DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

R3 Returns, LLC

Former SEC-registered adviserBoulder, ColoradoCRD 163138SEC 801-106569IAPD
Latest filing Mar 30, 2022
First filing on the tape Apr 20, 2012 · 16 filings
RAUM
$207M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$207M as of Mar 30, 2022
Feb 21, 2013$0 then
HNW client RAUM$152M as of Mar 30, 2020
Mar 29, 2018$122M then
State-registered IARs (5.B.3)2 as of Mar 30, 2022
Feb 21, 20131 then
Employees (5.A)6 as of Mar 30, 2022
Feb 21, 20131 then
Private funds: no history
RAUM +24% over the last fiscal year+16% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 30, 2022; every figure names its basis
RAUM per advisor
$103MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$207M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
173reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Larraine Nicole Murphey · Chief Compliance Officercontrol
        since 01/2019 · owns less than 5%
      • Curran David Wolf · Ceo Of Bsw Wealth Partners (100% Owner Of R3 Returns)control
        since 03/2012 · owns less than 5%
      • Peter Elias Bachmann · Officercontrol
        since 01/2020 · owns F of Bsw Wealth Partners
      • Cecil Debi Baydush · Officercontrol
        since 01/1994 · owns F of Bsw Wealth Partners
      • D Julie Martinez · Officercontrol
        since 01/2019 · owns F of Bsw Wealth Partners
      • Larraine Nicole Murphey · Officercontrol
        since 01/2022 · owns F of Bsw Wealth Partners
      • Darin Raliegh Riddoch · Officercontrol
        since 01/2014 · owns F of Bsw Wealth Partners
      • Vernon Matthew Samek · Officercontrol
        since 01/2016 · owns F of Bsw Wealth Partners
      • Stanford Drew Simon · Officercontrol
        since 01/1994 · owns F of Bsw Wealth Partners
      • Rein Benjamin Weaver · Officercontrol
        since 01/2000 · owns F of Bsw Wealth Partners
      • Raymond Timothy Wojtalik · Officercontrol
        since 01/2016 · owns F of Bsw Wealth Partners
      • Curran David Wolf · Officercontrol
        since 01/2007 · owns 25% to 50% of Bsw Wealth Partners
      Entity owners
      • Bsw Wealth Partners · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 135 to 173
        Mar 30, 2021 to Mar 30, 2022
      • Insurance-licensed employees · 1 to 2
        Mar 30, 2021 to Mar 30, 2022
      • State-registered IARs · 1 to 2
        Mar 30, 2021 to Mar 30, 2022
      • Discretionary RAUM · $166M to $207M
        Mar 30, 2021 to Mar 30, 2022
      • RAUM · $166M to $207M
        Mar 30, 2021 to Mar 30, 2022
      • Accounts · 88 to 135
        Nov 6, 2020 to Mar 30, 2021
      • Advisory employees · 3 to 2
        Nov 6, 2020 to Mar 30, 2021
      • Employees · 7 to 6
        Nov 6, 2020 to Mar 30, 2021
      • Insurance-licensed employees · 2 to 1
        Nov 6, 2020 to Mar 30, 2021
      • State-registered IARs · 2 to 1
        Nov 6, 2020 to Mar 30, 2021
      • Discretionary RAUM · $157M to $166M
        Nov 6, 2020 to Mar 30, 2021
      • RAUM · $157M to $166M
        Nov 6, 2020 to Mar 30, 2021
      • HNW clients · 70.0 to unset
        Jun 29, 2020 to Oct 9, 2020
      • Individual clients · 17.0 to unset
        Jun 29, 2020 to Oct 9, 2020
      • HNW RAUM · 151594162.0 to unset
        Jun 29, 2020 to Oct 9, 2020
      • Individual RAUM · 4133649.0 to unset
        Jun 29, 2020 to Oct 9, 2020
      • Accounts · 74 to 88
        Mar 29, 2019 to Mar 30, 2020
      • HNW clients · 57 to 70
        Mar 29, 2019 to Mar 30, 2020
      • Employees · 3 to 7
        Mar 29, 2019 to Mar 30, 2020
      • Discretionary RAUM · $133M to $157M
        Mar 29, 2019 to Mar 30, 2020
      • HNW RAUM · $129M to $152M
        Mar 29, 2019 to Mar 30, 2020
      • Individual RAUM · $4.0M to $4.1M
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · $133M to $157M
        Mar 29, 2019 to Mar 30, 2020
      • Accounts · 89 to 74
        Mar 29, 2018 to Mar 29, 2019
      • Advisory employees · 1 to 3
        Mar 29, 2018 to Mar 29, 2019
      • HNW clients · 50 to 57
        Mar 29, 2018 to Mar 29, 2019
      • Individual clients · 11 to 17
        Mar 29, 2018 to Mar 29, 2019
      • Employees · 1 to 3
        Mar 29, 2018 to Mar 29, 2019
      • Insurance-licensed employees · 1 to 2
        Mar 29, 2018 to Mar 29, 2019
      • Financial planning clients · 51-100 to 0
        Mar 29, 2018 to Mar 29, 2019
      • State-registered IARs · 1 to 2
        Mar 29, 2018 to Mar 29, 2019
      • Discretionary RAUM · $125M to $133M
        Mar 29, 2018 to Mar 29, 2019
      • HNW RAUM · $122M to $129M
        Mar 29, 2018 to Mar 29, 2019
      • Individual RAUM · $2.6M to $4.0M
        Mar 29, 2018 to Mar 29, 2019
      • RAUM · $125M to $133M
        Mar 29, 2018 to Mar 29, 2019
      • HNW clients · unset to 50.0
        Mar 30, 2017 to Mar 29, 2018
      • Individual clients · unset to 11.0
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $113M to $125M
        Mar 30, 2017 to Mar 29, 2018
      • HNW RAUM · unset to 121940116.0
        Mar 30, 2017 to Mar 29, 2018
      Signals
      3 dated events
      • Peter Elias Bachmann (Officer) appeared on Schedule A of R3 Returns, Llc
        May 13, 2020 · Control person joined · fact
      • D Julie Martinez (Officer) appeared on Schedule A of R3 Returns, Llc
        Mar 30, 2020 · Control person joined · fact
      • R3 Returns, Llc filed its initial SEC registration (Form ADV)
        Aug 17, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026