DFX Intelligence

RIA Intelligence

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SEC-registered adviser

Y••••• C•••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 163812SEC 801-77674website IAPD

Latest filing Mar 30, 2026

First filing on the tape Feb 19, 2013 · 22 filings

SEC status approved since Mar 5, 2013

RAUM

$676M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$676M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$676M as of Mar 30, 2026

Mar 20, 2014$258M then

HNW client RAUM$0 as of Mar 30, 2026

Mar 29, 2018$0 then

State-registered IARs (5.B.3)1 as of Mar 30, 2026

Mar 20, 20141 then

Employees (5.A)6 as of Mar 30, 2026

Mar 20, 20146 then

Private funds1 as of Mar 30, 2026

Mar 20, 20142 then

RAUM -45% over the last fiscal year-33% a year over threeIARs 1 to 1

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $676MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $338MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 6.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -45%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$676M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Y••••••• G••	San Francisco, Ca	Mar 24, 2025	18 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Y••••• C•••••• P•••••••• L•••	Hedge Fund	$2.6B	158	Mar 20, 2014
Y• G••••••••• S••• L••	Other Private Fund	$6.5M	2	Mar 30, 2015
Y••••• C•••••• H•••••••• L•••	Other Private Fund	$2.7M	52	Apr 2, 2012

Owners and control persons

Schedule A and B, latest filing

G••• Y••••••• · Managing Directorcontrol
since 10/2008 · owns 50% to 75%
J•• J•••• · Chief Compliance Officercontrol
since 11/2012 · owns less than 5%
G••• Y••••••• · Member, Elected Managercontrol
since 04/2020 · owns 75% or more of Y••••• C•••••• M••••••••• L••
J•• J•••• · Elected Managercontrol
since 04/2020 · owns F of Y••••• C•••••• M••••••••• L••
J••••• P••••• M••••• · Member
since 10/2008 · owns 5% to 10%

Entity owners

Y••••• C•••••• M••••••••• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

Y••••• C••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM down 25 %Change between filings · filing Mar 30, 2026
RAUM (Item 5.F) moved from $1,227,286,000 to $675,770,000 (-45.0%) between the annual amendments of 2025-03-26 and 2026-03-30; the peer median change was +8.0% (672 comparable advisers, 2.0th percentile of changes)
peers: asset managers, $500M to $1B (672) · 1.6% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Employees · 8 to 6
Mar 26, 2025 to Mar 30, 2026
Discretionary RAUM · $1.2B to $676M
Mar 26, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.2B to $676M
Mar 26, 2025 to Mar 30, 2026
RAUM · $1.2B to $676M
Mar 26, 2025 to Mar 30, 2026
Accounts · 4 to 2
Mar 27, 2024 to Mar 26, 2025
Advisory employees · 10 to 3
Mar 27, 2024 to Mar 26, 2025
Pooled vehicle clients · 3 to 2
Mar 27, 2024 to Mar 26, 2025
Employees · 16 to 8
Mar 27, 2024 to Mar 26, 2025
Financial planning clients · unset to
Mar 27, 2024 to Mar 26, 2025
Private funds · 3 to 1
Mar 27, 2024 to Mar 26, 2025
Discretionary RAUM · $2.6B to $1.2B
Mar 27, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $2.6B to $1.2B
Mar 27, 2024 to Mar 26, 2025
RAUM · $2.6B to $1.2B
Mar 27, 2024 to Mar 26, 2025
Pooled vehicle clients · 4 to 3
Apr 6, 2023 to Mar 27, 2024
Discretionary RAUM · $3.0B to $2.6B
Apr 6, 2023 to Mar 27, 2024
Pooled vehicle RAUM · $3.0B to $2.6B
Apr 6, 2023 to Mar 27, 2024
RAUM · $3.0B to $2.6B
Apr 6, 2023 to Mar 27, 2024
Discretionary RAUM · $2.3B to $3.0B
Mar 31, 2023 to Apr 6, 2023
Pooled vehicle RAUM · $2.3B to $3.0B
Mar 31, 2023 to Apr 6, 2023
RAUM · $2.3B to $3.0B
Mar 31, 2023 to Apr 6, 2023
Discretionary RAUM · $3.8B to $2.3B
Oct 19, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $3.8B to $2.3B
Oct 19, 2022 to Mar 31, 2023
RAUM · $3.8B to $2.3B
Oct 19, 2022 to Mar 31, 2023
Advisory employees · 7 to 10
Mar 31, 2021 to Mar 29, 2022
Employees · 13 to 16
Mar 31, 2021 to Mar 29, 2022
Discretionary RAUM · $4.9B to $3.8B
Mar 31, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $4.9B to $3.8B
Mar 31, 2021 to Mar 29, 2022
RAUM · $4.9B to $3.8B
Mar 31, 2021 to Mar 29, 2022
Advisory employees · 6 to 7
May 15, 2020 to Mar 31, 2021
Employees · 12 to 13
May 15, 2020 to Mar 31, 2021
Discretionary RAUM · $2.5B to $4.9B
May 15, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $2.5B to $4.9B
May 15, 2020 to Mar 31, 2021
RAUM · $2.5B to $4.9B
May 15, 2020 to Mar 31, 2021
Business name · Y••••• C••••••• L•• to Y••••• C•••••• M••••••••• L•••
Apr 29, 2020 to May 15, 2020
Legal name · Y••••• C••••••• L•• to Y••••• C•••••• M••••••••• L•••
Apr 29, 2020 to May 15, 2020
Succession · true to false
Apr 29, 2020 to May 15, 2020
Assets in custody · 2328431000.0 to unset
Mar 27, 2020 to Apr 29, 2020
Custody of client assets · true to false
Mar 27, 2020 to Apr 29, 2020
Organization form · Limited Liability Company to Limited Partnership
Mar 27, 2020 to Apr 29, 2020
Discretionary RAUM · $2.3B to $2.5B
Mar 27, 2020 to Apr 29, 2020

Signals

10 dated events

Y••••• C•••••• M••••••••• L••• reported RAUM $675.8M, down 45% from $1.2B (2025-03-26 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
Y••••• C•••••• M••••••••• L••• reported RAUM $1.2B, down 53% from $2.6B (2024-03-27 to 2025-03-26)
Mar 26, 2025 · RAUM change · derived
Y••••• C•••••• M••••••••• L••• reported RAUM $3.0B, up 35% from $2.3B (2023-03-31 to 2023-04-06)
Apr 6, 2023 · RAUM change · derived
Y••••• C•••••• M••••••••• L••• reported RAUM $2.3B, down 41% from $3.8B (2022-10-19 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
Y••••• C•••••• M••••••••• L••• reported RAUM $4.9B, up 98% from $2.5B (2020-05-15 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
Y••••• C••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Apr 29, 2020 · Succession (Item 4) · fact
Y••••• C•••••• M••••••••• L••• reported RAUM $2.3B, up 94% from $1.2B (2019-03-26 to 2020-03-27)
Mar 27, 2020 · RAUM change · derived
Y••••• C•••••• M••••••••• L••• reported RAUM $1.2B, up 64% from $734.3M (2018-08-01 to 2019-03-26)
Mar 26, 2019 · RAUM change · derived
Y••••• C•••••• M••••••••• L••• reported RAUM $734.3M, up 83% from $401.6M (2017-08-31 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
Y••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Feb 19, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Y••••• C•••••• M••••••••• L••• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: Y•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 415-582-6360reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: $676Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026