DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J• C•••••• P•••••••
Legal name A••• W• W••••
Latest filing Feb 18, 2026
First filing on the tape Jun 12, 2017 · 15 filings
SEC status approved since Jul 17, 2017
RAUM
$681M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$681M as of Feb 18, 2026
Feb 22, 2018$235M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Feb 18, 2026
Feb 22, 20181 then
Employees (5.A)1 as of Feb 18, 2026
Feb 22, 20181 then
Private funds1 as of Feb 18, 2026
Feb 22, 20181 then
RAUM +11% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $681MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $681MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $681M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$681M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $681M for 1 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J• C•••••• P••••••• L••• | Hedge Fund | $575M | 28 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- W••••• A•••• W•••• · Sole Proprietor, Ccocontrolsince 08/1993 · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
What changed
consecutive filings, newest first
- Assets in custody · $612M to $681MMar 13, 2025 to Feb 18, 2026
- Discretionary RAUM · $612M to $681MMar 13, 2025 to Feb 18, 2026
- Pooled vehicle RAUM · $612M to $681MMar 13, 2025 to Feb 18, 2026
- RAUM · $612M to $681MMar 13, 2025 to Feb 18, 2026
- Assets in custody · $575M to $612MMar 22, 2024 to Mar 13, 2025
- Financial planning clients · 0 to 0Mar 22, 2024 to Mar 13, 2025
- HQ city · unset to Mar 22, 2024 to Mar 13, 2025
- HQ state · unset to Mar 22, 2024 to Mar 13, 2025
- Discretionary RAUM · $575M to $612MMar 22, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $575M to $612MMar 22, 2024 to Mar 13, 2025
- RAUM · $575M to $612MMar 22, 2024 to Mar 13, 2025
- Assets in custody · $436M to $575MMar 27, 2023 to Mar 22, 2024
- Discretionary RAUM · $436M to $575MMar 27, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $436M to $575MMar 27, 2023 to Mar 22, 2024
- RAUM · $436M to $575MMar 27, 2023 to Mar 22, 2024
- Assets in custody · $545M to $436MMar 29, 2022 to Mar 27, 2023
- Discretionary RAUM · $545M to $436MMar 29, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $545M to $436MMar 29, 2022 to Mar 27, 2023
- RAUM · $545M to $436MMar 29, 2022 to Mar 27, 2023
- Assets in custody · $386M to $545MDec 6, 2021 to Mar 29, 2022
- Discretionary RAUM · $386M to $545MDec 6, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $386M to $545MDec 6, 2021 to Mar 29, 2022
- RAUM · $386M to $545MDec 6, 2021 to Mar 29, 2022
- Assets in custody · $273M to $386MMay 4, 2020 to Mar 29, 2021
- Discretionary RAUM · $273M to $386MMay 4, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $273M to $386MMay 4, 2020 to Mar 29, 2021
- RAUM · $273M to $386MMay 4, 2020 to Mar 29, 2021
- Assets in custody · $208M to $273MMar 8, 2019 to Mar 25, 2020
- Discretionary RAUM · $208M to $273MMar 8, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $208M to $273MMar 8, 2019 to Mar 25, 2020
- RAUM · $208M to $273MMar 8, 2019 to Mar 25, 2020
- Assets in custody · $235M to $208MFeb 22, 2018 to Mar 4, 2019
- Other offices · 0 to 1Feb 22, 2018 to Mar 4, 2019
- Discretionary RAUM · $235M to $208MFeb 22, 2018 to Mar 4, 2019
- Pooled vehicle RAUM · $235M to $208MFeb 22, 2018 to Mar 4, 2019
- RAUM · $235M to $208MFeb 22, 2018 to Mar 4, 2019
- Pooled vehicle clients · unset to 1.0Jun 12, 2017 to Feb 22, 2018
- Assets in custody · $195M to $235MJun 12, 2017 to Feb 22, 2018
- Financial planning clients · unset to 0Jun 12, 2017 to Feb 22, 2018
- Other offices · unset to 0.0Jun 12, 2017 to Feb 22, 2018
Signals
4 dated events
- J• C•••••• P••••••• reported RAUM $575.0M, up 32% from $436.0M (2023-03-27 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- J• C•••••• P••••••• reported RAUM $545.0M, up 41% from $386.0M (2021-12-06 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- J• C•••••• P••••••• reported RAUM $386.0M, up 42% from $272.5M (2020-05-04 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- J• C•••••• P••••••• filed its initial SEC registration (Form ADV)Jun 12, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J• C•••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 914-273-4709reportedpublic record, Form ADV, Feb 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026