DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W•••••• P•••••• H•••••••• L•
Gross asset value
$3.2B
as of Jun 4, 2024; not a fund size
Peak GAV
$4.6B
highest filing
Owners
60
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
9%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
0%
Reported
35 filings
Apr 5, 2012 to Jun 4, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.2B as of Jun 4, 2024
Apr 5, 2012$255M then
Owners60 as of Jun 4, 2024
Apr 5, 201230 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust CompanyBrooklyn, New York
- Bank Of America, N.A.Fort Worth, Texas · LEI B4TYDEB6GKMZO031MB27
- Carta Securities, LLCPalo Alto, California
- Computershare Trust Company, N.A.Providence, Rhode Island
- Continental Stock Transfer & TrustNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCDallas, Texas
- JP Morgan Chase Bank, N.A.Columbus, Ohio · LEI 7H6GLXDRUGQFU57RNE97
- JP Morgan Securities LLCWhite Plains, New York
- UBS Financial ServicesDallas, Texas
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 9.0%reportedadviser and related persons