DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••••••• C•••••• M•••••••••

Former SEC-registered adviserBaton Rouge, LouisianaCRD 163595SEC 801-119214IAPD
Legal name G••••••• C•••••• M••••••••• L••
Latest filing Mar 9, 2021
First filing on the tape Oct 29, 2013 · 16 filings
RAUM
$10.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$10.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$10.0M as of Mar 9, 2021
Jan 15, 2014$71.3M then
HNW client RAUM$5.6M as of Mar 9, 2021
Mar 7, 2018$11.8M then
State-registered IARs (5.B.3)3 as of Mar 9, 2021
Jan 15, 20142 then
Employees (5.A)3 as of Mar 9, 2021
Jan 15, 20143 then
Private funds: no history
RAUM n/a over the last fiscal year-18% a year over three
Practice profile
derived from the filing of Mar 9, 2021; every figure names its basis
RAUM per advisor
$3.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
17derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$624,999derivedHNW RAUM over HNW clients
Average account
$119,640derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$5.6M56%
  • Individuals$4.4M44%
Individual clients
41reported
HNW clients
9reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
84reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • T••••••••• R•••• D• · Manager/Chief Compliance Officercontrol
    since 04/2012 · owns less than 5%
  • T••••••••• R•••• D•••• · Managercontrol
    since 03/2013 · owns 75% or more of G••••••• P•••••••• L••
  • A•••••••• D••• · Manager
    since 03/2013 · owns 75% or more of M•••• L••• C•••••• I••• L••
Entity owners
  • G••••••• P•••••••• L•• · Member
    direct · owns 75% or more
  • M•••• L••• C•••••• I••• L•• · Member
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list G••••••• C•••••• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 79 to 84
    Jul 1, 2020 to Mar 9, 2021
  • HNW clients · 14 to 9
    Jul 1, 2020 to Mar 9, 2021
  • Individual clients · 30 to 41
    Jul 1, 2020 to Mar 9, 2021
  • Discretionary RAUM · $11.2M to $10.0M
    Jul 1, 2020 to Mar 9, 2021
  • HNW RAUM · $5.8M to $5.6M
    Jul 1, 2020 to Mar 9, 2021
  • Individual RAUM · $5.4M to $4.4M
    Jul 1, 2020 to Mar 9, 2021
  • RAUM · $11.2M to $10.0M
    Jul 1, 2020 to Mar 9, 2021
  • Insurance-licensed employees · 3 to 2
    Jan 27, 2020 to Jul 1, 2020
  • Related adviser · false to true
    Jan 27, 2020 to Jul 1, 2020
  • Accounts · 87 to 79
    Mar 25, 2019 to Jan 27, 2020
  • Advisory activities · 3 to 1
    Mar 25, 2019 to Jan 27, 2020
  • HNW clients · 9 to 14
    Mar 25, 2019 to Jan 27, 2020
  • Individual clients · 45 to 30
    Mar 25, 2019 to Jan 27, 2020
  • Employees · 4 to 3
    Mar 25, 2019 to Jan 27, 2020
  • Discretionary RAUM · $12.7M to $11.2M
    Mar 25, 2019 to Jan 27, 2020
  • HNW RAUM · $7.7M to $5.8M
    Mar 25, 2019 to Jan 27, 2020
  • Individual RAUM · $5.0M to $5.4M
    Mar 25, 2019 to Jan 27, 2020
  • RAUM · $12.7M to $11.2M
    Mar 25, 2019 to Jan 27, 2020
  • Accounts · 68 to 87
    Mar 7, 2018 to Mar 25, 2019
  • HNW clients · 10 to 9
    Mar 7, 2018 to Mar 25, 2019
  • Individual clients · 58 to 45
    Mar 7, 2018 to Mar 25, 2019
  • Employees · 5 to 4
    Mar 7, 2018 to Mar 25, 2019
  • Discretionary RAUM · $18.5M to $12.7M
    Mar 7, 2018 to Mar 25, 2019
  • HNW RAUM · $11.8M to $7.7M
    Mar 7, 2018 to Mar 25, 2019
  • Individual RAUM · $6.7M to $5.0M
    Mar 7, 2018 to Mar 25, 2019
  • RAUM · $18.5M to $12.7M
    Mar 7, 2018 to Mar 25, 2019
  • Related adviser · true to false
    Mar 7, 2018 to Mar 25, 2019
  • Accounts · 97 to 68
    May 15, 2017 to Mar 7, 2018
  • HNW clients · unset to 10.0
    May 15, 2017 to Mar 7, 2018
  • Individual clients · unset to 58.0
    May 15, 2017 to Mar 7, 2018
  • Other offices · unset to 0.0
    May 15, 2017 to Mar 7, 2018
  • Discretionary RAUM · $27.8M to $18.5M
    May 15, 2017 to Mar 7, 2018
  • HNW RAUM · unset to 11827398.0
    May 15, 2017 to Mar 7, 2018
  • Individual RAUM · unset to 6699274.0
    May 15, 2017 to Mar 7, 2018
  • RAUM · $27.8M to $18.5M
    May 15, 2017 to Mar 7, 2018
  • Advisory activities · 2 to 3
    Feb 2, 2017 to May 15, 2017
  • Accounts · 104 to 97
    Mar 17, 2016 to Feb 2, 2017
  • Discretionary RAUM · $41.9M to $27.8M
    Mar 17, 2016 to Feb 2, 2017
  • RAUM · $41.9M to $27.8M
    Mar 17, 2016 to Feb 2, 2017
  • Accounts · 348 to 104
    Jun 23, 2015 to Mar 17, 2016
Signals
1 dated events
  • G••••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
    Oct 29, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026