DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•• W••••• M••••••••• U• L••••••
Latest filing Mar 25, 2026
First filing on the tape Jan 16, 2013 · 25 filings
SEC status approved since Feb 7, 2013
RAUM
$1.8B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
72%
$1.3B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.8B
derived; firm RAUM over IAPD count
Employees
25
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.8B as of Mar 25, 2026
Jul 17, 2014$100M then
HNW client RAUM$1.1B as of Mar 25, 2026
Mar 26, 2018$291M then
State-registered IARs (5.B.3)1 as of Mar 25, 2026
Jul 17, 20140 then
Employees (5.A)25 as of Mar 25, 2026
Jul 17, 20146 then
Private funds: no history
RAUM +25% over the last fiscal year+25% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 956derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $891,747derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 25.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B59%
- Corporations and businesses$506M28%
- Individuals$230M13%
- Charitable organizations$991,2010.1%
- Individual clients
- 646reported
- HNW clients
- 310reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,018reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• D•••• N•••• | London | Jan 9, 2015 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••• P•••• D•••• · Director, Chief Executive Officercontrolsince 06/2012 · owns less than 5%
- P••••• S•••••• J••• · Director, Chief Compliance Officercontrolsince 04/2015 · owns less than 5%
- S•••• B•••••••• J•••• · Directorcontrolsince 06/2015 · owns less than 5%
- T•••••• S••••••• V••••• · Directorcontrolsince 02/2021 · owns less than 5%
- V•• U•• Z• L••••••••• J•••••• A••• P••• I• · Beneficiarycontrolsince 01/1970 · owns F of P••••• O• L••••••••• F•••••••••
- H•••••• V•• D••••••••• · Directorsince 07/2024 · owns less than 5%
Entity owners
- L•• U• H••••••• L•••••• · Sole Shareholder Of L•• W••••• M••••••••• U• L••••••direct · owns 75% or more
- L•• G•••• F••••••••• · Shareholderindirect · owns 75% or more of L•• G•••• H•••••• L••••••
- L•• G•••• H•••••• L•••••• · Shareholderindirect · owns 75% or more of L•• U• H••••••• L••••••
- P••••• O• L••••••••• F••••••••• · Beneficiaryindirect · owns F of L•• G•••• F•••••••••
Related persons
Schedule D 7.A
- L•• •••••• E•••• L•••investment advisern
- L•• B••• ••••••••• L••broker-dealerinvestment advisern
- L•• W••••• M••••••••• J••••• L••••••investment advisercustodiann
- L•• W••••• M••••••••• L••••••investment advisern
- L•• W••••• M••••••••• U• L••investment advisercustodiany
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 25, 2026V•• U•• Z• L••••••••• J•••••• A••• P••• I• (BENEFICIARY) left Schedule A between the filings of 2021-03-29 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 25, 2026S•••• B•••••••• J•••• (DIRECTOR) left Schedule A between the filings of 2021-03-29 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,805 to 2,018Mar 28, 2025 to Mar 25, 2026
- Advisory employees · 16 to 14Mar 28, 2025 to Mar 25, 2026
- Corporate clients · 297 to 378Mar 28, 2025 to Mar 25, 2026
- HNW clients · 218 to 310Mar 28, 2025 to Mar 25, 2026
- Individual clients · 591 to 646Mar 28, 2025 to Mar 25, 2026
- Employees · 28 to 25Mar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.3B to $1.7BMar 28, 2025 to Mar 25, 2026
- HNW RAUM · $828M to $1.1BMar 28, 2025 to Mar 25, 2026
- Individual RAUM · $262M to $230MMar 28, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $93.3M to $78.9MMar 28, 2025 to Mar 25, 2026
- RAUM · $1.4B to $1.8BMar 28, 2025 to Mar 25, 2026
- Accounts · 1,587 to 1,805Jul 29, 2024 to Mar 28, 2025
- Advisory employees · 12 to 16Jul 29, 2024 to Mar 28, 2025
- Corporate clients · 365 to 297Jul 29, 2024 to Mar 28, 2025
- HNW clients · 224 to 218Jul 29, 2024 to Mar 28, 2025
- Individual clients · 588 to 591Jul 29, 2024 to Mar 28, 2025
- Employees · 21 to 28Jul 29, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 101-250Jul 29, 2024 to Mar 28, 2025
- HQ state · unset to Jul 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.3BJul 29, 2024 to Mar 28, 2025
- HNW RAUM · $649M to $828MJul 29, 2024 to Mar 28, 2025
- Individual RAUM · $204M to $262MJul 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $69.4M to $93.3MJul 29, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.4BJul 29, 2024 to Mar 28, 2025
- Accounts · 1,329 to 1,587Mar 28, 2023 to Mar 27, 2024
- Advisory employees · 8 to 12Mar 28, 2023 to Mar 27, 2024
- Corporate clients · 328 to 365Mar 28, 2023 to Mar 27, 2024
- HNW clients · 152 to 224Mar 28, 2023 to Mar 27, 2024
- Individual clients · 493 to 588Mar 28, 2023 to Mar 27, 2024
- Financial planning clients · 1-10 to 11-25Mar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $850M to $1.2BMar 28, 2023 to Mar 27, 2024
- HNW RAUM · $430M to $649MMar 28, 2023 to Mar 27, 2024
- Individual RAUM · $210M to $204MMar 28, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $64.6M to $69.4MMar 28, 2023 to Mar 27, 2024
- RAUM · $915M to $1.2BMar 28, 2023 to Mar 27, 2024
- Accounts · 1,153 to 1,329Mar 30, 2022 to Mar 28, 2023
- Business name · L•• V••••• U• L•••••• to L•• W••••• M••••••••• U• L••••••Mar 30, 2022 to Mar 28, 2023
- Corporate clients · 84 to 328Mar 30, 2022 to Mar 28, 2023
- HNW clients · 247 to 152Mar 30, 2022 to Mar 28, 2023
- Individual clients · 500 to 493Mar 30, 2022 to Mar 28, 2023
Signals
10 dated events
- L•• W••••• M••••••••• U• L•••••• reported RAUM $1.8B, up 25% from $1.4B (2025-03-28 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- L•• W••••• M••••••••• U• L•••••• reported RAUM $1.2B, up 33% from $914.9M (2023-03-28 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- M•••••• B••••• (Director) no longer on Schedule A of L•• W••••• M••••••••• U• L•••••• (listed 2023-03-28, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- L•• W••••• M••••••••• U• L•••••• reported RAUM $1.1B, up 28% from $829.7M (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- (Nmn) Olivier De Perregaux (Director) no longer on Schedule A of L•• W••••• M••••••••• U• L•••••• (listed 2020-07-14, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- M•••••• B••••• (Director) appeared on Schedule A of L•• W••••• M••••••••• U• L••••••Mar 29, 2021 · Control person joined · fact
- Stephan Tanner (Director) appeared on Schedule A of L•• W••••• M••••••••• U• L••••••Mar 29, 2021 · Control person joined · fact
- L•• W••••• M••••••••• U• L•••••• reported RAUM $692.5M, up 31% from $528.8M (2019-03-29 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- L•• W••••• M••••••••• U• L•••••• reported RAUM $517.4M, up 59% from $326.0M (2017-07-18 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- V••••• U• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jan 16, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•• V••••• U• L•••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 203-207-8222reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/lgt-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.l•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 203 207 8000reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- l•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026