DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•••• E••••••• V• L••
Latest filing Aug 23, 2017
First filing on the tape Mar 12, 2012 · 12 filings
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
4
$848M gross assets
History
12 filings and snapshots on the tape
RAUM$1.5B as of Mar 31, 2017
Apr 1, 2013$832M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Apr 1, 20130 then
Employees (5.A)0 as of Mar 31, 2017
Apr 1, 201321 then
Private funds4 as of Mar 31, 2017
Apr 1, 20134 then
RAUM -2.1% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 23, 2017; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• H•••• · Managing Principalcontrolsince 06/2008 · owns less than 5%
- H••••••••• R•••••• · Managing Principalcontrolsince 06/2008 · owns less than 5%
- K•••••••• K•••• · Chief Financial And Operating Officercontrolsince 11/2011 · owns less than 5%
- B••••••• H•••• · Trusteecontrolsince 02/2016 · owns F of M•••• L••••• H••••••• 2••• R•••••••• T••••
- H••••••••• R•••••• · Ownercontrolsince 07/2008 · owns 75% or more of D•••••• I••••••••• L••
Entity owners
- D•••••• I••••••••• L•• · Member And Co-Ownerdirect · owns 25% to 50%
- M•••• L••••• H•••••••• L• · Managing Member And Co-Ownerdirect · owns 50% to 75%
- M•••• C•••••• H••••••• I• L•• · General Partnerindirect · owns F of M•••• L••••• Holdings LP
- M•••• L••••• H••••••• 2••• R•••••••• T•••• · Memberindirect · owns 75% or more of M•••• L••••• Holdings LP
Related persons
Schedule D 7.A
- A•••• V•••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- A•••• V•••• O••••• P••••••• H•••••• C•••••• L••investment adviserpooled vehicle sponsory
- C•••••• I••••• P••••••• H•••••• C•••••• L••investment adviserpooled vehicle sponsory
- C•••••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- C••••••••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- D•••••••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- M••••••• O••••• P••••••• H•••••• C•••••• L••investment adviserpooled vehicle sponsory
- M••••••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- M•••• E••••••• I• L••investment adviserpooled vehicle sponsory
- M•••• E•••••••investment adviserpooled vehicle sponsoryRAUM $4.7B
- M•••• E••••••• V• L••investment adviserpooled vehicle sponsory
- M•••• R••••• M••••••• I•• L••investment adviserpooled vehicle sponsory
- M•••• R••••• M••••••• I• L••investment adviserpooled vehicle sponsory
- M•••• R••••• M••••••• V• L••investment adviserpooled vehicle sponsory
- M•••• R•••••• L••investment adviserpooled vehicle sponsory
- M•••••• I••••••••• P••••••• L••investment adviserpooled vehicle sponsory
- M•••••• V••••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- N• A••••• H••••• L••investment adviserpooled vehicle sponsory
- N• A••••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- P••••••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- P•••••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- P••••••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- R•• H••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- R•••••• C••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- S•• T•••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- S•••• C•••• C••••• P••••••• L••investment adviserpooled vehicle sponsory
- T••••••••• P•••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- T•••••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- T•••• C••••• O••••• P••••••• L••investment adviserpooled vehicle sponsory
- V•• K•••• I••••• P••••••• H•••••• C•••••• L••investment adviserpooled vehicle sponsory
Advisers that list M•••• E••••••• V• L•• as a related person
- 284048 y
Offices
Schedule D 1.F, the 25 largest
- Footh••• Ranch, CA
- Newport Beach, CA
- San Diego, CA
- S•••• C••••, CA
What changed
consecutive filings, newest first
- HQ city · PALO ALTO to M•••• PARKMar 31, 2017 to Aug 23, 2017
- Accounts · 58 to 31Feb 17, 2017 to Mar 31, 2017
- Private funds · 5 to 4Feb 17, 2017 to Mar 31, 2017
- Discretionary RAUM · $1.6B to $1.5BFeb 17, 2017 to Mar 31, 2017
- RAUM · $1.6B to $1.5BFeb 17, 2017 to Mar 31, 2017
- Accounts · 50 to 58May 22, 2015 to Mar 21, 2016
- Advisory employees · 8 to 0May 22, 2015 to Mar 21, 2016
- Employees · 24 to 0May 22, 2015 to Mar 21, 2016
- Discretionary RAUM · $426M to $1.6BMay 22, 2015 to Mar 21, 2016
- RAUM · $426M to $1.6BMay 22, 2015 to Mar 21, 2016
- Discretionary RAUM · $1.7B to $426MMar 27, 2015 to May 22, 2015
- RAUM · $1.7B to $426MMar 27, 2015 to May 22, 2015
- Accounts · 27 to 50Mar 31, 2014 to Mar 27, 2015
- Advisory employees · 7 to 8Mar 31, 2014 to Mar 27, 2015
- Advisory activities · 2 to 1Mar 31, 2014 to Mar 27, 2015
- Employees · 21 to 24Mar 31, 2014 to Mar 27, 2015
- Discretionary RAUM · $1.1B to $1.7BMar 31, 2014 to Mar 27, 2015
- RAUM · $1.1B to $1.7BMar 31, 2014 to Mar 27, 2015
- Accounts · 36 to 27Apr 19, 2013 to Mar 31, 2014
- Private funds · 4 to 5Apr 19, 2013 to Mar 31, 2014
- Discretionary RAUM · $832M to $1.1BApr 19, 2013 to Mar 31, 2014
- RAUM · $832M to $1.1BApr 19, 2013 to Mar 31, 2014
- Accounts · 37 to 36Jul 31, 2012 to Apr 1, 2013
- Advisory employees · unset to 7.0Jul 31, 2012 to Apr 1, 2013
- BD registered reps · unset to 0.0Jul 31, 2012 to Apr 1, 2013
- Employees · unset to 21.0Jul 31, 2012 to Apr 1, 2013
- State-registered IARs · unset to 0.0Jul 31, 2012 to Apr 1, 2013
- Discretionary RAUM · $615M to $832MJul 31, 2012 to Apr 1, 2013
- RAUM · $615M to $832MJul 31, 2012 to Apr 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- M•••• E••••••• V• L•• · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•••• E••••••• V• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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