DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Neuberger Berman Europe Limited
Latest filing May 6, 2026
First filing on the tape May 24, 2013 · 56 filings
SEC status approved since Jun 20, 2013
RAUM
$98B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
312
79 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$98B as of May 6, 2026
Mar 31, 2014$40B then
HNW client RAUM$0 as of May 6, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)10 as of May 6, 2026
Mar 31, 20142 then
Employees (5.A)312 as of May 6, 2026
Mar 31, 2014108 then
Private funds7 as of May 6, 2026
Mar 31, 201420 then
RAUM +22% over the last fiscal year+15% a year over threeIARs 12 to 10offices 0 to 1
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
- RAUM per advisor
- $9.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $407MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 31.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$72B73%
- Pension and profit-sharing plans$10B10%
- Sovereign wealth funds$4.9B5.0%
- Insurance companies$4.3B4.3%
- Other investment advisers$4.0B4.1%
- State and municipal entities$1.9B2.0%
- Corporations and businesses$881M0.9%
- Investment companies$110M0.1%
- Charitable organizations$66.1M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 16reported
- Charitable clients
- 2reported
- Accounts
- 241reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.22 related_bd=true related_bank=true bd_reps=10.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
33 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Neuberger Berman US Multi Cap Opportunities Fundno longer reported | Other Private Fund | $1.9B | 96 | Mar 30, 2012 |
| Neuberger Berman Uncorrelated Strategies Fundno longer reported | Other Private Fund | $1.7B | 106 | Mar 29, 2019 |
| Neuberger Berman Emerging Market Debt - Local Currency Fundno longer reported | Hedge Fund | $433M | 22 | Feb 13, 2014 |
| Neuberger Berman US Real Estate Securities Fundno longer reported | Other Private Fund | $306M | 111 | Mar 28, 2013 |
| Neuberger Berman Short Duration Emerging Market Debt Fundno longer reported | Other Private Fund | $302M | 25 | Feb 13, 2014 |
| Neuberger Berman Loan Advisers Euro Clo 2 Dac | Securitized Asset Fund | $293M | 0 | Mar 30, 2022 |
| Neuberger Berman Loan Advisers Euro Clo 1 Dac | Securitized Asset Fund | $293M | 0 | Mar 26, 2021 |
| Neuberger Berman Loan Advisers Euro Clo 5 Dac | Securitized Asset Fund | $293M | 0 | Mar 28, 2023 |
| Neuberger Berman Loan Advisers Euro Clo 3 Dac | Securitized Asset Fund | $293M | 0 | Mar 30, 2022 |
| Neuberger Berman Emerging Markets Equity Fundno longer reported | Other Private Fund | $220M | 6 | Mar 28, 2013 |
| Neuberger Berman Emerging Market Corporate Debt Fundno longer reported | Other Private Fund | $170M | 17 | Feb 13, 2014 |
| Neuberger Berman US Long Short Equity Fundno longer reported | Hedge Fund | $153M | 15 | Mar 31, 2014 |
| Neuberger Berman Global Bond Absolute Return Fundno longer reported | Hedge Fund | $149M | 26 | Feb 13, 2014 |
| Neuberger Berman China Equity Fundno longer reported | Other Private Fund | $133M | 30 | Mar 30, 2012 |
| Neuberger Berman China A Share Fundno longer reported | Other Private Fund | $126M | 1 | Feb 25, 2013 |
| Neuberger Berman Emerging Market Debt Blend Fundno longer reported | Hedge Fund | $107M | 20 | Jun 5, 2014 |
| Neuberger Berman Emerging Market Debt - Hard Currency Fundno longer reported | Other Private Fund | $98.1M | 11 | Feb 13, 2014 |
| Neuberger Berman European High Yield Fundno longer reported | Other Private Fund | $93.6M | 7 | Jan 27, 2015 |
| Neuberger Berman Loan Advisers III Limited | Hedge Fund | $90.3M | 13 | Mar 26, 2021 |
| Neuberger Berman Absolute Return Multi Strategy Fundno longer reported | Hedge Fund | $90.1M | 44 | Feb 13, 2014 |
| Neuberger Berman Multi-Asset Class Income Fundno longer reported | Other Private Fund | $43.4M | 31 | Mar 29, 2019 |
| Neuberger Berman Loan Advisers Euro Clo 6 Dac | Securitized Asset Fund | $28.1M | 1 | Mar 28, 2024 |
| Neuberger Berman Multi-Asset Class Growth Fundno longer reported | Other Private Fund | $22.3M | 3 | Mar 29, 2019 |
| Neuberger Berman Long Short Multi Manager Fundno longer reported | Hedge Fund | $6.5M | 5 | Jan 27, 2015 |
| Neuberger Berman Global Long Short Equity Fundno longer reported | Hedge Fund | $5.5M | 14 | Apr 8, 2015 |
| Neuberger Berman Diversified Currency Fundno longer reported | Hedge Fund | $1.9M | 7 | Mar 30, 2012 |
| Neuberger Berman China Equity Opportunities Fundno longer reported | Other Private Fund | $1.8M | 7 | Mar 29, 2019 |
| Neuberger Berman Asian Opportunities Fundno longer reported | Other Private Fund | $0 | 0 | Nov 12, 2015 |
| Neuberger Berman Global Equity Fundno longer reported | Other Private Fund | $0 | 0 | Mar 29, 2019 |
| Neuberger Berman China A-Share Opportunities Fundno longer reported | Other Private Fund | $0 | 0 | Mar 29, 2019 |
| Neuberger Berman Global Credit Long Short Fundno longer reported | Other Private Fund | $0 | 0 | Mar 29, 2019 |
| Neuberger Berman World Equity Fundno longer reported | Other Private Fund | $0 | 0 | Jan 19, 2016 |
| Neuberger Berman Global Equity Income Fundno longer reported | Other Private Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Johan Rob Drijkoningen · Directorcontrolsince 09/2024 · owns less than 5%
- Simone Michelle Green · Director, Chief Legal Officercontrolsince 01/2016 · owns less than 5%
- Holian Matthew Malloy · Director, Chief Executive Officercontrolsince 02/2024 · owns less than 5%
- Timothy Simon Osborne · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Horst Joachim Philipp Patschkowski · Directorcontrolsince 06/2023 · owns less than 5%
- P. Heather Zuckerman · Directorcontrolsince 05/2009 · owns less than 5%
Entity owners
- Neuberger Berman Europe Holdings II LLC · Holding Company/Ownerdirect · owns 75% or more
- Nbsh Acquisition, LLC · Memberindirect · owns 75% or more of Neuberger Berman Group LLC
- Neuberger Berman Europe Holdings LLC · Memberindirect · owns 75% or more of Neuberger Berman Europe Holdings II LLC
- Neuberger Berman Group LLC · Memberindirect · owns 75% or more of Neuberger Berman Europe Holdings LLC
Related persons
Schedule D 7.A
- Nb Alternatives Advisers LLCinvestment adviserbankpooled vehicle sponsornRAUM $160B
- Neuberger Berman Aifm Luxembourg Sarlinvestment adviserpooled vehicle sponsoryRAUM $2.2B
- Neuberger Berman Asia Limitedinvestment adviserbankpooled vehicle sponsornRAUM $11B
- Neuberger Berman Asset Management Ireland Limitedinvestment adviserbankpooled vehicle sponsory
- Neuberger Berman Bd LLCbroker-dealerinvestment adviserbankn
- Neuberger Berman Canada Ulcinvestment adviserbankpooled vehicle sponsornRAUM $12B
- Neuberger Berman Investment Advisers LLCinvestment adviserbankpooled vehicle sponsornRAUM $399B
- Neuberger Berman Loan Advisers II LLCinvestment advisernRAUM $9.0B
- Neuberger Berman Loan Advisers IV LLCinvestment advisernRAUM $6.1B
- Neuberger Berman Loan Advisers LLCinvestment advisernRAUM $4.9B
- Neuberger Berman Singapore Pte. Limitedinvestment adviserbanknRAUM $29B
Advisers that list Neuberger Berman Europe Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 248 to 241Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 60 to 79Mar 31, 2025 to Mar 27, 2026
- BD registered reps · 12 to 10Mar 31, 2025 to Mar 27, 2026
- Pension plan clients · 23 to 16Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 171 to 177Mar 31, 2025 to Mar 27, 2026
- Employees · 291 to 312Mar 31, 2025 to Mar 27, 2026
- Insurance-licensed employees · 12 to 10Mar 31, 2025 to Mar 27, 2026
- State-registered IARs · 12 to 10Mar 31, 2025 to Mar 27, 2026
- Other offices · 0 to 1Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $80B to $98BMar 31, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $102M to $76.7MMar 31, 2025 to Mar 27, 2026
- Pension RAUM · $7.8B to $10BMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $54B to $72BMar 31, 2025 to Mar 27, 2026
- RAUM · $80B to $98BMar 31, 2025 to Mar 27, 2026
- Accounts · 251 to 248Nov 18, 2024 to Mar 31, 2025
- Advisory employees · 53 to 60Nov 18, 2024 to Mar 31, 2025
- BD registered reps · 11 to 12Nov 18, 2024 to Mar 31, 2025
- Pension plan clients · 19 to 23Nov 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 179 to 171Nov 18, 2024 to Mar 31, 2025
- Employees · 274 to 291Nov 18, 2024 to Mar 31, 2025
- Insurance-licensed employees · 11 to 12Nov 18, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 18, 2024 to Mar 31, 2025
- HQ state · unset to Nov 18, 2024 to Mar 31, 2025
- State-registered IARs · 11 to 12Nov 18, 2024 to Mar 31, 2025
- Private funds · 6 to 7Nov 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $79B to $80BNov 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $106M to $102MNov 18, 2024 to Mar 31, 2025
- Pension RAUM · $6.4B to $7.8BNov 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $53B to $54BNov 18, 2024 to Mar 31, 2025
- RAUM · $79B to $80BNov 18, 2024 to Mar 31, 2025
- Accounts · 208 to 251Mar 28, 2023 to Mar 28, 2024
- Advisory employees · 51 to 53Mar 28, 2023 to Mar 28, 2024
- BD registered reps · 10 to 11Mar 28, 2023 to Mar 28, 2024
- Corporate clients · 3 to 4Mar 28, 2023 to Mar 28, 2024
- Pension plan clients · 13 to 19Mar 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 151 to 179Mar 28, 2023 to Mar 28, 2024
- Employees · 233 to 274Mar 28, 2023 to Mar 28, 2024
- Insurance-licensed employees · 10 to 11Mar 28, 2023 to Mar 28, 2024
- State-registered IARs · 10 to 11Mar 28, 2023 to Mar 28, 2024
- Private funds · 5 to 6Mar 28, 2023 to Mar 28, 2024
Signals
17 dated events
- Timothy Simon Osborne (Chief Compliance Officer) appeared on Schedule A of Neuberger Berman Europe LimitedNov 18, 2024 · Control person joined · fact
- James Alexander Duncan (Director, Chief Operations Officer) no longer on Schedule A of Neuberger Berman Europe Limited (listed 2024-10-14, absent 2024-11-18)Nov 18, 2024 · Control person left · inference
- Gisela Antunes (Chief Compliance Officer, Interim) no longer on Schedule A of Neuberger Berman Europe Limited (listed 2024-10-14, absent 2024-11-18)Nov 18, 2024 · Control person left · inference
- Vincent Nick Styman (Chief Compliance Officer) no longer on Schedule A of Neuberger Berman Europe Limited (listed 2024-05-10, absent 2024-10-07)Oct 7, 2024 · Control person left · inference
- Johan Rob Drijkoningen (Director) appeared on Schedule A of Neuberger Berman Europe LimitedOct 7, 2024 · Control person joined · fact
- Gisela Antunes (Chief Compliance Officer, Interim) appeared on Schedule A of Neuberger Berman Europe LimitedOct 7, 2024 · Control person joined · fact
- Holian Matthew Malloy (Director, Chief Executive Officer) appeared on Schedule A of Neuberger Berman Europe LimitedMar 28, 2024 · Control person joined · fact
- Horst Joachim Philipp Patschkowski (Director) appeared on Schedule A of Neuberger Berman Europe LimitedMar 28, 2024 · Control person joined · fact
- Vincent Joseph Amato (Director) no longer on Schedule A of Neuberger Berman Europe Limited (listed 2023-03-28, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Dirk Van Lomwel (Director, Chief Executive Officer) no longer on Schedule A of Neuberger Berman Europe Limited (listed 2023-03-28, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Charles Frazer James Harvey (Director, Chief Financial Officer) no longer on Schedule A of Neuberger Berman Europe Limited (listed 2023-03-28, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- David Anthony Tutrone Ii (Director) no longer on Schedule A of Neuberger Berman Europe Limited (listed 2023-03-28, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Neuberger Berman Europe Limited reported RAUM $64.5B, up 49% from $43.4B (2022-03-30 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Neuberger Berman Europe Limited reported RAUM $43.4B, down 31% from $63.3B (2022-03-24 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- David Anthony Tutrone Ii (Director) appeared on Schedule A of Neuberger Berman Europe LimitedMar 26, 2021 · Control person joined · fact
- James Alexander Duncan (Director) appeared on Schedule A of Neuberger Berman Europe LimitedMar 27, 2020 · Control person joined · fact
- Neuberger Berman Europe Limited filed its initial SEC registration (Form ADV)May 24, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Neuberger Berman Europe Limited · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/neuberger-bermanreportedpublic record, Form ADV, Sep 17, 2026
- Website
- NB.COM/EUROPEreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44 203-214-9000reportedpublic record, Form ADV, May 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026