DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Goodspeed Capital Advisors, LLC

Former SEC-registered adviserNew York, New YorkCRD 163413SEC 801-76601IAPD
Latest filing Dec 19, 2013
First filing on the tape Apr 19, 2012 · 4 filings
RAUM
$1.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.6M as of Dec 19, 2013
Apr 2, 2013$1.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Dec 19, 2013
Apr 2, 20132 then
Employees (5.A)6 as of Dec 19, 2013
Apr 2, 20136 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Dec 19, 2013; every figure names its basis
RAUM per advisor
$800,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$266,667derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Joseph Thomas Clark · Membercontrol
        since 01/2012 · owns 10% to 25%
      • Ali Geranmayeh · Managercontrol
        since 01/2012 · owns 10% to 25%
      • Bahman Mossavarrahmani · Membercontrol
        since 01/2012 · owns 25% to 50%
      • Morgan Keith Schappert · Membercontrol
        since 01/2012 · owns 10% to 25%
      • Stephen Milan Soltis · Cco, Coo, Managercontrol
        since 01/2012 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 6.0
        Apr 19, 2012 to Apr 2, 2013
      • Advisory employees · unset to 2.0
        Apr 19, 2012 to Apr 2, 2013
      • BD registered reps · unset to 2.0
        Apr 19, 2012 to Apr 2, 2013
      • Business name · GOODSPEED (GCA) to GOODSPEED CAPITAL ADVISORS, LLC
        Apr 19, 2012 to Apr 2, 2013
      • Employees · unset to 6.0
        Apr 19, 2012 to Apr 2, 2013
      • State-registered IARs · unset to 2.0
        Apr 19, 2012 to Apr 2, 2013
      • Discretionary RAUM · unset to 1600000.0
        Apr 19, 2012 to Apr 2, 2013
      • Non-discretionary RAUM · unset to 0.0
        Apr 19, 2012 to Apr 2, 2013
      • RAUM · unset to 1600000.0
        Apr 19, 2012 to Apr 2, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026