DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• O••••••••

M•• C•••••• M••••••••• L••independent RIAChico, CaIA-onlyIAPD 4719248

Certified Financial Planner

Feed of 09/14/2026

Also filed as Mike T••••• O••••••••

At current firm

0 y

since Aug 26, 2026

In the industry

22 y

since Dec 19, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• M••••••••• L•• independent RIA current
since Aug 26, 2026 · Chico, Ca
T•• O•••••••• G•••• former
Jan 28, 2026 to Aug 24, 2026 · Chico, Ca
T•• O•••••••• G•••• former
Apr 18, 2013 to Dec 31, 2025 · Chico, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Sep 15, 2009 to Jul 17, 2012 · Chico, Ca
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 2, 2009 to Sep 14, 2009 · Saint Petersburg, Fl
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Jun 12, 2007 to Jan 2, 2009 · Roseville, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 4, 2004 to Jun 11, 2007 · Chico, Ca
A• G• E•••••• • S•••• I••• unclassified
Feb 17, 2004 to Feb 25, 2004 · Chico, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 20, 2003 to Feb 20, 2004 · Roseville, Ca

Moves

a registration end followed by a registration begin elsewhere

T•• O•••••••• G•••• to M•• C•••••• M••••••••• L••
left Aug 24, 2026, registered Aug 26, 2026 (2 days) · RIA to RIA · moved with a team
C•••••••• I••••••••• R••••••• A•••••••• I••• to T•• O•••••••• G••••
left Jul 17, 2012, registered Apr 18, 2013 (275 days) · Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Sep 14, 2009, registered Sep 15, 2009 (1 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S•••••••• I•••
left Jun 11, 2007, registered Jun 12, 2007 (1 days) · Other
A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 25, 2004, registered Mar 4, 2004 (8 days) · Other
A••••••••• F•••••••• S•••••••• L•• to A• G• E•••••• • S•••• I•••
left Feb 20, 2004, registered Feb 17, 2004 (-3 days) · Other

Signals

M•••••• T••••• O•••••••• left T•• O•••••••• G•••• for M•• C•••••• M••••••••• L•• (registered 2026-08-26)
Aug 24, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address