DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 8, 2018 · 18 filings
SEC status approved since Mar 8, 2018
RAUM
$506M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$506M as of Mar 31, 2026
Mar 30, 2018$175M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20180 then
Employees (5.A)7 as of Mar 31, 2026
Mar 30, 20188 then
Private funds11 as of Mar 31, 2026
Mar 30, 20181 then
RAUM +3.9% over the last fiscal year+0.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $506M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$506M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $506M for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• C•••••• O••••••••• F••• I•• L••• | Real Estate Fund | $235M | 70 | Mar 30, 2018 |
| B•••••••• C•••••• O••••••••• F••• I•••• L••• | Real Estate Fund | $96.8M | 29 | Mar 31, 2019 |
| B•••••••• P• C••••••••• L••• | Private Equity Fund | $32.7M | 18 | Mar 31, 2022 |
| B•••••••• R•• D••••••• C••••••••• L• | Private Equity Fund | $24.3M | 15 | Mar 31, 2022 |
| B•••••••• C• ••••••••• C••••••••• L••• | Private Equity Fund | $19.8M | 11 | Mar 31, 2022 |
| B•••••••• R•• I••••••••• C••••••••• L• | Private Equity Fund | $17.6M | 20 | Mar 31, 2022 |
| B•••••••• C• ••••••••• C••••••••• L••• | Private Equity Fund | $8.3M | 3 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••• N•••••• C••• · Chief Compliance Officer And Chief Legal Officercontrolsince 11/2019 · owns less than 5%
- K••••••••• B•••• A••• · Managing Member, Chairman And Chief Executive Officercontrolsince 04/2010 · owns 50% to 75%
- L•• B••••• K••• · Principalcontrolsince 01/2011 · owns less than 5%
- M••••••••• I••• W••• · Membercontrolsince 04/2010 · owns 50% to 75%
- N•••••• W••••••••• D• · Principal And Chief Of Staffcontrolsince 01/2019 · owns less than 5%
- P•••• H••••• A•• · Chief Financial Officercontrolsince 01/2011 · owns less than 5%
- W•••• B•••••••• J•• · Principalcontrolsince 01/2011 · owns less than 5%
Related persons
Schedule D 7.A
- B•••••••• C•••••• M••••••••• C••••••••• L•••pooled vehicle sponsory
- B•••••••• C•••••• M••••••••• I• L••investment adviserpooled vehicle sponsoryRAUM $25.5M
- B•••••••• C•••••• M••••••••• I•••• L•••pooled vehicle sponsory
- B•••••••• C•••••• M••••••••• I•• L•••pooled vehicle sponsory
- B•• R•• G•• L••pooled vehicle sponsory
Advisers that list B•••••••• C••••••• L•• as a related person
- 163136 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 13Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 13Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $487M to $506MMar 31, 2025 to Mar 31, 2026
- Private funds · 9 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $487M to $506MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $487M to $506MMar 31, 2025 to Mar 31, 2026
- RAUM · $487M to $506MMar 31, 2025 to Mar 31, 2026
- Accounts · 9 to 11Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 8 to 7Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 9 to 11Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $475M to $487MMar 29, 2024 to Mar 31, 2025
- Employees · 8 to 7Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 7 to 9Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $475M to $487MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $475M to $487MMar 29, 2024 to Mar 31, 2025
- RAUM · $475M to $487MMar 29, 2024 to Mar 31, 2025
- Advisory employees · 7 to 8May 19, 2023 to Mar 29, 2024
- Assets in custody · $500M to $475MMay 19, 2023 to Mar 29, 2024
- Employees · 7 to 8May 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $500M to $475MMay 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $500M to $475MMay 19, 2023 to Mar 29, 2024
- RAUM · $500M to $475MMay 19, 2023 to Mar 29, 2024
- Advisory employees · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $564M to $500MMar 31, 2022 to Mar 31, 2023
- Employees · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Other offices · 1 to 0Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $564M to $500MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $564M to $500MMar 31, 2022 to Mar 31, 2023
- RAUM · $564M to $500MMar 31, 2022 to Mar 31, 2023
- Accounts · 4 to 9Oct 8, 2021 to Mar 31, 2022
- Advisory employees · 7 to 6Oct 8, 2021 to Mar 31, 2022
- Pooled vehicle clients · 4 to 9Oct 8, 2021 to Mar 31, 2022
- Assets in custody · $351M to $564MOct 8, 2021 to Mar 31, 2022
- Employees · 7 to 6Oct 8, 2021 to Mar 31, 2022
- Private funds · 2 to 7Oct 8, 2021 to Mar 31, 2022
- Discretionary RAUM · $351M to $564MOct 8, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $351M to $564MOct 8, 2021 to Mar 31, 2022
- RAUM · $351M to $564MOct 8, 2021 to Mar 31, 2022
- Other offices · 0 to 1Mar 31, 2021 to Oct 8, 2021
Signals
7 dated events
- B•••••••• C••••••• L•• reported RAUM $564.2M, up 61% from $350.6M (2021-10-08 to 2022-03-31)Mar 31, 2022 · ria raum c••••e · derived
- B•••••••• C••••••• L•• reported RAUM $442.0M, up 31% from $336.3M (2020-02-12 to 2020-03-30)Mar 30, 2020 · ria raum c••••e · derived
- C.E. Nicole Chang (Chief Compliance Officer) appeared on Schedule A of B•••••••• C••••••• L••Nov 6, 2019 · Control person joined · fact
- B•••••••• C••••••• L•• reported RAUM $336.3M, up 92% from $175.2M (2019-01-18 to 2019-03-31)Mar 31, 2019 · ria raum c••••e · derived
- D. William-Khoa Nguyen (Vice President Of B•••••••• C••••••• L••) appeared on Schedule A of B•••••••• C••••••• L••Mar 31, 2019 · Control person joined · fact
- Marty Michael Purpura (Evp, Clo, And Cco Of B•••••••• C••••••• L••) no longer on Schedule A of B•••••••• C••••••• L•• (listed 2018-03-30, absent 2019-01-18)Jan 18, 2019 · Control person left · inference
- B•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Feb 8, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/B••••••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 808-738-8400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•••••••• C••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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