DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••••• C••••••• L••
Latest filing Jul 1, 2026
First filing on the tape Jun 17, 2014 · 26 filings
SEC status approved since Jun 26, 2014
RAUM
$7.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$7.9B as of Jul 1, 2026
Mar 25, 2015$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 25, 20150 then
Employees (5.A)23 as of Jul 1, 2026
Mar 25, 201515 then
Private funds3 as of Jul 1, 2026
Mar 25, 20151 then
RAUM +54% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $787MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• M••••• F•••• L••• | Hedge Fund | $2.9B | 279 | Mar 26, 2020 |
| S••••••• M••••• F•••• L••• | Hedge Fund | $1.3B | 412 | Sep 28, 2012 |
| A•••••• M•••••• M••••• F•••• L••• | Hedge Fund | $316M | 12 | Feb 9, 2023 |
| A•••••• O••••••••• O••••••• F••• I• L• | Venture Capital Fund | $7.4M | 39 | Mar 29, 2021 |
| S••••••• L••• M••••• F•••• L••• | Hedge Fund | $2.3M | 13 | Jan 18, 2017 |
Owners and control persons
Schedule A and B, latest filing
- C••••• A••••• L•••••• · Chief Executive Officercontrolsince 09/2011 · owns less than 5%
- N••••••••• A•••••• J•• · General Counsel & Chief Compliance Officercontrolsince 03/2014 · owns less than 5%
- S••••••• G••••• M•••••• · Chief Financial Officercontrolsince 09/2011 · owns less than 5%
- C••••• A••••• L•••••• · Managing Membercontrolsince 01/2017 · owns 75% or more of S••••••• C•••••• G•• L••
- C••••• A••••• L•••••• · Limited Partnercontrolsince 01/2017 · owns 75% or more of S••••••• C••••••• L•
Entity owners
- S••••••• C••••••• L• · Memberdirect · owns 75% or more
- S••••••• C•••••• G•• L•• · General Partnerindirect · owns F of S••••••• C••••••• L•
Related persons
Schedule D 7.A
- A•••••• G•• L••bankpooled vehicle sponsorn
- A•••••• M•••••• G•• L••bankpooled vehicle sponsorn
- A•••••• O••••••••• L••pooled vehicle sponsorn
- S••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · S••••••• C•••••• M••••••••• L•• to M•••••••• C••••••• L••Mar 19, 2026 to Jul 1, 2026
- Legal name · S••••••• C•••••• M••••••••• L•• to M•••••••• C••••••• L••Mar 19, 2026 to Jul 1, 2026
- Accounts · 12 to 10Mar 26, 2025 to Mar 19, 2026
- Advisory employees · 14 to 12Mar 26, 2025 to Mar 19, 2026
- Pooled vehicle clients · 12 to 10Mar 26, 2025 to Mar 19, 2026
- Employees · 25 to 23Mar 26, 2025 to Mar 19, 2026
- Private funds · 4 to 3Mar 26, 2025 to Mar 19, 2026
- Discretionary RAUM · $5.1B to $7.9BMar 26, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $5.1B to $7.9BMar 26, 2025 to Mar 19, 2026
- RAUM · $5.1B to $7.9BMar 26, 2025 to Mar 19, 2026
- Advisory employees · 15 to 14Mar 26, 2024 to Mar 26, 2025
- Employees · 24 to 25Mar 26, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 26, 2025
- Discretionary RAUM · $4.5B to $5.1BMar 26, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $4.5B to $5.1BMar 26, 2024 to Mar 26, 2025
- RAUM · $4.5B to $5.1BMar 26, 2024 to Mar 26, 2025
- Accounts · 15 to 12Jun 14, 2023 to Mar 26, 2024
- Advisory employees · 18 to 15Jun 14, 2023 to Mar 26, 2024
- Pooled vehicle clients · 15 to 12Jun 14, 2023 to Mar 26, 2024
- Employees · 32 to 24Jun 14, 2023 to Mar 26, 2024
- Private funds · 5 to 4Jun 14, 2023 to Mar 26, 2024
- Discretionary RAUM · $5.2B to $4.5BJun 14, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $5.2B to $4.5BJun 14, 2023 to Mar 26, 2024
- RAUM · $5.2B to $4.5BJun 14, 2023 to Mar 26, 2024
- Accounts · 12 to 15Feb 9, 2023 to Mar 27, 2023
- Advisory employees · 19 to 18Feb 9, 2023 to Mar 27, 2023
- Pooled vehicle clients · 12 to 15Feb 9, 2023 to Mar 27, 2023
- Discretionary RAUM · $7.1B to $5.2BFeb 9, 2023 to Mar 27, 2023
- Pooled vehicle RAUM · $7.1B to $5.2BFeb 9, 2023 to Mar 27, 2023
- RAUM · $7.1B to $5.2BFeb 9, 2023 to Mar 27, 2023
- Private funds · 4 to 5Mar 28, 2022 to Feb 9, 2023
- Pooled vehicle clients · 10 to 12Mar 29, 2021 to Mar 28, 2022
- Employees · 31 to 32Mar 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $7.9B to $7.1BMar 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $7.9B to $7.1BMar 29, 2021 to Mar 28, 2022
- RAUM · $7.9B to $7.1BMar 29, 2021 to Mar 28, 2022
- Accounts · 10 to 12Dec 7, 2020 to Mar 29, 2021
- Advisory employees · 18 to 19Dec 7, 2020 to Mar 29, 2021
- Pooled vehicle clients · 7 to 10Dec 7, 2020 to Mar 29, 2021
- Employees · 30 to 31Dec 7, 2020 to Mar 29, 2021
Signals
7 dated events
- M•••••••• C••••••• L•• reported RAUM $7.9B, up 54% from $5.1B (2025-03-26 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- Randy Keith Weiner (President & Chief Operating Officer) no longer on Schedule A of M•••••••• C••••••• L•• (listed 2023-03-28, absent 2023-06-14)Jun 14, 2023 · Control person left · inference
- M•••••••• C••••••• L•• reported RAUM $5.2B, down 27% from $7.1B (2023-02-09 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- M•••••••• C••••••• L•• reported RAUM $7.9B, up 35% from $5.8B (2020-12-07 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- M•••••••• C••••••• L•• reported RAUM $5.8B, up 30% from $4.5B (2019-03-26 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- M•••••••• C••••••• L•• reported RAUM $5.2B, up 39% from $3.8B (2017-04-20 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- S••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 17, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/52792230/admin/dashboardreportedpublic record, Form ADV, Sep 19, 2026
- Website
- M••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-702-5200reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026