DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Stratfi

Independent wealth managerWilmington, DelawareCRD 164744SEC 801-134073websiteIAPD
Legal name Strategic Foresight Investments LLC
Latest filing Aug 27, 2026
First filing on the tape Jul 1, 2025 · 3 filings
SEC status approved since Jul 31, 2025
RAUM
$115M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$115M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$57.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$115M as of Aug 27, 2026
Jul 1, 2025$105M then
HNW client RAUM$99.1M as of Aug 27, 2026
Jul 1, 2025$79.2M then
State-registered IARs (5.B.3)2 as of Aug 27, 2026
Jul 1, 20252 then
Employees (5.A)2 as of Aug 27, 2026
Jul 1, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$57.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
44derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$402,168derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
$34.0M, 44 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$99.1M86%
  • Individuals$15.8M14%
  • Corporations and businesses$98,0000.1%
Individual clients
41reported
HNW clients
46reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
286reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$34.0M for 44 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
James Harold LeeCertified Financial PlannerWilmington, DeOct 11, 201235 y1
Jaan Erik LarkinWilmington, DeSep 20, 202419 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Wilmington, De · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 275 to 286
      Jul 1, 2025 to Feb 3, 2026
    • HNW clients · 30 to 46
      Jul 1, 2025 to Feb 3, 2026
    • Individual clients · 54 to 41
      Jul 1, 2025 to Feb 3, 2026
    • Assets in custody · unset to 34022000.0
      Jul 1, 2025 to Feb 3, 2026
    • Custody of client assets · false to true
      Jul 1, 2025 to Feb 3, 2026
    • Employees · 4 to 2
      Jul 1, 2025 to Feb 3, 2026
    • Discretionary RAUM · $105M to $115M
      Jul 1, 2025 to Feb 3, 2026
    • HNW RAUM · $79.2M to $99.1M
      Jul 1, 2025 to Feb 3, 2026
    • Individual RAUM · $25.2M to $15.8M
      Jul 1, 2025 to Feb 3, 2026
    • RAUM · $105M to $115M
      Jul 1, 2025 to Feb 3, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    302-884-6742reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/strategic-foresight-investmentsreportedpublic record, Form ADV, Sep 17, 2026
    Website
    STRATFI.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    302-884-6742reportedpublic record, Form ADV, Aug 27, 2026
    Contact form
    stratfi.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $57.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026