DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bsw Wealth Partners
Legal name Bsw Wealth Partners, Inc., A Public Benefit Corporation
Latest filing May 8, 2026
First filing on the tape Feb 15, 2012 · 31 filings
SEC status approved since Jan 3, 1994
RAUM
$2.2B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$2.2B individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
27
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$2.2B as of May 8, 2026
Mar 26, 2012$675M then
HNW client RAUM$2.1B as of May 8, 2026
Mar 28, 2018$883M then
State-registered IARs (5.B.3)20 as of May 8, 2026
Mar 26, 20120 then
Employees (5.A)27 as of May 8, 2026
Mar 22, 201315 then
Private funds: no history
RAUM +13% over the last fiscal year+11% a year over threeIARs 20 to 20
Practice profile
derived from the filing of May 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.4MderivedHNW RAUM over HNW clients
- Average account
- $577,942derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 9.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $488M, 288 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B94%
- Individuals$82.0M3.7%
- Charitable organizations$25.8M1.2%
- Corporations and businesses$15.6M0.7%
- Pension and profit-sharing plans$11.4M0.5%
- Individual clients
- 146reported
- HNW clients
- 330reported
- Pension plan clients
- 7reported
- Charitable clients
- 9reported
- Accounts
- 3,876reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $488M for 288 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Raliegh Darin RiddochCertified Financial Planner | Boulder, Co | Oct 24, 2006 | 28 y | 2 |
| Benjamin Rein WeaverCertified Financial Planner | Boulder, Co | Jan 30, 2007 | 25 y | 1 |
| David Curran Wolf | Boulder, Co | Feb 14, 2007 | 19 y | 0 |
| Timothy Raymond WojtalikCertified Financial Planner | Akron, Oh | Jul 30, 2007 | 19 y | 1 |
| Matthew Vernon Samek | Boulder, Co | Apr 24, 2012 | 14 y | 0 |
| Julie D MartinezCertified Financial Planner | Boudler , Co | Aug 18, 2015 | 16 y | 2 |
| Aaron Michael Deitz | Boulder, Co | Jun 27, 2018 | 11 y | 0 |
| Kathrin BiscornetCertified Financial Planner | Boulder , Co | Mar 13, 2019 | 11 y | 1 |
| Julia Wentworth | Boulder, Co | Apr 24, 2019 | 10 y | 1 |
| Tami C CarrollCertified Financial Planner | Boulder , Co | Sep 4, 2019 | 15 y | 3 |
| Brian Robert LichtenheldCertified Financial Planner | Akron, Oh | Dec 3, 2019 | 18 y | 0 |
| Lily Justine Beitel-HortonCertified Financial Planner | Boulder, Co | Dec 8, 2020 | 12 y | 3 |
| Olivia Anne Otoole | Akron, Oh | Nov 1, 2021 | 13 y | 0 |
| Steven A SzafranskiCertified Financial Planner | Boulder, Co | Aug 19, 2022 | 16 y | 4 |
| Dmitry Popov | Boulder, Co | Oct 27, 2022 | 11 y | 0 |
| Molly Jasoda Devnani | Boulder, Co | Jun 6, 2023 | 11 y | 0 |
| Lindy Misao YoshidaCertified Financial Planner | Boulder, Co | Nov 25, 2024 | 13 y | 0 |
| Katherine A St Onge | Boulder, Co | Mar 3, 2026 | 12 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount3 left over 36 months
Left, latest
- Eric Alan Davis to Lucid Financial PlanningAug 7, 2026 · RIA to a state-registered adviser
- Samuel John Napp to Boulder Financial Planning CompanyAug 6, 2026 · RIA to a state-registered adviser
- Elias Peter Bachmann to Reyl Overseas Ltd.Aug 13, 2025 · RIA to RIA
- Lynda Diane Gregory to Boulder Canyon FinancialJun 15, 2020 · RIA to a state-registered adviser
- Yiwen Chen to Transform Wealth, LLCAug 21, 2019 · RIA to RIA
- Tina Lynn Ottersberg to To Wealth, LLCFeb 6, 2018 · Other
- Meera Shireen Meyer to Dunston Financial Group, LLCJun 9, 2017 · Other
Joined, latest
- Steven A Szafranski from FacetAug 19, 2022 · RIA to RIA
- Lily Justine Beitel-Horton from UBS Financial Services Inc.Dec 8, 2020 · Wirehouse to independent RIA
- Tami C Carroll from Aveo Capital Partners, LLCSep 4, 2019 · RIA to RIA
- Julia Wentworth from Colorado Capital ManagementApr 24, 2019 · RIA to RIA
- Kathrin Biscornet from Diversified Asset Management, Inc.Mar 13, 2019 · Other
- Lynda Diane Gregory from Charles Schwab & Co., Inc.Mar 7, 2018 · Other
- Julie D Martinez from LPL Financial LLCAug 18, 2015 · Other
- Elias Peter Bachmann from Wells Fargo AdvisorsNov 17, 2009 · Other
- Timothy Raymond Wojtalik from Harvest Wealth ManagementJul 30, 2007 · Other
- Raliegh Darin Riddoch from Td Ameritrade, Inc.Oct 24, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Peter Elias Bachmann · Officercontrolsince 01/2020 · owns less than 5%
- Cecil Debi Baydush · Officercontrolsince 01/1994 · owns 5% to 10%
- D Julie Martinez · Officercontrolsince 01/2019 · owns 5% to 10%
- Larraine Nicole Murphey · Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
- Darin Raliegh Riddoch · Officercontrolsince 01/2014 · owns 5% to 10%
- Vernon Matthew Samek · Officercontrolsince 01/2016 · owns 5% to 10%
- Stanford Drew Simon · Officercontrolsince 01/1994 · owns 5% to 10%
- Rein Benjamin Weaver · Officercontrolsince 01/2000 · owns 10% to 25%
- Raymond Timothy Wojtalik · Officercontrolsince 01/2016 · owns 5% to 10%
- Curran David Wolf · Officercontrolsince 01/2007 · owns 25% to 50%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boulder, Co · principal | 18 | 1 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Englewood, CO4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 8, 2026BACHMANN, ELIAS, PETER (OFFICER) left Schedule A between the filings of 2020-06-29 and 2026-05-08peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 3,785 to 3,876Aug 26, 2025 to Mar 31, 2026
- Charity clients · 6 to 9Aug 26, 2025 to Mar 31, 2026
- Corporate clients · 11 to 9Aug 26, 2025 to Mar 31, 2026
- HNW clients · 308 to 330Aug 26, 2025 to Mar 31, 2026
- Individual clients · 108 to 146Aug 26, 2025 to Mar 31, 2026
- Assets in custody · $490M to $488MAug 26, 2025 to Mar 31, 2026
- Employees · 29 to 27Aug 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.0B to $2.2BAug 26, 2025 to Mar 31, 2026
- HNW RAUM · $1.9B to $2.1BAug 26, 2025 to Mar 31, 2026
- Individual RAUM · $71.3M to $82.0MAug 26, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $21.0M to $73.0MAug 26, 2025 to Mar 31, 2026
- Pension RAUM · $11.6M to $11.4MAug 26, 2025 to Mar 31, 2026
- RAUM · $2.0B to $2.2BAug 26, 2025 to Mar 31, 2026
- Accounts · 3,752 to 3,785Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 21 to 20Mar 27, 2024 to Mar 27, 2025
- Charity clients · 7 to 6Mar 27, 2024 to Mar 27, 2025
- Corporate clients · 7 to 11Mar 27, 2024 to Mar 27, 2025
- HNW clients · 302 to 308Mar 27, 2024 to Mar 27, 2025
- Individual clients · 89 to 108Mar 27, 2024 to Mar 27, 2025
- Pension plan clients · 11 to 7Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $399M to $490MMar 27, 2024 to Mar 27, 2025
- Financial planning clients · 251-500 to 251-500Mar 27, 2024 to Mar 27, 2025
- State-registered IARs · 21 to 20Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.8B to $2.0BMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $1.7B to $1.9BMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $49.1M to $71.3MMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $67.2M to $21.0MMar 27, 2024 to Mar 27, 2025
- Pension RAUM · $14.0M to $11.6MMar 27, 2024 to Mar 27, 2025
- RAUM · $1.8B to $2.0BMar 27, 2024 to Mar 27, 2025
- Accounts · 3,556 to 3,752Sep 12, 2023 to Mar 27, 2024
- Advisory employees · 20 to 21Sep 12, 2023 to Mar 27, 2024
- Corporate clients · 6 to 7Sep 12, 2023 to Mar 27, 2024
- HNW clients · 287 to 302Sep 12, 2023 to Mar 27, 2024
- Individual clients · 93 to 89Sep 12, 2023 to Mar 27, 2024
- Pension plan clients · 13 to 11Sep 12, 2023 to Mar 27, 2024
- Assets in custody · $371M to $399MSep 12, 2023 to Mar 27, 2024
- Employees · 30 to 29Sep 12, 2023 to Mar 27, 2024
- State-registered IARs · 20 to 21Sep 12, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.6B to $1.8BSep 12, 2023 to Mar 27, 2024
- HNW RAUM · $1.5B to $1.7BSep 12, 2023 to Mar 27, 2024
Signals
7 dated events
- Eric Alan Davis left Bsw Wealth Partners for Lucid Financial Planning (registered 2026-07-23)Aug 7, 2026 · Advisor changed firm · fact
- Samuel John Napp left Bsw Wealth Partners for Boulder Financial Planning Company (registered 2026-07-29)Aug 6, 2026 · Advisor changed firm · fact
- Elias Peter Bachmann left Bsw Wealth Partners for Reyl Overseas Ltd. (registered 2026-05-20)Aug 13, 2025 · Advisor changed firm · fact
- Peter Elias Bachmann (Officer) appeared on Schedule A of Bsw Wealth PartnersJun 29, 2020 · Control person joined · fact
- D Julie Martinez (Officer) appeared on Schedule A of Bsw Wealth PartnersMay 17, 2019 · Control person joined · fact
- Bsw Wealth Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 29, 2019 · Succession (Item 4) · fact
- Larraine Nicole Murphey (Chief Compliance Officer) appeared on Schedule A of Bsw Wealth PartnersMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- BSW Wealth Partners · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 303-444-9696reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/BSW-WEALTH-PARTNERSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BSW.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-444-9696reportedpublic record, Form ADV, May 8, 2026
- Contact form
- bsw.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bsw.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026