DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pollen Street Capital (US) LLC

Former SEC-registered adviserAustin, TexasCRD 162428SEC 801-77475IAPD
Latest filing Mar 28, 2024
First filing on the tape Apr 23, 2012 · 40 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$1.0B as of Mar 28, 2024
Mar 31, 2014$213M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Mar 31, 20140 then
Employees (5.A)8 as of Mar 28, 2024
Mar 31, 20149 then
Private funds1 as of Mar 26, 2020
Mar 31, 20142 then
RAUM -14% over the last fiscal year+5.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$505MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Eaglewood Income Fund I, LPno longer reportedHedge Fund$2.2M1Apr 23, 2012
      Eaglewood Small Business Fund LPno longer reportedPrivate Equity Fund$20,0004Mar 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • Mcmurray Lindsey Villon · Managercontrol
        since 09/2017 · owns less than 5%
      • Ga Kee Gary Wong · Group Chief Compliance Officercontrol
        since 07/2023 · owns less than 5%
      Entity owners
      • Pollen Street Capital (US) Holdings LLC · Member
        direct · owns 75% or more
      • Pollen Street Capital Holdings Limited · Shareholder
        indirect · owns 75% or more of Psc Credit Limited
      • Pollen Street Group Limited · Shareholder
        indirect · owns 75% or more of Pollen Street Capital Holdings Limited
      • Psc Credit Limited · Member
        indirect · owns 75% or more of Pollen Street Capital (US) Holdings LLC
      Related persons
      Schedule D 7.A
      Advisers that list Pollen Street Capital (US) LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 2
        Jul 10, 2023 to Mar 28, 2024
      • Advisory employees · 3 to 2
        Jul 10, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 2.0 to unset
        Jul 10, 2023 to Mar 28, 2024
      • Employees · 6 to 8
        Jul 10, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.2B to $1.0B
        Jul 10, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · 1092028777.0 to unset
        Jul 10, 2023 to Mar 28, 2024
      • RAUM · $1.2B to $1.0B
        Jul 10, 2023 to Mar 28, 2024
      • HQ city · NEW YORK to AUSTIN
        Mar 30, 2023 to Jul 10, 2023
      • HQ state · NY to TX
        Mar 30, 2023 to Jul 10, 2023
      • Discretionary RAUM · $1.1B to $1.2B
        Oct 31, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $992M to $1.1B
        Oct 31, 2022 to Mar 30, 2023
      • RAUM · $1.1B to $1.2B
        Oct 31, 2022 to Mar 30, 2023
      • Accounts · 3 to 4
        Mar 25, 2022 to Oct 27, 2022
      • Discretionary RAUM · $955M to $1.1B
        Mar 25, 2022 to Oct 27, 2022
      • Pooled vehicle RAUM · $905M to $992M
        Mar 25, 2022 to Oct 27, 2022
      • RAUM · $955M to $1.1B
        Mar 25, 2022 to Oct 27, 2022
      • Accounts · 1 to 3
        Apr 14, 2021 to Mar 25, 2022
      • Advisory employees · 2 to 3
        Apr 14, 2021 to Mar 25, 2022
      • Pooled vehicle clients · 1 to 2
        Apr 14, 2021 to Mar 25, 2022
      • Assets in custody · unset to 0.0
        Apr 14, 2021 to Mar 25, 2022
      • Employees · 5 to 6
        Apr 14, 2021 to Mar 25, 2022
      • Discretionary RAUM · $872M to $955M
        Apr 14, 2021 to Mar 25, 2022
      • Pooled vehicle RAUM · $872M to $905M
        Apr 14, 2021 to Mar 25, 2022
      • RAUM · $872M to $955M
        Apr 14, 2021 to Mar 25, 2022
      • Accounts · 3 to 1
        Oct 29, 2020 to Mar 25, 2021
      • Advisory employees · 4 to 2
        Oct 29, 2020 to Mar 25, 2021
      • Advisory activities · 2 to 1
        Oct 29, 2020 to Mar 25, 2021
      • Corporate clients · 1.0 to unset
        Oct 29, 2020 to Mar 25, 2021
      • Pooled vehicle clients · 2 to 1
        Oct 29, 2020 to Mar 25, 2021
      • Employees · 7 to 5
        Oct 29, 2020 to Mar 25, 2021
      • Private funds · 1 to unset
        Oct 29, 2020 to Mar 25, 2021
      • Discretionary RAUM · $1.3B to $872M
        Oct 29, 2020 to Mar 25, 2021
      • Pooled vehicle RAUM · $1.3B to $872M
        Oct 29, 2020 to Mar 25, 2021
      • RAUM · $1.3B to $872M
        Oct 29, 2020 to Mar 25, 2021
      • Assets in custody · 0.0 to unset
        Apr 28, 2020 to Oct 29, 2020
      • Custody of client assets · true to false
        Apr 28, 2020 to Oct 29, 2020
      • Discretionary RAUM · $1.4B to $1.3B
        May 2, 2019 to Mar 26, 2020
      • Pooled vehicle RAUM · $1.4B to $1.3B
        May 2, 2019 to Mar 26, 2020
      • RAUM · $1.4B to $1.3B
        May 2, 2019 to Mar 26, 2020
      • Discretionary RAUM · $2.0B to $1.4B
        Nov 2, 2018 to Mar 29, 2019
      Signals
      10 dated events
      • William James Scott (Manager) no longer on Schedule A of Pollen Street Capital (Us) Llc (listed 2023-07-10, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • John Daniel Khouri (Manager) no longer on Schedule A of Pollen Street Capital (Us) Llc (listed 2023-07-10, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • Ga Kee Gary Wong (Group Chief Compliance Officer) appeared on Schedule A of Pollen Street Capital (Us) Llc
        Jul 10, 2023 · Control person joined · fact
      • Jane Shahmanesh (Chief Compliance Officer) no longer on Schedule A of Pollen Street Capital (Us) Llc (listed 2023-03-30, absent 2023-07-10)
        Jul 10, 2023 · Control person left · inference
      • John Daniel Khouri (Manager) appeared on Schedule A of Pollen Street Capital (Us) Llc
        Mar 25, 2022 · Control person joined · fact
      • Pollen Street Capital (Us) Llc reported RAUM $872.3M, down 32% from $1.3B (2020-10-29 to 2021-03-25)
        Mar 25, 2021 · RAUM change · derived
      • Jane Shahmanesh (Chief Compliance Officer) appeared on Schedule A of Pollen Street Capital (Us) Llc
        Apr 28, 2020 · Control person joined · fact
      • Robert William Cumming (Manager & Chief Compliance Officer) no longer on Schedule A of Pollen Street Capital (Us) Llc (listed 2020-03-26, absent 2020-04-28)
        Apr 28, 2020 · Control person left · inference
      • Pollen Street Capital (Us) Llc reported RAUM $1.4B, down 27% from $2.0B (2018-11-02 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • Eaglewood Capital Management Llc filed its initial SEC registration (Form ADV)
        Dec 10, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026