DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••• L••• M••••• F•••• L•••
Gross asset value
$2.3M
as of Jun 14, 2023; not a fund size
Peak GAV
$86.2M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
22%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
16 filings
Jan 18, 2017 to Jun 14, 2023
Reporting history
one row per Form ADV filing
Gross asset value$2.3M as of Jun 14, 2023
Jan 18, 2017$5.0M then
Owners13 as of Jun 14, 2023
Jan 18, 20172 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-316181reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jefferies LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 22%reportedadviser and related persons