DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•••• E••••••• V• L•
Latest filing Aug 23, 2017
First filing on the tape Aug 19, 2016 · 5 filings
RAUM
$618M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$618M gross assets
History
5 filings and snapshots on the tape
RAUM$618M as of Aug 23, 2017
Aug 19, 2016$466M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 23, 2017
Aug 19, 20160 then
Employees (5.A)0 as of Aug 23, 2017
Aug 19, 201625 then
Private funds2 as of Aug 23, 2017
Aug 19, 20162 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 23, 2017; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• H•••• · Managing Principalcontrolsince 02/2016 · owns less than 5%
- H••••••••• R•••••• · Managing Principalcontrolsince 02/2016 · owns less than 5%
- K•••••••• K•••• · Chief Compliance Officercontrolsince 02/2016 · owns less than 5%
- B••••••• H•••• · Trusteecontrolsince 02/2016 · owns F of M•••• L••••• H••••••• 2••• R•••••••• T••••
- H••••••••• R•••••• · Co-Trusteecontrolsince 04/2016 · owns F of T•• H••••••••• R•••••••• T••••
- R••••••• K••• · Co-Trusteecontrolsince 04/2016 · owns F of T•• H••••••••• R•••••••• T••••
Entity owners
- H•••••••• F••••• L• · Member And Co-Ownerdirect · owns 25% to 50%
- M•••• L••••• H•••••••• L••• · Managing Member And Co-Ownerdirect · owns 50% to 75%
- M•••• C•••••• H••••••• I• L•• · General Partnersindirect · owns F of M•••• L••••• Holdings LP
- M•••• L••••• H••••••• 2••• R•••••••• T•••• · Memberindirect · owns F of M•••• L••••• Holdings LP
- T•• H••••••••• R•••••••• T•••• · Ownerindirect · owns 75% or more of The H•••••••• F••••• L•
Related persons
Schedule D 7.A
- 2•••• M•••••• D•••• L•investment adviserpooled vehicle sponsory
- B••••••• T••••••••• P••••••• I• L••investment advisery
- B•••••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- C•••••• P••• I••••• P••••••• H•••••• C•••••• L••investment adviserpooled vehicle sponsory
- C••••••• I••••• P••••••• L••investment adviserpooled vehicle sponsory
- C•••••••• O••••• P••••••• H••••• L••investment adviserpooled vehicle sponsory
- E••••••••• I••••• P••••••• H•••••• C•••••• L••investment adviserpooled vehicle sponsory
- K••••• M••• O••••• P••••••• H••••• L••investment adviserpooled vehicle sponsory
- L••• F••••• I••••• P••••••• H••••• L••investment adviserpooled vehicle sponsory
- M•••• S•••••• H••••• L••investment adviserpooled vehicle sponsory
- M•••• E••••••• A••••••• R••••• F••• L•investment adviserpooled vehicle sponsory
- M•••• E••••••• A••••••• R••••• H••••••• L•investment adviserpooled vehicle sponsory
- M•••• E••••••• A••••••• R••••• H••••••• R••• L••investment adviserpooled vehicle sponsory
- M•••• E•••••••investment adviserpooled vehicle sponsoryRAUM $4.7B
- M•••• E••••••• V• L••investment adviserpooled vehicle sponsoryRAUM $1.5B
Offices
Schedule D 1.F, the 25 largest
- Foothill Ranch, CA
- Newport Beach, CA
- San Diego, CA
- Santa Clara, CA
What changed
consecutive filings, newest first
- HQ city · PALO ALTO to M•••• P•••Mar 31, 2017 to Aug 23, 2017
- Accounts · 4 to 15Feb 17, 2017 to Mar 31, 2017
- Advisory employees · 8 to 0Feb 17, 2017 to Mar 31, 2017
- Employees · 25 to 0Feb 17, 2017 to Mar 31, 2017
- Discretionary RAUM · $466M to $618MFeb 17, 2017 to Mar 31, 2017
- RAUM · $466M to $618MFeb 17, 2017 to Mar 31, 2017
Signals
1 dated events
- M•••• E••••••• V• L• filed its initial SEC registration (Form ADV)Aug 19, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•••• E••••••• V• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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