DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Marshall Wace Asia Limited
Latest filing May 27, 2016
First filing on the tape Mar 30, 2012 · 13 filings
RAUM
$8.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
19 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
7
$4.6B gross assets
History
13 filings and snapshots on the tape
RAUM$8.3B as of May 27, 2016
May 17, 2012$2.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 27, 2016
May 29, 20130 then
Employees (5.A)31 as of May 27, 2016
May 29, 201321 then
Private funds7 as of May 27, 2016
May 17, 201215 then
RAUM -33% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 27, 2016; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $926MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.8B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.8B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- John Desmond Anderson · Chief Executive Officer, Responsible Officercontrolsince 05/2008 · owns less than 5%
- Christopher Pearce · Chief Operating Officer; Chief Compliance Officer, Responsible Officercontrolsince 08/2006 · owns less than 5%
Entity owners
- Mw Ltd · Shareholderdirect · owns 75% or more
- Mw Group (Gp) Ltd · Shareholderindirect · owns F of Mw Group LP
- Mw Group LP · Shareholderindirect · owns F of Mw Ltd
Related persons
Schedule D 7.A
- Marshall Wace Llpinvestment adviserbankn
- Marshall Wace North America L.P.investment adviserbanknRAUM $59B
- Pollen Street Capital (US) LLCinvestment adviserbanknRAUM $1.0B
- Mw Eaglewood Europe Llpinvestment advisern
Advisers that list Marshall Wace Asia Limited as a related person
- 135902 n
Offices
Schedule D 1.F, the 25 largest
- Istanbul, Turkey
What changed
consecutive filings, newest first
- Accounts · 7 to 9Jan 29, 2016 to May 27, 2016
- Advisory employees · 18 to 19Jan 29, 2016 to May 27, 2016
- Assets in custody · $9.8B to $7.8BJan 29, 2016 to May 27, 2016
- Employees · 29 to 31Jan 29, 2016 to May 27, 2016
- Private funds · 5 to 7Jan 29, 2016 to May 27, 2016
- Discretionary RAUM · $10B to $8.3BJan 29, 2016 to May 27, 2016
- RAUM · $10B to $8.3BJan 29, 2016 to May 27, 2016
- Accounts · 14 to 7Nov 30, 2015 to Jan 29, 2016
- Advisory employees · 19 to 18Nov 30, 2015 to Jan 29, 2016
- Advisory activities · 2 to 1Nov 30, 2015 to Jan 29, 2016
- Assets in custody · $11B to $9.8BNov 30, 2015 to Jan 29, 2016
- Employees · 30 to 29Nov 30, 2015 to Jan 29, 2016
- Private funds · 10 to 5Nov 30, 2015 to Jan 29, 2016
- Discretionary RAUM · $12B to $10BNov 30, 2015 to Jan 29, 2016
- RAUM · $12B to $10BNov 30, 2015 to Jan 29, 2016
- Accounts · 15 to 14May 11, 2015 to Nov 30, 2015
- Advisory employees · 13 to 19May 11, 2015 to Nov 30, 2015
- Assets in custody · $11B to $11BMay 11, 2015 to Nov 30, 2015
- Employees · 27 to 30May 11, 2015 to Nov 30, 2015
- Discretionary RAUM · $13B to $12BMay 11, 2015 to Nov 30, 2015
- RAUM · $13B to $12BMay 11, 2015 to Nov 30, 2015
- Accounts · 22 to 15Jun 24, 2014 to May 11, 2015
- Assets in custody · $12B to $11BJun 24, 2014 to May 11, 2015
- Employees · 21 to 27Jun 24, 2014 to May 11, 2015
- Private funds · 15 to 10Jun 24, 2014 to May 11, 2015
- Discretionary RAUM · $12B to $13BJun 24, 2014 to May 11, 2015
- RAUM · $12B to $13BJun 24, 2014 to May 11, 2015
- Assets in custody · $14B to $12BJun 2, 2014 to Jun 24, 2014
- Discretionary RAUM · $14B to $12BJun 2, 2014 to Jun 24, 2014
- RAUM · $14B to $12BJun 2, 2014 to Jun 24, 2014
- Accounts · 15 to 22Jun 4, 2013 to May 29, 2014
- Advisory activities · 1 to 2Jun 4, 2013 to May 29, 2014
- Assets in custody · $1.5B to $14BJun 4, 2013 to May 29, 2014
- Organization form · Limited Liability Company to CorporationJun 4, 2013 to May 29, 2014
- Private funds · 11 to 15Jun 4, 2013 to May 29, 2014
- Discretionary RAUM · $4.5B to $14BJun 4, 2013 to May 29, 2014
- RAUM · $4.5B to $14BJun 4, 2013 to May 29, 2014
- Related bank · false to trueJun 4, 2013 to May 29, 2014
- Accounts · 22 to 15May 17, 2012 to May 29, 2013
- Advisory employees · unset to 13.0May 17, 2012 to May 29, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/MARSHALL-WACEreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MWAM.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Marshall Wace Asia Limited is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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