DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•••••••• C•••••• M•••••••• L•••

Hedge Fundadvised byS•••••••• C•••••• M••••••••• L••asset manager805-5758226179no longer reportedIAPD
Gross asset value
$4.4B
as of Oct 12, 2022; not a fund size
Peak GAV
$4.4B
highest filing
Owners
99
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
8%
of the fund
Owned by funds
11%
fund-of-funds interests
Non-US owners
15%
Reported
15 filings
Mar 31, 2015 to Oct 12, 2022
Reporting history
one row per Form ADV filing
Gross asset value$4.4B as of Oct 12, 2022
Mar 31, 2015$322M then
Owners99 as of Oct 12, 2022
Mar 31, 20151 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Mauritiusreported
Clients solicited
yes, 45% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Kotak Mahindra Bank Limited
    Mumbai, India · LEI 335800E6GTTXKHXE2I7
  • Morgan Stanley & Co. LLC
    New York, New York
  • Sbm Bank (M••••••••) Ltd
    Port Louis, Mauritius · LEI 254900SV9QJQHITJSN59
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
8.0%reportedadviser and related persons