DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Neuberger Berman Singapore Pte. Limited
Latest filing Mar 30, 2026
First filing on the tape Dec 17, 2013 · 21 filings
SEC status approved since Jan 31, 2014
RAUM
$29B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$29B as of Mar 30, 2026
Mar 31, 2015$4.2B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 31, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20150 then
Employees (5.A)32 as of Mar 30, 2026
Mar 31, 201524 then
Private funds: no history
RAUM +12% over the last fiscal year+3.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $505MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$20B67%
- Pension and profit-sharing plans$2.7B9.4%
- Insurance companies$2.3B7.7%
- Other investment advisers$1.9B6.4%
- Sovereign wealth funds$1.8B6.3%
- State and municipal entities$581M2.0%
- Corporations and businesses$445M1.5%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 58reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.73 institutional_share=0.25 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Li Ching Madeline Ho · Directorcontrolsince 08/2024 · owns less than 5%
- Joyue Alvin Hui · Directorcontrolsince 11/2023 · owns less than 5%
- Prashant Singh · Directorcontrolsince 12/2020 · owns less than 5%
- Phyl Heather Zuckerman · Directorcontrolsince 11/2009 · owns less than 5%
- Wei Heong Travis Chia · Chief Compliance Officersince 09/2013 · owns less than 5%
Entity owners
- Neuberger Berman Asia Holdings II LLC · Holding Companydirect · owns 75% or more
- Nbsh Acquisition, LLC · Memberindirect · owns 75% or more of Neuberger Berman Group LLC
- Neuberger Berman Asia Holdings LLC · Memberindirect · owns 75% or more of Neuberger Berman Asia Holdings II LLC
- Neuberger Berman Group LLC · Memberindirect · owns 75% or more of Neuberger Berman Asia Holdings LLC
Related persons
Schedule D 7.A
- Nb Alternatives Advisers LLCinvestment adviserpooled vehicle sponsornRAUM $160B
- Neuberger Berman Aifm Luxembourg Sarlinvestment adviserpooled vehicle sponsornRAUM $2.2B
- Neuberger Berman Asia Limitedinvestment adviserbankpooled vehicle sponsornRAUM $11B
- Neuberger Berman Asset Management Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Neuberger Berman Australia Ltdinvestment advisern
- Neuberger Berman Bd LLCbroker-dealerinvestment adviserbankn
- Neuberger Berman Canada Ulcinvestment adviserbankpooled vehicle sponsornRAUM $12B
- Neuberger Berman East Asia Limitedinvestment advisern
- Neuberger Berman Europe Limitedinvestment adviserbankpooled vehicle sponsornRAUM $98B
- Neuberger Berman Fund Management (China) Limitedinvestment advisern
- Neuberger Berman India Private Limitedinvestment advisery
- Neuberger Berman Information Consulting (Shanghai) Limitedinvestment advisern
- Neuberger Berman Investment Advisers LLCinvestment adviserbankpooled vehicle sponsornRAUM $399B
- Neuberger Berman Loan Advisers II LLCinvestment advisernRAUM $9.0B
- Neuberger Berman Loan Advisers IV LLCinvestment advisernRAUM $6.1B
- Neuberger Berman Loan Advisers LLCinvestment advisernRAUM $4.9B
- Neuberger Berman Overseas Investment Fund Management (Shanghai) Limitedinvestment advisern
- Neuberger Berman Taiwan (Site) Limitedinvestment advisern
Advisers that list Neuberger Berman Singapore Pte. Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 61 to 58Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 26 to 25Mar 28, 2025 to Mar 30, 2026
- Employees · 27 to 32Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $26B to $29BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $3.2B to $2.7BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $16B to $20BMar 28, 2025 to Mar 30, 2026
- RAUM · $26B to $29BMar 28, 2025 to Mar 30, 2026
- Accounts · 65 to 61Oct 2, 2024 to Mar 28, 2025
- Pooled vehicle clients · 31 to 26Oct 2, 2024 to Mar 28, 2025
- Employees · 26 to 27Oct 2, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 2, 2024 to Mar 28, 2025
- HQ state · unset to Oct 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $28B to $26BOct 2, 2024 to Mar 28, 2025
- Pension RAUM · $3.4B to $3.2BOct 2, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $16B to $16BOct 2, 2024 to Mar 28, 2025
- RAUM · $28B to $26BOct 2, 2024 to Mar 28, 2025
- Accounts · 60 to 65Nov 1, 2023 to Mar 28, 2024
- Advisory employees · 11 to 10Nov 1, 2023 to Mar 28, 2024
- Corporate clients · 1 to 2Nov 1, 2023 to Mar 28, 2024
- Pension plan clients · 3 to 5Nov 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 32 to 31Nov 1, 2023 to Mar 28, 2024
- Employees · 27 to 26Nov 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $27B to $28BNov 1, 2023 to Mar 28, 2024
- Pension RAUM · $1.7B to $3.4BNov 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $18B to $16BNov 1, 2023 to Mar 28, 2024
- RAUM · $27B to $28BNov 1, 2023 to Mar 28, 2024
- Accounts · 51 to 60Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 9 to 11Mar 31, 2022 to Mar 31, 2023
- Charity clients · unset to 0.0Mar 31, 2022 to Mar 31, 2023
- Corporate clients · unset to 1.0Mar 31, 2022 to Mar 31, 2023
- HNW clients · unset to 0.0Mar 31, 2022 to Mar 31, 2023
- Individual clients · unset to 0.0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 28 to 32Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $35B to $27BMar 31, 2022 to Mar 31, 2023
- HNW RAUM · unset to 0.0Mar 31, 2022 to Mar 31, 2023
- Individual RAUM · unset to 0.0Mar 31, 2022 to Mar 31, 2023
- Pension RAUM · $2.4B to $1.7BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $24B to $18BMar 31, 2022 to Mar 31, 2023
- RAUM · $35B to $27BMar 31, 2022 to Mar 31, 2023
- Accounts · 41 to 51Jun 15, 2021 to Mar 31, 2022
Signals
10 dated events
- Ong Sin Vincent Lim (Director) no longer on Schedule A of Neuberger Berman Singapore Pte. Limited (listed 2024-03-28, absent 2024-09-02)Sep 2, 2024 · Control person left · inference
- Li Ching Madeline Ho (Director) appeared on Schedule A of Neuberger Berman Singapore Pte. LimitedSep 2, 2024 · Control person joined · fact
- Christopher Davenant Jason Henchman (Director) no longer on Schedule A of Neuberger Berman Singapore Pte. Limited (listed 2023-03-31, absent 2023-11-01)Nov 1, 2023 · Control person left · inference
- Joyue Alvin Hui (Director) appeared on Schedule A of Neuberger Berman Singapore Pte. LimitedNov 1, 2023 · Control person joined · fact
- Neuberger Berman Singapore Pte. Limited reported RAUM $35.0B, up 32% from $26.5B (2021-06-15 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Prashant Singh (Director) appeared on Schedule A of Neuberger Berman Singapore Pte. LimitedDec 17, 2020 · Control person joined · fact
- John Francis Nicholas Hoar (Director) no longer on Schedule A of Neuberger Berman Singapore Pte. Limited (listed 2020-03-30, absent 2020-12-17)Dec 17, 2020 · Control person left · inference
- Neuberger Berman Singapore Pte. Limited reported RAUM $23.4B, up 43% from $16.4B (2019-10-08 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Neuberger Berman Singapore Pte. Limited reported RAUM $14.5B, up 80% from $8.1B (2017-06-16 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Neuberger Berman Singapore Pte. Limited filed its initial SEC registration (Form ADV)Dec 17, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/NEUBERGER-BERMANreportedpublic record, Form ADV, Sep 17, 2026
- Website
- NB.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 65-6645-3760reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026