DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Uas Asset Management
Legal name United American Securities, Inc.
Latest filing May 19, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Apr 22, 1988
RAUM
$493M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
63%
$309M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$493M as of May 19, 2026
Oct 1, 2012$139M then
HNW client RAUM$263M as of May 19, 2026
Sep 28, 2018$153M then
State-registered IARs (5.B.3)5 as of May 19, 2026
Sep 30, 20132 then
Employees (5.A)6 as of May 19, 2026
Sep 30, 20134 then
Private funds1 as of May 19, 2026
Oct 1, 20121 then
RAUM +9.6% over the last fiscal year+15% a year over threeIARs 5 to 5
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.4%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $92.4M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$263M53%
- Pooled investment vehicles$92.4M19%
- Individuals$46.1M9.3%
- Corporations and businesses$36.1M7.3%
- Charitable organizations$30.4M6.2%
- State and municipal entities$12.8M2.6%
- Pension and profit-sharing plans$12.1M2.5%
- Individual clients
- 182reported
- HNW clients
- 160reported
- Pension plan clients
- 8reported
- Charitable clients
- 5reported
- Accounts
- 363reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $92.4M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.63 fund_share=0.19 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bahman Mossavarrahmani | New York, Ny | Nov 9, 2004 | 42 y | 0 |
| Cyrus Morteza Mossavar-Rahmani | New York, Ny | Feb 5, 2021 | 10 y | 0 |
| Darius H Mossavar-Rahmani | New York, Ny | Mar 8, 2021 | 10 y | 0 |
| Henry Emmet Murphy Beck | New York, Ny | Mar 11, 2025 | 12 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- Ali Geranmayeh to Steward Partners Investment Advisory, LLCMay 11, 2026 · RIA to affiliated broker-dealer or bank
- Robert Fredricks Epes to Masterworks Advisers, LLCJan 13, 2023 · Other
Joined, latest
- Robert Fredricks Epes from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 20, 2020 · Wirehouse to independent RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Kitty Hawk Investment Partners, LP | Hedge Fund | $84.9M | 30 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Ali Geranmayeh · Managing Director And Ccocontrolsince 04/2004 · owns less than 5%
- H Darius Mossavar-Rahmani · Directorcontrolsince 01/2024 · owns less than 5%
- Bahman Mossavarrahmani · President And Majority Shareholdercontrolsince 10/1987 · owns 75% or more
Related persons
Schedule D 7.A
- Kitty Hawk Management, LLCpooled vehicle sponsory
Advisers that list Uas Asset Management as a related person
- 163413 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 357 to 363Nov 19, 2025 to Mar 31, 2026
- Corporate clients · 6 to 5Nov 19, 2025 to Mar 31, 2026
- HNW clients · 156 to 160Nov 19, 2025 to Mar 31, 2026
- Individual clients · 178 to 182Nov 19, 2025 to Mar 31, 2026
- Pension plan clients · 9 to 8Nov 19, 2025 to Mar 31, 2026
- Assets in custody · $72.8M to $92.4MNov 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $444M to $484MNov 19, 2025 to Mar 31, 2026
- HNW RAUM · $254M to $263MNov 19, 2025 to Mar 31, 2026
- Individual RAUM · $38.5M to $46.1MNov 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $6.1M to $9.2MNov 19, 2025 to Mar 31, 2026
- Pension RAUM · $11.0M to $12.1MNov 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $72.8M to $92.4MNov 19, 2025 to Mar 31, 2026
- RAUM · $450M to $493MNov 19, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 22, 2025
- Accounts · 344 to 357Jul 26, 2024 to Mar 31, 2025
- Advisory employees · 3 to 5Jul 26, 2024 to Mar 31, 2025
- Corporate clients · 5 to 6Jul 26, 2024 to Mar 31, 2025
- HNW clients · 159 to 156Jul 26, 2024 to Mar 31, 2025
- Individual clients · 163 to 178Jul 26, 2024 to Mar 31, 2025
- Assets in custody · $84.9M to $72.8MJul 26, 2024 to Mar 31, 2025
- Employees · 5 to 6Jul 26, 2024 to Mar 31, 2025
- State-registered IARs · 4 to 5Jul 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $410M to $444MJul 26, 2024 to Mar 31, 2025
- HNW RAUM · $223M to $254MJul 26, 2024 to Mar 31, 2025
- Individual RAUM · $32.1M to $38.5MJul 26, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $4.1M to $6.1MJul 26, 2024 to Mar 31, 2025
- Pension RAUM · $8.0M to $11.0MJul 26, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $84.9M to $72.8MJul 26, 2024 to Mar 31, 2025
- RAUM · $414M to $450MJul 26, 2024 to Mar 31, 2025
- Accounts · 394 to 344Apr 18, 2023 to Mar 28, 2024
- Corporate clients · 6 to 5Apr 18, 2023 to Mar 28, 2024
- HNW clients · 190 to 159Apr 18, 2023 to Mar 28, 2024
- Individual clients · 184 to 163Apr 18, 2023 to Mar 28, 2024
- Pension plan clients · 6 to 9Apr 18, 2023 to Mar 28, 2024
- Assets in custody · $0 to $84.9MApr 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $319M to $410MApr 18, 2023 to Mar 28, 2024
- HNW RAUM · $183M to $223MApr 18, 2023 to Mar 28, 2024
- Individual RAUM · $29.3M to $32.1MApr 18, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $5.6M to $4.1MApr 18, 2023 to Mar 28, 2024
- Pension RAUM · $5.6M to $8.0MApr 18, 2023 to Mar 28, 2024
Signals
5 dated events
- Ali Geranmayeh left Uas Asset Management for Steward Partners Investment Advisory, Llc (registered 2026-06-04)May 11, 2026 · Advisor changed firm · fact
- H Darius Mossavar-Rahmani (Director) appeared on Schedule A of Uas Asset ManagementMar 28, 2024 · Control person joined · fact
- Uas Asset Management reported RAUM $324.9M, down 33% from $488.1M (2022-03-30 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Robert Fredricks Epes left Uas Asset Management for Masterworks Advisers, Llc (registered 2023-11-03)Jan 13, 2023 · Advisor changed firm · fact
- Uas Asset Management reported RAUM $389.1M, up 39% from $279.8M (2020-06-29 to 2020-09-24)Sep 24, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- UAS Asset Management · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- welcome@uasam.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-983-5822reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- UASAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-983-5822reportedpublic record, Form ADV, May 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026