DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
A.G. Campbell Advisory, LLC
Latest filing Mar 11, 2026
First filing on the tape Nov 12, 2014 · 24 filings
SEC status approved since Dec 3, 2014
RAUM
$404M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
70%
$284M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$404M as of Mar 11, 2026
Apr 3, 2015$209M then
HNW client RAUM$272M as of Mar 11, 2026
Mar 26, 2018$261M then
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Apr 3, 20150 then
Employees (5.A)5 as of Mar 11, 2026
Apr 3, 20153 then
Private funds: no history
RAUM +17% over the last fiscal year+4.9% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.4MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$272M67%
- Corporations and businesses$114M28%
- Individuals$12.0M3.0%
- Pension and profit-sharing plans$5.1M1.3%
- Individual clients
- 32reported
- HNW clients
- 29reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 217reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.7 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alexander Gould Campbell | Baltimore, Md | Jun 4, 2012 | 40 y | 3 |
| Elizabeth BrennenCertified Financial Planner | Baltimore, Md | Oct 28, 2020 | 28 y | 2 |
| Alexander G Campbell | Baltimore, Md | Jul 15, 2024 | 12 y | 0 |
| Mark David Scott | Baltimore, Md | Jan 1, 2025 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mark David Scott from Brown Advisory Securities, LLCJan 1, 2025 · Other
- Elizabeth Brennen from Harbor Investment Advisory, LLCOct 28, 2020 · RIA to RIA
- Alexander Gould Campbell from Temenos Advisory, Inc.Jun 4, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Brennen · Principalcontrolsince 01/2022 · owns 10% to 25%
- Gould Alexander Campbell · Founding Principalcontrolsince 02/2012 · owns 50% to 75%
- David Mark Scott · Managing Principal - Ccocontrolsince 03/2013 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Baltimore, Md · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naples, FL1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 11, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $345,011,484 to $403,897,677, advisors 0 to 0, private clients 62 to 61, offices 1 to 2 (2025-03-16 to 2026-03-11)peers: independent wealth managers, $100M to $500M (5,676)
- unusually large average HNW clientStatic outlier · filing Mar 11, 2026HNW RAUM per HNW client of $9,392,754 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 4.7 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
- client mix shiftChange between filings · filing Mar 11, 2026private-client share of RAUM moved from 97.0% to 70.0% between the annual amendments of 2025-03-16 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 11, 2026HNW share of RAUM moved from 93.0% to 67.0% between the annual amendments of 2025-03-16 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 11, 2026institutional share of RAUM moved from 3.0% to 30.0% between the annual amendments of 2025-03-16 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 67 to 217Jul 30, 2025 to Mar 11, 2026
- Corporate clients · 4 to 5Jul 30, 2025 to Mar 11, 2026
- HNW clients · 28 to 29Jul 30, 2025 to Mar 11, 2026
- Individual clients · 34 to 32Jul 30, 2025 to Mar 11, 2026
- Discretionary RAUM · $211M to $284MJul 30, 2025 to Mar 11, 2026
- HNW RAUM · $322M to $272MJul 30, 2025 to Mar 11, 2026
- Individual RAUM · $11.1M to $12.0MJul 30, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $134M to $120MJul 30, 2025 to Mar 11, 2026
- Pension RAUM · $4.1M to $5.1MJul 30, 2025 to Mar 11, 2026
- RAUM · $345M to $404MJul 30, 2025 to Mar 11, 2026
- Financial planning clients · 11-25 to 11-25Mar 16, 2025 to Jul 30, 2025
- Other offices · 1 to 2Mar 16, 2025 to Jul 30, 2025
- Accounts · 68 to 67Aug 21, 2024 to Mar 16, 2025
- Advisory employees · 3 to 5Aug 21, 2024 to Mar 16, 2025
- HNW clients · 27 to 28Aug 21, 2024 to Mar 16, 2025
- Individual clients · 36 to 34Aug 21, 2024 to Mar 16, 2025
- Employees · 3 to 5Aug 21, 2024 to Mar 16, 2025
- Financial planning clients · 1-10 to 11-25Aug 21, 2024 to Mar 16, 2025
- Discretionary RAUM · $83.7M to $211MAug 21, 2024 to Mar 16, 2025
- HNW RAUM · $389M to $322MAug 21, 2024 to Mar 16, 2025
- Individual RAUM · $11.1M to $11.1MAug 21, 2024 to Mar 16, 2025
- Non-discretionary RAUM · $328M to $134MAug 21, 2024 to Mar 16, 2025
- Pension RAUM · $3.5M to $4.1MAug 21, 2024 to Mar 16, 2025
- RAUM · $411M to $345MAug 21, 2024 to Mar 16, 2025
- Accounts · 69 to 68Mar 29, 2023 to Mar 20, 2024
- Corporate clients · 3 to 4Mar 29, 2023 to Mar 20, 2024
- HNW clients · 28 to 27Mar 29, 2023 to Mar 20, 2024
- Individual clients · 37 to 36Mar 29, 2023 to Mar 20, 2024
- Discretionary RAUM · $72.8M to $83.7MMar 29, 2023 to Mar 20, 2024
- HNW RAUM · $336M to $389MMar 29, 2023 to Mar 20, 2024
- Individual RAUM · $10.3M to $11.1MMar 29, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $277M to $328MMar 29, 2023 to Mar 20, 2024
- Pension RAUM · $2.9M to $3.5MMar 29, 2023 to Mar 20, 2024
- RAUM · $350M to $411MMar 29, 2023 to Mar 20, 2024
- Accounts · 67 to 69May 5, 2022 to Mar 29, 2023
- Corporate clients · 4 to 3May 5, 2022 to Mar 29, 2023
- Individual clients · 34 to 37May 5, 2022 to Mar 29, 2023
- Discretionary RAUM · $90.3M to $72.8MMay 5, 2022 to Mar 29, 2023
- HNW RAUM · $404M to $336MMay 5, 2022 to Mar 29, 2023
- Individual RAUM · $11.1M to $10.3MMay 5, 2022 to Mar 29, 2023
Signals
2 dated events
- Elizabeth Brennen (Principal) appeared on Schedule A of A.G. Campbell Advisory, LlcMay 5, 2022 · Control person joined · fact
- A.G. Campbell Advisory, Llc filed its initial SEC registration (Form ADV)Nov 12, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-262-7617reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/a-g-campbell-advisory-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- AGCADVISORY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 410-779-1239reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- agcadvisory.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026