DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• • R••••••••• I•••
Latest filing Aug 27, 2026
First filing on the tape Apr 14, 2023 · 9 filings
SEC status approved since May 17, 2023
RAUM
$151M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$151M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$50.5M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$151M as of Aug 27, 2026
Jan 26, 2024$152M then
HNW client RAUM$30.6M as of Aug 27, 2026
Jan 31, 2025$26.3M then
State-registered IARs (5.B.3)2 as of Aug 27, 2026
Jan 26, 20242 then
Employees (5.A)4 as of Aug 27, 2026
Jan 26, 20244 then
Private funds: no history
RAUM -7.9% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $50.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 283derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $322,201derivedHNW RAUM over HNW clients
- Average account
- $89,073derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -19%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $324,203, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$121M80%
- High-net-worth individuals$30.6M20%
- Individual clients
- 755reported
- HNW clients
- 95reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,700reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $324,203 for 7 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• M•••••• R••••••••• | Maitland, Fl | Aug 3, 2015 | 20 y | 1 |
| R•••••• S•••• C••••• | Maitland, Fl | Dec 11, 2015 | 27 y | 3 |
| A••• M•••• H••••• | Maitland, Fl | Jun 30, 2016 | 28 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••• M•••• H••••• from K•••• M•••••••••Jun 30, 2016 · Other
- R•••••• S•••• C••••• from K•••• M•••••••••Dec 11, 2015 · Other
- T••••• M•••••• R••••••••• from K•••• M•••••••••Aug 3, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from K•••• M•••••••••Dec 31, 2015 · Maintland, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• R••••••• S•••• · Founder / Chief Compliance Officercontrolsince 04/1999 · owns 75% or more
- R••••••••• T•••••• M•••••• · Foundercontrolsince 05/2006 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maitland, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Aug 27, 2026private clients per advisor of 283.3 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 6.4 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 99% percentile
- account count surgeChange between filings · filing Feb 3, 2026accounts (Item 5.F.2.f) moved from 469.0 to 1,700.0 (+262.0%) between the annual amendments of 2025-01-31 and 2026-02-03; the peer median change was +5.0% (3687 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 469 to 1,700Jan 31, 2025 to Feb 3, 2026
- HNW clients · 62 to 95Jan 31, 2025 to Feb 3, 2026
- Individual clients · 982 to 755Jan 31, 2025 to Feb 3, 2026
- Assets in custody · $12.5M to $324,203Jan 31, 2025 to Feb 3, 2026
- Discretionary RAUM · $164M to $151MJan 31, 2025 to Feb 3, 2026
- HNW RAUM · $26.3M to $30.6MJan 31, 2025 to Feb 3, 2026
- Individual RAUM · $138M to $121MJan 31, 2025 to Feb 3, 2026
- RAUM · $164M to $151MJan 31, 2025 to Feb 3, 2026
- HNW clients · unset to 62.0Dec 5, 2024 to Jan 31, 2025
- Individual clients · 469 to 982Dec 5, 2024 to Jan 31, 2025
- Assets in custody · $1.5M to $12.5MDec 5, 2024 to Jan 31, 2025
- Financial planning clients · 251-500 to 0Dec 5, 2024 to Jan 31, 2025
- Discretionary RAUM · $152M to $164MDec 5, 2024 to Jan 31, 2025
- HNW RAUM · unset to 26306416.0Dec 5, 2024 to Jan 31, 2025
- Individual RAUM · $152M to $138MDec 5, 2024 to Jan 31, 2025
- RAUM · $152M to $164MDec 5, 2024 to Jan 31, 2025
- Accounts · 946 to 469Nov 10, 2023 to Jan 26, 2024
- Assets in custody · $984,401 to $1.5MNov 10, 2023 to Jan 26, 2024
- Discretionary RAUM · $92.0M to $152MNov 10, 2023 to Jan 26, 2024
- Individual RAUM · $138M to $152MNov 10, 2023 to Jan 26, 2024
- Non-discretionary RAUM · $46.4M to $0Nov 10, 2023 to Jan 26, 2024
- RAUM · $138M to $152MNov 10, 2023 to Jan 26, 2024
Signals
1 dated events
- C••••• • R••••••••• I••• filed its initial SEC registration (Form ADV)Apr 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cramerandrauchegger.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 407-645-4433reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 407-645-5212reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/Company/Cramerandrauchegger-inc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- cramerandrauchegger.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-645-4433reportedpublic record, Form ADV, Aug 27, 2026
- Team page
- cramerandrauchegger.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $50.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026