DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W•••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 162178SEC 801-76510websiteIAPD
Latest filing May 12, 2026
First filing on the tape Apr 5, 2012 · 38 filings
SEC status approved since May 4, 2012
RAUM
$4.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$4.1B as of May 12, 2026
Mar 28, 2013$1.3B then
HNW client RAUM$5.2M as of Mar 28, 2024
Mar 30, 2018$432M then
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 28, 20130 then
Employees (5.A)13 as of May 12, 2026
Mar 28, 20132 then
Private funds5 as of May 12, 2026
Mar 28, 201312 then
RAUM +3.5% over the last fiscal year+3.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$817MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      20 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W•••••• P•••••• H•••••••• L•Hedge Fund$3.2B60Apr 5, 2012
      B•••••no longer reportedOther Private Fund$683M3Apr 5, 2012
      B•••••no longer reportedOther Private Fund$570M5Apr 5, 2012
      W•••••• P••••• E••••• P•••••••• L••Hedge Fund$307M60Mar 29, 2019
      B•••••no longer reportedOther Private Fund$61.7M5Apr 5, 2012
      B•••••no longer reportedOther Private Fund$30.1M3Mar 31, 2015
      W•••••• G•••• C••••••••• L•Private Equity Fund$29.8M7Mar 28, 2024
      W•••••• • L••••• A••••• L••Hedge Fund$28.7M61Mar 28, 2013
      8•••••no longer reportedOther Private Fund$25.1M54Mar 30, 2020
      B•••••no longer reportedOther Private Fund$21.2M1Apr 5, 2012
      B•••••no longer reportedOther Private Fund$11.9M2Apr 5, 2012
      8•••••no longer reportedPrivate Equity Fund$9.6M55May 24, 2017
      B•••••no longer reportedOther Private Fund$7.5M3Apr 5, 2012
      B•••••no longer reportedOther Private Fund$6.2M3Mar 31, 2015
      B•••••no longer reportedOther Private Fund$6.2M5Apr 5, 2012
      W••• M•••• H••••••• I•• L•Private Equity Fund$5.1M7Mar 28, 2024
      F• M••••••••• L•Other Private Fund$899,49714Apr 5, 2012
      F•••• I••••••••• P•••••••• L•Other Private Fund$214,96464Apr 5, 2012
      8•••••no longer reportedOther Private Fund$23,521145Mar 30, 2020
      X•••••no longer reportedOther Private Fund$1,17618Apr 5, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••• L••••••• A• · Managing Member/Presidentcontrol
        since 03/2012 · owns 75% or more
      • R••••••••• B••••• J••••• · Chief Legal Officer And Chief Operating Officer And Chief Compliance Officercontrol
        since 07/2018 · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list W•••••• C•••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Incline Village, NV1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 5
        Mar 31, 2025 to Mar 30, 2026
      • Advisory employees · 11 to 13
        Mar 31, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 4 to 5
        Mar 31, 2025 to Mar 30, 2026
      • Employees · 11 to 13
        Mar 31, 2025 to Mar 30, 2026
      • Private funds · 4 to 5
        Mar 31, 2025 to Mar 30, 2026
      • Discretionary RAUM · $3.9B to $4.1B
        Mar 31, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $3.9B to $4.1B
        Mar 31, 2025 to Mar 30, 2026
      • RAUM · $3.9B to $4.1B
        Mar 31, 2025 to Mar 30, 2026
      • Accounts · 8 to 4
        Jun 4, 2024 to Mar 31, 2025
      • Advisory employees · 15 to 11
        Jun 4, 2024 to Mar 31, 2025
      • Advisory activities · 2 to 1
        Jun 4, 2024 to Mar 31, 2025
      • HNW clients · 1.0 to unset
        Jun 4, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 7 to 4
        Jun 4, 2024 to Mar 31, 2025
      • Employees · 15 to 11
        Jun 4, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Jun 4, 2024 to Mar 31, 2025
      • Other offices · 1 to 0
        Jun 4, 2024 to Mar 31, 2025
      • Private funds · 7 to 4
        Jun 4, 2024 to Mar 31, 2025
      • Discretionary RAUM · $3.5B to $3.9B
        Jun 4, 2024 to Mar 31, 2025
      • HNW RAUM · 5334284.0 to unset
        Jun 4, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $3.5B to $3.9B
        Jun 4, 2024 to Mar 31, 2025
      • RAUM · $3.5B to $3.9B
        Jun 4, 2024 to Mar 31, 2025
      • HNW clients · unset to 1.0
        Mar 28, 2024 to Jun 4, 2024
      • Discretionary RAUM · $3.5B to $3.5B
        Mar 28, 2024 to Jun 4, 2024
      • HNW RAUM · $5.2M to $5.3M
        Mar 28, 2024 to Jun 4, 2024
      • Pooled vehicle RAUM · $3.5B to $3.5B
        Mar 28, 2024 to Jun 4, 2024
      • RAUM · $3.5B to $3.5B
        Mar 28, 2024 to Jun 4, 2024
      • Accounts · 6 to 8
        May 8, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 5 to 7
        May 8, 2023 to Mar 28, 2024
      • Private funds · 5 to 7
        May 8, 2023 to Mar 28, 2024
      • Discretionary RAUM · $3.6B to $3.5B
        May 8, 2023 to Mar 28, 2024
      • HNW RAUM · $4.4M to $5.2M
        May 8, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $3.6B to $3.5B
        May 8, 2023 to Mar 28, 2024
      • RAUM · $3.6B to $3.5B
        May 8, 2023 to Mar 28, 2024
      • Advisory employees · 14 to 15
        Mar 30, 2023 to May 8, 2023
      • Employees · 14 to 15
        Mar 30, 2023 to May 8, 2023
      • Discretionary RAUM · $3.6B to $3.6B
        Mar 30, 2023 to May 8, 2023
      • HNW RAUM · $4.2M to $4.4M
        Mar 30, 2023 to May 8, 2023
      • Pooled vehicle RAUM · $3.6B to $3.6B
        Mar 30, 2023 to May 8, 2023
      • RAUM · $3.6B to $3.6B
        Mar 30, 2023 to May 8, 2023
      • Discretionary RAUM · $4.6B to $3.6B
        May 24, 2022 to Mar 30, 2023
      Signals
      2 dated events
      • W•••••• C•••••• M••••••••• L•• reported RAUM $4.2B, up 26% from $3.3B (2020-06-23 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • W•••••• C•••••• M••••••••• L•• reported RAUM $2.6B, up 38% from $1.9B (2017-07-05 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      wildcatcap.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-468-5100reportedpublic record, Form ADV, May 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026