DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• I••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Mar 12, 2012 · 49 filings
SEC status approved since Mar 20, 2012
RAUM
$8.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
39%
$3.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
33 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$8.1B as of Mar 17, 2026
Mar 18, 2013$251M then
HNW client RAUM$3.2B as of Mar 17, 2026
Mar 15, 2018$303M then
State-registered IARs (5.B.3)13 as of Mar 17, 2026
Mar 18, 20130 then
Employees (5.A)38 as of Mar 17, 2026
Mar 18, 20139 then
Private funds2 as of Mar 17, 2026
Mar 27, 20151 then
RAUM +18% over the last fiscal year+22% a year over threeIARs 8 to 13
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $626MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $3.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.9derivedItem 5.A over advisors
- Advisors per office
- 4.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +63%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.6B44%
- High-net-worth individuals$3.2B39%
- Corporations and businesses$768M9.4%
- Charitable organizations$496M6.1%
- Other investment advisers$75.7M0.9%
- Pension and profit-sharing plans$51.7M0.6%
- Pooled investment vehicles$27.7M0.3%
- Individual clients
- n/areported
- HNW clients
- 2,192reported
- Pension plan clients
- 7reported
- Charitable clients
- 92reported
- Accounts
- 2,536reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $4.3B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.39 fund_share=0.45 institutional_share=0.07 related_bd=false related_bank=false bd_reps=13.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- D••• S•••• to A•••••• C•••••• L••Sep 7, 2018 · RIA to a state-registered adviser
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• D••• O••••••••• M••••• F••• L••• | $19.9M | 4 | Mar 17, 2026 | |
| B•••••••• O••••••••• F•••• L••no longer reported | Hedge Fund | $17.4M | 25 | Mar 31, 2014 |
| B•••••••• S••••••••• P••••••• F••• L••no longer reported | Hedge Fund | $11.1M | 58 | Mar 30, 2019 |
| B•••••••• T••••••• F•••• I••••• M••••• F••• L•• | Hedge Fund | $0 | 35 | Mar 30, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A••••• N••••••• P•••• · Chief Risk Officercontrolsince 07/2023 · owns less than 5%
- C••••••• G•••• N•• · Chief Financial Officercontrolsince 09/2017 · owns less than 5%
- D•••••••• M•••• N•• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- D••••••••• A•••••• R••••• · Member & Chief Investment Officercontrolsince 05/2012 · owns less than 5%
- H•••••• D••••• V•• H••••• I•• · Chief Financial Officercontrolsince 08/2025 · owns less than 5%
- J•••••• K••••• W•••• · Chief Operations Officer Officercontrolsince 09/2018 · owns less than 5%
- S•••••• S••••••• C••••••••• · Member & Chief Executive Officercontrolsince 07/2014 · owns less than 5%
- D••••••••• A•••••• R••••• · Membercontrolsince 05/2012 · owns 25% to 50% of I•••••• H•••••••• L••
- S•••••• S••••••• C••••••••• · Membercontrolsince 08/2014 · owns 25% to 50% of H••• I••••••••• L••
Entity owners
- I•••••• H•••••••• L•• · Managing Memberdirect · owns 75% or more
- H••• I••••••••• L•• · Memberindirect · owns 25% to 50% of I•••••• H•••••••• L••
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA6 employees
- New York, NY2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Mar 17, 2026advisory representatives (Item 5.B.3) moved from 8.0 to 13.0 (+63.0%) between the annual amendments of 2025-04-01 and 2026-03-17; the peer median change was +6.0% (220 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 93% percentile
- control person changedChange between filings · filing Mar 17, 2026A••••• N••••••• P•••• (CHIEF RISK OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-03-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 17, 2026D•••••••• M•••• N•• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-03-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 17, 2026C••••••• G•••• N•• (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-03-17peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 1,858 to 2,536Aug 26, 2025 to Mar 17, 2026
- Advisory employees · 31 to 33Aug 26, 2025 to Mar 17, 2026
- BD registered reps · 8 to 13Aug 26, 2025 to Mar 17, 2026
- Charity clients · 72 to 92Aug 26, 2025 to Mar 17, 2026
- Corporate clients · 203 to 232Aug 26, 2025 to Mar 17, 2026
- HNW clients · 1,559 to 2,192Aug 26, 2025 to Mar 17, 2026
- Pension plan clients · 9 to 7Aug 26, 2025 to Mar 17, 2026
- Pooled vehicle clients · 2 to 6Aug 26, 2025 to Mar 17, 2026
- Employees · 34 to 38Aug 26, 2025 to Mar 17, 2026
- State-registered IARs · 8 to 13Aug 26, 2025 to Mar 17, 2026
- Private funds · 1 to 2Aug 26, 2025 to Mar 17, 2026
- Discretionary RAUM · $6.9B to $8.1BAug 26, 2025 to Mar 17, 2026
- HNW RAUM · $2.6B to $3.2BAug 26, 2025 to Mar 17, 2026
- Pension RAUM · $52.0M to $51.7MAug 26, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $198M to $27.7MAug 26, 2025 to Mar 17, 2026
- RAUM · $6.9B to $8.1BAug 26, 2025 to Mar 17, 2026
- Wrap assets (manager) · $3.5B to $4.3BAug 26, 2025 to Mar 17, 2026
- Financial planning clients · unset to Apr 1, 2025 to May 6, 2025
- Accounts · 841 to 1,858Mar 28, 2024 to Apr 1, 2025
- Advisory employees · 15 to 31Mar 28, 2024 to Apr 1, 2025
- BD registered reps · 6 to 8Mar 28, 2024 to Apr 1, 2025
- Charity clients · 30 to 72Mar 28, 2024 to Apr 1, 2025
- Corporate clients · 79 to 203Mar 28, 2024 to Apr 1, 2025
- HNW clients · 656 to 1,559Mar 28, 2024 to Apr 1, 2025
- Pension plan clients · unset to 9.0Mar 28, 2024 to Apr 1, 2025
- Pooled vehicle clients · 5 to 2Mar 28, 2024 to Apr 1, 2025
- Employees · 30 to 34Mar 28, 2024 to Apr 1, 2025
- State-registered IARs · 6 to 8Mar 28, 2024 to Apr 1, 2025
- Discretionary RAUM · $4.8B to $6.9BMar 28, 2024 to Apr 1, 2025
- HNW RAUM · $1.7B to $2.6BMar 28, 2024 to Apr 1, 2025
- Pension RAUM · $38.4M to $52.0MMar 28, 2024 to Apr 1, 2025
- Pooled vehicle RAUM · $476M to $198MMar 28, 2024 to Apr 1, 2025
- RAUM · $4.8B to $6.9BMar 28, 2024 to Apr 1, 2025
- Wrap assets (manager) · $1.7B to $3.5BMar 28, 2024 to Apr 1, 2025
- Accounts · 783 to 841Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 7 to 6Mar 31, 2023 to Mar 28, 2024
- State-registered IARs · 7 to 6Mar 31, 2023 to Mar 28, 2024
- Private funds · 2 to 1Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.5B to $4.8BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $1.6B to $1.7BMar 31, 2023 to Mar 28, 2024
Signals
12 dated events
- B•••••••• I••••••••• L•• reported RAUM $6.9B, up 43% from $4.8B (2024-03-28 to 2025-04-01)Apr 1, 2025 · RAUM change · derived
- Pablo Nicolas Amato (Chief Risk Officer) appeared on Schedule A of B•••••••• I••••••••• L••Mar 28, 2024 · Control person joined · fact
- Van Houten David Hedley (Chief Strategy Officer) appeared on Schedule A of B•••••••• I••••••••• L••Mar 28, 2024 · Control person joined · fact
- Nmn Mona Daruwala (Chief Compliance Officer) appeared on Schedule A of B•••••••• I••••••••• L••Aug 31, 2022 · Control person joined · fact
- Victor William Nieporte (Member & Chief Compliance Officer) no longer on Schedule A of B•••••••• I••••••••• L•• (listed 2022-05-11, absent 2022-08-31)Aug 31, 2022 · Control person left · inference
- White Kevin Jester (Chief Operations Officer) appeared on Schedule A of B•••••••• I••••••••• L••Mar 30, 2022 · Control person joined · fact
- G••• C•••••• (Chief Financial Officer) appeared on Schedule A of B•••••••• I••••••••• L••Mar 17, 2021 · Control person joined · fact
- White Kevin Jester (Chief Operations Officer) no longer on Schedule A of B•••••••• I••••••••• L•• (listed 2020-06-26, absent 2021-03-17)Mar 17, 2021 · Control person left · inference
- B•••••••• I••••••••• L•• reported RAUM $3.3B, up 50% from $2.2B (2019-08-02 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- B•••••••• I••••••••• L•• reported RAUM $2.2B, up 154% from $868.8M (2018-10-16 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
- White Kevin Jester (Chief Operations Officer) appeared on Schedule A of B•••••••• I••••••••• L••Mar 30, 2019 · Control person joined · fact
- B•••••••• I••••••••• L•• reported RAUM $868.8M, up 44% from $602.2M (2017-06-07 to 2018-03-15)Mar 15, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bramshillinvestments.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 239-920-7310reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 239-920-7311reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- B••••••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (239) 920-7310reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026