DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• E••••• P•••••••
Legal name D••••••• F••• A••••••• L••
Latest filing May 21, 2026
First filing on the tape Apr 11, 2016 · 14 filings
SEC status approved since Apr 15, 2016
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.0B as of May 21, 2026
Mar 24, 2017$284M then
HNW client RAUM$0 as of May 21, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of May 21, 2026
Mar 24, 20170 then
Employees (5.A)29 as of May 21, 2026
Mar 24, 201711 then
Private funds6 as of May 21, 2026
Mar 24, 20172 then
RAUM -1.0% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $168MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $774M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $774M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• E••••• P••••••• I• L• | Private Equity Fund | $531M | 73 | Mar 24, 2017 |
| P•••••• E••••• P••••••• I•• L• | Private Equity Fund | $254M | 68 | Mar 27, 2018 |
| P•••••• E••••• P••••••• B••• Z••• ••••••••• L• | Private Equity Fund | $23.3M | 10 | Mar 27, 2024 |
| P•••••• E••••• P••••••• B••• Z••• L• | Private Equity Fund | $13.9M | 19 | Mar 27, 2024 |
| P•••••• C••••••••• 2•••• L• | Private Equity Fund | $11.2M | 5 | Mar 27, 2024 |
| P•••••• C••••••••• 2•••• L• | Private Equity Fund | $7.1M | 5 | Mar 27, 2024 |
| P•••••• E••••• P••••••• L•no longer reported | Private Equity Fund | $4.9M | 99 | Apr 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• W••••••• E•••••• · Membercontrolsince 04/2016 · owns 25% to 50%
- G•••••• C•••• D••• · Chief Compliance Officercontrolsince 02/2013 · owns less than 5%
- S••••• M••••••• W•••••• · Manager / Membercontrolsince 02/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
- D••••••• F••• P••••••• I• L••pooled vehicle sponsory
- D••••••• F••• P••••••• I•• L••pooled vehicle sponsory
- P•••••• C••••••••• 2•••• S•• L•pooled vehicle sponsorn
- P•••••• E••••• P••••••• B••• Z••• G• L•pooled vehicle sponsory
- P•••••• E••••• P••••••• B••• Z••• U•• L•pooled vehicle sponsory
- P•••••• E••••• P••••••• I• S•• L•pooled vehicle sponsorn
- P•••••• E••••• P••••••• I•• S•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · D••••••• F••• A••••••• L•• to P•••••• E••••• P•••••••Mar 30, 2026 to May 21, 2026
- Advisory employees · 13 to 15Mar 28, 2025 to Mar 30, 2026
- Assets in custody · unset to 774403911.0Mar 28, 2025 to Mar 30, 2026
- Custody of client assets · false to trueMar 28, 2025 to Mar 30, 2026
- Employees · 22 to 29Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.0BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.0B to $1.0BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.0BMar 28, 2025 to Mar 30, 2026
- Advisory employees · 11 to 13Mar 27, 2024 to Mar 28, 2025
- Employees · 18 to 22Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $962M to $1.0BMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $962M to $1.0BMar 27, 2024 to Mar 28, 2025
- RAUM · $962M to $1.0BMar 27, 2024 to Mar 28, 2025
- Accounts · 2 to 6Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 2 to 6Mar 29, 2023 to Mar 27, 2024
- Employees · 17 to 18Mar 29, 2023 to Mar 27, 2024
- Private funds · 2 to 6Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $756M to $962MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $756M to $962MMar 29, 2023 to Mar 27, 2024
- RAUM · $756M to $962MMar 29, 2023 to Mar 27, 2024
- Accounts · 3 to 2Apr 1, 2022 to Mar 29, 2023
- Pooled vehicle clients · 3 to 2Apr 1, 2022 to Mar 29, 2023
- Employees · 15 to 17Apr 1, 2022 to Mar 29, 2023
- Private funds · 3 to 2Apr 1, 2022 to Mar 29, 2023
- Discretionary RAUM · $556M to $756MApr 1, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $556M to $756MApr 1, 2022 to Mar 29, 2023
- RAUM · $556M to $756MApr 1, 2022 to Mar 29, 2023
- Discretionary RAUM · $376M to $556MMar 18, 2022 to Apr 1, 2022
- Pooled vehicle RAUM · $376M to $556MMar 18, 2022 to Apr 1, 2022
- RAUM · $376M to $556MMar 18, 2022 to Apr 1, 2022
- Employees · 14 to 15Mar 25, 2021 to Mar 18, 2022
- Discretionary RAUM · $412M to $376MMar 25, 2021 to Mar 18, 2022
- Pooled vehicle RAUM · $412M to $376MMar 25, 2021 to Mar 18, 2022
- RAUM · $412M to $376MMar 25, 2021 to Mar 18, 2022
- Employees · 15 to 14Mar 12, 2020 to Mar 25, 2021
- Discretionary RAUM · $488M to $412MMar 12, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $488M to $412MMar 12, 2020 to Mar 25, 2021
- RAUM · $488M to $412MMar 12, 2020 to Mar 25, 2021
- Advisory employees · 10 to 11Mar 25, 2019 to Mar 12, 2020
Signals
5 dated events
- P•••••• E••••• P••••••• reported RAUM $961.9M, up 27% from $755.6M (2023-03-29 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- P•••••• E••••• P••••••• reported RAUM $755.6M, up 36% from $555.5M (2022-04-01 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- P•••••• E••••• P••••••• reported RAUM $555.5M, up 48% from $375.5M (2022-03-18 to 2022-04-01)Apr 1, 2022 · RAUM change · derived
- P•••••• E••••• P••••••• reported RAUM $497.2M, up 75% from $284.3M (2017-05-30 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- D••••••• F••• A••••••• L•• filed its initial SEC registration (Form ADV)Apr 11, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D••••••• F••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- D••••••• F••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/P••••••-E•••••-PARTNERS-LPreportedpublic record, Form ADV, Sep 19, 2026
- Website
- P••••••E•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 713-559-7110reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026