DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
The O'Donnell Group
Legal name Chico Wealth Ria, Inc.
Latest filing Mar 18, 2026
First filing on the tape Apr 22, 2016 · 29 filings
SEC status approved since Jun 21, 2016
RAUM
$492M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$412M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$492M as of Mar 18, 2026
Mar 8, 2017$144M then
HNW client RAUM$412M as of Mar 18, 2026
Feb 23, 2018$146M then
State-registered IARs (5.B.3)2 as of Mar 18, 2026
Mar 8, 20172 then
Employees (5.A)4 as of Mar 18, 2026
Mar 8, 20173 then
Private funds: no history
RAUM +6.4% over the last fiscal year+11% a year over threeIARs 2 to 2offices 0 to 1
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- $246MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $581,533derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -52%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $492M, 266 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$412M84%
- Banks and thrifts$54.4M11%
- Pension and profit-sharing plans$24.5M5.0%
- Charitable organizations$805,7440.2%
- Individual clients
- 0reported
- HNW clients
- 100reported
- Pension plan clients
- 46reported
- Charitable clients
- 8reported
- Accounts
- 846reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $492M for 266 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months2 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- Michael Thomas O'Donnell to Mai Capital Management, LLCAug 24, 2026 · RIA to RIA
- Ryan Timothy O'Donnell to Mai Capital Management, LLCAug 24, 2026 · RIA to RIA
Joined, latest
- Michael Thomas O'Donnell from Cambridge Investment Research Advisors, Inc.Apr 18, 2013 · Other
- Ryan Timothy O'Donnell from Cambridge Investment Research Advisors, Inc.Apr 25, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Mai Capital Management, LLCAug 24, 2026 · Chico, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Timothy Ryan O'Donnell · Managing Member/Chief Compliance Officercontrolsince 03/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chico, Ca · principal | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 806 to 846Feb 18, 2025 to Feb 10, 2026
- Corporate clients · 29 to 0Feb 18, 2025 to Feb 10, 2026
- HNW clients · 19 to 100Feb 18, 2025 to Feb 10, 2026
- Individual clients · 191 to 0Feb 18, 2025 to Feb 10, 2026
- Pension plan clients · 34 to 46Feb 18, 2025 to Feb 10, 2026
- Assets in custody · $462M to $492MFeb 18, 2025 to Feb 10, 2026
- Other offices · 0 to 1Feb 18, 2025 to Feb 10, 2026
- Discretionary RAUM · $462M to $492MFeb 18, 2025 to Feb 10, 2026
- HNW RAUM · $240M to $412MFeb 18, 2025 to Feb 10, 2026
- Individual RAUM · $168M to $0Feb 18, 2025 to Feb 10, 2026
- Pension RAUM · $29.3M to $24.5MFeb 18, 2025 to Feb 10, 2026
- RAUM · $462M to $492MFeb 18, 2025 to Feb 10, 2026
- Accounts · 782 to 806Jan 18, 2024 to Feb 18, 2025
- Charity clients · 9 to 8Jan 18, 2024 to Feb 18, 2025
- HNW clients · 93 to 19Jan 18, 2024 to Feb 18, 2025
- Individual clients · 173 to 191Jan 18, 2024 to Feb 18, 2025
- Pension plan clients · 35 to 34Jan 18, 2024 to Feb 18, 2025
- Assets in custody · $408M to $462MJan 18, 2024 to Feb 18, 2025
- Financial planning clients · 101-250 to 101-250Jan 18, 2024 to Feb 18, 2025
- Discretionary RAUM · $408M to $462MJan 18, 2024 to Feb 18, 2025
- HNW RAUM · $321M to $240MJan 18, 2024 to Feb 18, 2025
- Individual RAUM · $39.7M to $168MJan 18, 2024 to Feb 18, 2025
- Pension RAUM · $20.4M to $29.3MJan 18, 2024 to Feb 18, 2025
- RAUM · $408M to $462MJan 18, 2024 to Feb 18, 2025
- Accounts · 702 to 782Mar 2, 2023 to Jan 18, 2024
- Corporate clients · 10 to 29Mar 2, 2023 to Jan 18, 2024
- HNW clients · 81 to 93Mar 2, 2023 to Jan 18, 2024
- Individual clients · 115 to 173Mar 2, 2023 to Jan 18, 2024
- Pension plan clients · 26 to 35Mar 2, 2023 to Jan 18, 2024
- Assets in custody · $356M to $408MMar 2, 2023 to Jan 18, 2024
- Discretionary RAUM · $356M to $408MMar 2, 2023 to Jan 18, 2024
- HNW RAUM · $250M to $321MMar 2, 2023 to Jan 18, 2024
- Individual RAUM · $51.1M to $39.7MMar 2, 2023 to Jan 18, 2024
- Pension RAUM · $15.6M to $20.4MMar 2, 2023 to Jan 18, 2024
- RAUM · $356M to $408MMar 2, 2023 to Jan 18, 2024
- Accounts · 800 to 702Mar 2, 2022 to Mar 2, 2023
- Corporate clients · 8 to 10Mar 2, 2022 to Mar 2, 2023
- HNW clients · 65 to 81Mar 2, 2022 to Mar 2, 2023
- Individual clients · 88 to 115Mar 2, 2022 to Mar 2, 2023
- Pension plan clients · 66 to 26Mar 2, 2022 to Mar 2, 2023
Signals
5 dated events
- The O'Donnell Group no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $492.0M)Sep 1, 2026 · Left the SEC roster · derived
- Ryan Timothy O'Donnell left The O'Donnell Group for Mai Capital Management, Llc (registered 2026-08-26)Aug 24, 2026 · Advisor changed firm · fact
- Michael Thomas O'Donnell left The O'Donnell Group for Mai Capital Management, Llc (registered 2026-08-26)Aug 24, 2026 · Advisor changed firm · fact
- 2 advisors left The O'Donnell Group (Chico, CA) for Mai Capital Management, LLC on the same dayAug 24, 2026 · Team lift-out · derived
- The O'Donnell Group filed its initial SEC registration (Form ADV)Apr 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026