011 · owns less than 5%
- Joseph Patrick Byrne · Senior Vice Presidentcontrolsince 03/2022 · owns less than 5%
- James David Dickman · Senior Vice Presidentcontrolsince 03/2022 · owns less than 5%
- Ming Chester Eng · Senior Vice Presidentcontrolsince 12/1999 · owns less than 5%
- Scott John Fronduti · Senior Vice President And Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- D. Jeffrey Goehring · Senior Vice Presidentcontrolsince 03/2022 · owns less than 5%
- Joseph Karl Grafe · Secretarycontrolsince 03/2012 · owns less than 5%
- Andrew Joseph Haverkamp · Senior Vice Presidentcontrolsince 03/2022 · owns less than 5%
- Patrick William Hogan · Senior Vice Presidentcontrolsince 06/2009 · owns less than 5%
- Joseph Thomas Keitel · Senior Vice Presidentcontrolsince 06/2006 · owns less than 5%
- James Jason Maney · Executive Vice Presidentcontrolsince 07/2023 · owns less than 5%
- Paul David Meyer · Senior Vice Presidentcontrolsince 06/2006 · owns less than 5%
- Andrew Mark Weiss · Vice President, Assistant Secretarycontrolsince 03/2013 · owns less than 5%
Entity owners
- American Financial Group, Inc. · Sole Shareholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- American Financial Group, Inc.real estatey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 50 to 45Mar 30, 2025 to Mar 4, 2026
- Pooled vehicle clients · 16 to 14Mar 30, 2025 to Mar 4, 2026
- Private funds · 16 to 14Mar 30, 2025 to Mar 4, 2026
- Discretionary RAUM · $20B to $21BMar 30, 2025 to Mar 4, 2026
- Pooled vehicle RAUM · $4.2B to $4.1BMar 30, 2025 to Mar 4, 2026
- RAUM · $20B to $21BMar 30, 2025 to Mar 4, 2026
- Accounts · 53 to 50Mar 23, 2024 to Mar 30, 2025
- Pension plan clients · 0.0 to unsetMar 23, 2024 to Mar 30, 2025
- Pooled vehicle clients · 19 to 16Mar 23, 2024 to Mar 30, 2025
- Financial planning clients · unset to Mar 23, 2024 to Mar 30, 2025
- Private funds · 19 to 16Mar 23, 2024 to Mar 30, 2025
- Discretionary RAUM · $20B to $20BMar 23, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $4.5B to $4.2BMar 23, 2024 to Mar 30, 2025
- RAUM · $20B to $20BMar 23, 2024 to Mar 30, 2025
- Accounts · 51 to 53Mar 17, 2023 to Mar 23, 2024
- Advisory employees · 19 to 22Mar 17, 2023 to Mar 23, 2024
- Pooled vehicle clients · 17 to 19Mar 17, 2023 to Mar 23, 2024
- Employees · 23 to 25Mar 17, 2023 to Mar 23, 2024
- Private funds · 17 to 19Mar 17, 2023 to Mar 23, 2024
- Discretionary RAUM · $20B to $20BMar 17, 2023 to Mar 23, 2024
- Pooled vehicle RAUM · $5.4B to $4.5BMar 17, 2023 to Mar 23, 2024
- RAUM · $20B to $20BMar 17, 2023 to Mar 23, 2024
- Accounts · 42 to 51Mar 28, 2022 to Mar 17, 2023
- Advisory employees · 21 to 19Mar 28, 2022 to Mar 17, 2023
- Pooled vehicle clients · 13 to 17Mar 28, 2022 to Mar 17, 2023
- Employees · 25 to 23Mar 28, 2022 to Mar 17, 2023
- Private funds · 13 to 17Mar 28, 2022 to Mar 17, 2023
- Discretionary RAUM · $21B to $20BMar 28, 2022 to Mar 17, 2023
- Pooled vehicle RAUM · $5.3B to $5.4BMar 28, 2022 to Mar 17, 2023
- RAUM · $21B to $20BMar 28, 2022 to Mar 17, 2023
- Accounts · 45 to 42Mar 27, 2021 to Mar 28, 2022
- Pension plan clients · 1 to 0Mar 27, 2021 to Mar 28, 2022
- Pooled vehicle clients · 12 to 13Mar 27, 2021 to Mar 28, 2022
- Employees · 27 to 25Mar 27, 2021 to Mar 28, 2022
- Private funds · 12 to 13Mar 27, 2021 to Mar 28, 2022
- Discretionary RAUM · $57B to $21BMar 27, 2021 to Mar 28, 2022
- Pension RAUM · 20900000.0 to unsetMar 27, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $5.0B to $5.3BMar 27, 2021 to Mar 28, 2022
- RAUM · $57B to $21BMar 27, 2021 to Mar 28, 2022
- Related adviser · true to falseMar 27, 2021 to Mar 28, 2022
Signals
9 dated events
- Timothy David Shipp (Senior Vice President) no longer on Schedule A of American Money Management Corporation ("Ammc") (listed 2023-03-17, absent 2024-03-23)Mar 23, 2024 · Control person left · inference
- American Money Management Corporation ("Ammc") reported RAUM $21.0B, down 63% from $57.5B (2021-03-27 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Joseph Patrick Byrne (Senior Vice President) appeared on Schedule A of American Money Management Corporation ("Ammc")Mar 28, 2022 · Control person joined · fact
- James David Dickman (Senior Vice President) appeared on Schedule A of American Money Management Corporation ("Ammc")Mar 28, 2022 · Control person joined · fact
- Andrew Joseph Haverkamp (Senior Vice President) appeared on Schedule A of American Money Management Corporation ("Ammc")Mar 28, 2022 · Control person joined · fact
- D. Jeffrey Goehring (Senior Vice President) appeared on Schedule A of American Money Management Corporation ("Ammc")Mar 28, 2022 · Control person joined · fact
- Joseph Thomas Dattilo (Senior Vice President) no longer on Schedule A of American Money Management Corporation ("Ammc") (listed 2019-05-23, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Beth Joanne Schubert (Senior Vice President) no longer on Schedule A of American Money Management Corporation ("Ammc") (listed 2019-03-26, absent 2019-05-23)May 23, 2019 · Control person left · inference
- J Daniel Vonderhaar (Senior Vice President) no longer on Schedule A of American Money Management Corporation ("Ammc") (listed 2019-03-26, absent 2019-05-23)May 23, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/american-money-management-corporationreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (513) 579-2121reportedpublic record, Form ADV, Mar 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026