DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• C•••••• M••••••••• I• L••
Latest filing Mar 31, 2026
First filing on the tape Jul 30, 2012 · 26 filings
SEC status approved since Aug 6, 2012
RAUM
$25.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$25.5M as of Mar 31, 2026
Apr 1, 2013$171M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)7 as of Mar 31, 2026
Apr 1, 20137 then
Private funds2 as of Mar 31, 2026
Apr 1, 20132 then
RAUM -17% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $25.5M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$25.5M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $25.5M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• C•••••• O••••••••• F••• I• L••• | Real Estate Fund | $22.9M | 40 | Mar 29, 2012 |
| B•••••••• C•••••• O••••••••• C••••••••• F••• I• L••• | Real Estate Fund | $17.0M | 1 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••• N•••••• C••• · Chief Compliance Officer And Chief Legal Officercontrolsince 11/2019 · owns less than 5%
- K••••••••• B•••• A••• · Managing Director, Chairman And Chief Executive Officercontrolsince 01/2011 · owns less than 5%
- L•• B••••• K••• · Principalcontrolsince 01/2011 · owns less than 5%
- N•••••• W••••••••• D• · Principal And Chief Of Staffcontrolsince 01/2019 · owns less than 5%
- P•••• H••••• A•• · Chief Financial Officercontrolsince 01/2011 · owns less than 5%
- W•••• B•••••••• J•• · Principalcontrolsince 01/2011 · owns less than 5%
- K••••••••• B•••• A••• · Managing Membercontrolsince 04/2010 · owns 50% to 75% of B•••••••• C••••••• L••
- M••••••••• I••• W••• · Membercontrolsince 04/2010 · owns 50% to 75% of B•••••••• C••••••• L••
- M••••••••• I••• W••• · Membercontrolsince 12/2010 · owns 75% or more of B•••••••• C•••••• M•••••• I• L••
Entity owners
- B•••••••• C•••••• M•••••• I• L•• · Managing Memberdirect · owns 75% or more
- B•••••••• C••••••• L•• · Managing Memberindirect · owns F of B•••••••• C•••••• M•••••• I• L••
Related persons
Schedule D 7.A
- B•••••••• C••••••• L••investment adviserpooled vehicle sponsoryRAUM $506M
Advisers that list B•••••••• C•••••• M••••••••• I• L•• as a related person
- 291612 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $30.9M to $25.5MMar 31, 2025 to Mar 31, 2026
- Employees · 8 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $30.9M to $25.5MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $30.9M to $25.5MMar 31, 2025 to Mar 31, 2026
- RAUM · $30.9M to $25.5MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 8 to 7Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $39.9M to $30.9MMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $39.9M to $30.9MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $39.9M to $30.9MMar 29, 2024 to Mar 31, 2025
- RAUM · $39.9M to $30.9MMar 29, 2024 to Mar 31, 2025
- Advisory employees · 7 to 8May 19, 2023 to Mar 29, 2024
- Assets in custody · $39.6M to $39.9MMay 19, 2023 to Mar 29, 2024
- Employees · 7 to 8May 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $39.6M to $39.9MMay 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $39.6M to $39.9MMay 19, 2023 to Mar 29, 2024
- RAUM · $39.6M to $39.9MMay 19, 2023 to Mar 29, 2024
- Advisory employees · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $40.4M to $39.6MMar 31, 2022 to Mar 31, 2023
- Employees · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Other offices · 1 to 0Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $40.4M to $39.6MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $40.4M to $39.6MMar 31, 2022 to Mar 31, 2023
- RAUM · $40.4M to $39.6MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 7 to 6Oct 8, 2021 to Mar 31, 2022
- Assets in custody · $42.2M to $40.4MOct 8, 2021 to Mar 31, 2022
- Employees · 7 to 6Oct 8, 2021 to Mar 31, 2022
- Discretionary RAUM · $42.2M to $40.4MOct 8, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $42.2M to $40.4MOct 8, 2021 to Mar 31, 2022
- RAUM · $42.2M to $40.4MOct 8, 2021 to Mar 31, 2022
- Other offices · 0 to 1Mar 31, 2021 to Oct 8, 2021
- Advisory employees · 8 to 7Mar 1, 2021 to Mar 31, 2021
- Assets in custody · $46.6M to $42.2MMar 1, 2021 to Mar 31, 2021
- Employees · 8 to 7Mar 1, 2021 to Mar 31, 2021
- Discretionary RAUM · $46.6M to $42.2MMar 1, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · $46.6M to $42.2MMar 1, 2021 to Mar 31, 2021
- RAUM · $46.6M to $42.2MMar 1, 2021 to Mar 31, 2021
- Advisory employees · 7 to 8Feb 12, 2020 to Mar 30, 2020
- Assets in custody · $48.3M to $46.6MFeb 12, 2020 to Mar 30, 2020
- Discretionary RAUM · $48.3M to $46.6MFeb 12, 2020 to Mar 30, 2020
Signals
4 dated events
- D. William-Khoa Nguyen (Principal And Chief Of Staff) appeared on Schedule A of B•••••••• C•••••• M••••••••• I• L••Mar 31, 2021 · Control person joined · fact
- C.E. Nicole Chang (Chief Compliance Officer) appeared on Schedule A of B•••••••• C•••••• M••••••••• I• L••Nov 6, 2019 · Control person joined · fact
- M•••• M•••••• P•••••• (Evp, Clo, And Cco Of B•••••••• C••••••• L•• And Vp, Clo, And Cco Of B•••••••• C•••••• M••••••••• I• L••) no longer on Schedule A of B•••••••• C•••••• M••••••••• I• L•• (listed 2018-03-30, absent 2019-01-18)Jan 18, 2019 · Control person left · inference
- B•••••••• C•••••• M••••••••• I• L•• filed its initial SEC registration (Form ADV)Jul 30, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/B••••••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 808-738-8400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•••••••• C•••••• M••••••••• I• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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