DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

I•• N•••• A••••••• P•••••• D••• F••• L•

Other Private Fundadvised byI•• I••••••••• I••asset manager805-1573200262no longer reportedIAPD
Gross asset value
$568M
as of Nov 7, 2014; not a fund size
Peak GAV
$568M
highest filing
Owners
22
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
45%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
80%
Reported
5 filings
Jan 8, 2014 to Nov 7, 2014
Reporting history
one row per Form ADV filing
Gross asset value$568M as of Nov 7, 2014
Jan 8, 2014$0 then
Owners22 as of Nov 7, 2014
Jan 8, 20140 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-217204reportedthe join to the Form D offering
Type as written
D•••reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Ogier Fiduciary Services (Cayman) Limited
    Grand Cayman, Cayman Islands
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
45%reportedadviser and related persons