DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Todd Wealth Management LLC

Independent wealth managerVenice, FloridaCRD 164761SEC 801-132318IAPD
Latest filing Mar 6, 2026
First filing on the tape Mar 3, 2025 · 3 filings
SEC status approved since Apr 2, 2025
RAUM
$159M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$159M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$159M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$159M as of Mar 6, 2026
Mar 3, 2025$133M then
HNW client RAUM$78.7M as of Mar 6, 2026
Mar 3, 2025$55.5M then
State-registered IARs (5.B.3)1 as of Mar 6, 2026
Mar 3, 20251 then
Employees (5.A)2 as of Mar 6, 2026
Mar 3, 20252 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$159MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
362derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$124,636derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-7.9%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$82.0M, 300 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$80.2M50%
  • High-net-worth individuals$78.7M50%
Individual clients
324reported
HNW clients
38reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1,275reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$82.0M for 300 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Todd Anthony Heath-HazlettVenice, FlAug 6, 201229 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Anthony Todd Heath-Hazlett · Chief Executive Officer/Chief Compliance Officercontrol
      since 07/2012 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 884 to 1,275
      May 14, 2025 to Mar 6, 2026
    • Corporate clients · 2 to 0
      May 14, 2025 to Mar 6, 2026
    • HNW clients · 26 to 38
      May 14, 2025 to Mar 6, 2026
    • Individual clients · 367 to 324
      May 14, 2025 to Mar 6, 2026
    • Pension plan clients · 4 to 0
      May 14, 2025 to Mar 6, 2026
    • Discretionary RAUM · $129M to $159M
      May 14, 2025 to Mar 6, 2026
    • HNW RAUM · $55.5M to $78.7M
      May 14, 2025 to Mar 6, 2026
    • Individual RAUM · $70.7M to $80.2M
      May 14, 2025 to Mar 6, 2026
    • Non-discretionary RAUM · $4.0M to $0
      May 14, 2025 to Mar 6, 2026
    • Pension RAUM · $6.9M to $0
      May 14, 2025 to Mar 6, 2026
    • RAUM · $133M to $159M
      May 14, 2025 to Mar 6, 2026
    • Financial planning clients · 0 to 0
      Mar 3, 2025 to May 14, 2025
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    941-483-3732reportedpublic record, Form ADV, Mar 6, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $159Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026