DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mb, Levis & Associates,LLC
Latest filing Mar 20, 2026
First filing on the tape Jun 20, 2012 · 41 filings
SEC status approved since Jun 27, 2012
RAUM
$412M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$404M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$206M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$412M as of Mar 20, 2026
Mar 20, 2013$137M then
HNW client RAUM$364M as of Mar 20, 2026
Mar 15, 2018$181M then
State-registered IARs (5.B.3)2 as of Mar 20, 2026
Mar 20, 20132 then
Employees (5.A)4 as of Mar 20, 2026
Mar 20, 20135 then
Private funds: no history
RAUM +9.8% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $206MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $715,796derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $97.0M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$364M89%
- Individuals$39.9M9.7%
- Charitable organizations$4.7M1.1%
- Corporations and businesses$2.6M0.6%
- Individual clients
- 92reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 575reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $97.0M for 59 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Bruce LevisCertified Financial Planner | Center Valley, Pa | Jul 11, 2012 | 32 y | 1 |
| Jason Robert HenningerCertified Financial Planner | Center Valley, Pa | Jul 11, 2012 | 29 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John Bruce Levis from Mcqueen, Ball & Associates Inc.Jul 11, 2012 · Other
- Jason Robert Henninger from Mcqueen, Ball & Associates Inc.Jul 11, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ann Leslie Childs · Chief Compliance Officercontrolsince 07/2012 · owns less than 5%
- Bruce John Levis · Presidentcontrolsince 07/2012 · owns 50% to 75%
- Bruce John Levis · Trusteecontrolsince 06/2021 · owns F of William M. Loftus Irrevocable Trust Fbo Samantha
- Bruce John Levis · Trusteecontrolsince 06/2021 · owns F of William M. Loftus Irrevocable Trust Fbo Elizabeth
- Robert Jason Henninger · Shareholdersince 09/2012 · owns 5% to 10%
- Michael William Loftus · Shareholdersince 10/2014 · owns 5% to 10%
- Joseph Donald Sledz · Shareholdersince 01/2016 · owns less than 5%
Entity owners
- William M. Loftus Irrevocable Trust Fbo Elizabeth · Shareholderdirect · owns 5% to 10%
- William M. Loftus Irrevocable Trust Fbo Samantha · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Center Valley, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 573 to 575Dec 17, 2025 to Mar 20, 2026
- Individual clients · 95 to 92Dec 17, 2025 to Mar 20, 2026
- Assets in custody · $98.1M to $97.0MDec 17, 2025 to Mar 20, 2026
- Discretionary RAUM · $375M to $412MDec 17, 2025 to Mar 20, 2026
- HNW RAUM · $331M to $364MDec 17, 2025 to Mar 20, 2026
- Individual RAUM · $37.0M to $39.9MDec 17, 2025 to Mar 20, 2026
- RAUM · $375M to $412MDec 17, 2025 to Mar 20, 2026
- Accounts · 578 to 573Mar 21, 2024 to Feb 12, 2025
- HNW clients · 73 to 78Mar 21, 2024 to Feb 12, 2025
- Individual clients · 103 to 95Mar 21, 2024 to Feb 12, 2025
- Assets in custody · $77.9M to $98.1MMar 21, 2024 to Feb 12, 2025
- Financial planning clients · 51-100 to 51-100Mar 21, 2024 to Feb 12, 2025
- Discretionary RAUM · $350M to $375MMar 21, 2024 to Feb 12, 2025
- HNW RAUM · $303M to $331MMar 21, 2024 to Feb 12, 2025
- Individual RAUM · $40.2M to $37.0MMar 21, 2024 to Feb 12, 2025
- RAUM · $350M to $375MMar 21, 2024 to Feb 12, 2025
- Accounts · 566 to 578Dec 26, 2023 to Mar 21, 2024
- HNW clients · 66 to 73Dec 26, 2023 to Mar 21, 2024
- Individual clients · 105 to 103Dec 26, 2023 to Mar 21, 2024
- Assets in custody · $71.6M to $77.9MDec 26, 2023 to Mar 21, 2024
- Discretionary RAUM · $308M to $350MDec 26, 2023 to Mar 21, 2024
- HNW RAUM · $261M to $303MDec 26, 2023 to Mar 21, 2024
- Individual RAUM · $41.4M to $40.2MDec 26, 2023 to Mar 21, 2024
- RAUM · $308M to $350MDec 26, 2023 to Mar 21, 2024
- Accounts · 574 to 566Oct 26, 2022 to Mar 17, 2023
- HNW clients · 70 to 66Oct 26, 2022 to Mar 17, 2023
- Individual clients · 87 to 105Oct 26, 2022 to Mar 17, 2023
- Assets in custody · $101M to $71.6MOct 26, 2022 to Mar 17, 2023
- Discretionary RAUM · $345M to $308MOct 26, 2022 to Mar 17, 2023
- HNW RAUM · $300M to $261MOct 26, 2022 to Mar 17, 2023
- Individual RAUM · $40.0M to $41.4MOct 26, 2022 to Mar 17, 2023
- RAUM · $345M to $308MOct 26, 2022 to Mar 17, 2023
- Accounts · 561 to 574Sep 28, 2021 to Mar 2, 2022
- HNW clients · 69 to 70Sep 28, 2021 to Mar 2, 2022
- Individual clients · 88 to 87Sep 28, 2021 to Mar 2, 2022
- Assets in custody · $97.1M to $101MSep 28, 2021 to Mar 2, 2022
- Discretionary RAUM · $304M to $345MSep 28, 2021 to Mar 2, 2022
- HNW RAUM · $264M to $300MSep 28, 2021 to Mar 2, 2022
- Individual RAUM · $33.4M to $40.0MSep 28, 2021 to Mar 2, 2022
- RAUM · $304M to $345MSep 28, 2021 to Mar 2, 2022
Signals
1 dated events
- Mb, Levis & Associates,Llc filed its initial SEC registration (Form ADV)Jun 20, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dsledz@mblevis.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lchilds@mblevis.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-419-9690reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- MBLEVIS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-419-9690reportedpublic record, Form ADV, Mar 20, 2026
- Team page
- MBLEVIS.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $206Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026