DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• C•••••• M••••••••• L••
Legal name T••••••• C•••••• M••••••••• L•••••
Latest filing May 28, 2026
First filing on the tape Jul 1, 2020 · 25 filings
SEC status approved since Jul 31, 2020
RAUM
$725M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$688M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$181M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$725M as of May 28, 2026
Mar 30, 2021$189M then
HNW client RAUM$633M as of May 28, 2026
Mar 30, 2021$147M then
State-registered IARs (5.B.3)4 as of May 28, 2026
Mar 30, 20213 then
Employees (5.A)4 as of May 28, 2026
Mar 30, 20213 then
Private funds: no history
RAUM +37% over the last fiscal year+35% a year over threeIARs 4 to 4offices 1 to 2
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $181MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $693,334derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$633M87%
- Individuals$55.5M7.7%
- Pension and profit-sharing plans$27.8M3.8%
- Charitable organizations$7.3M1.0%
- Corporations and businesses$1.1M0.2%
- Individual clients
- 175reported
- HNW clients
- 167reported
- Pension plan clients
- 7reported
- Charitable clients
- 3reported
- Accounts
- 1,045reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• J• M••••••• | Kalamazoo, Mi | Dec 6, 2012 | 14 y | 0 |
| K•••• L•• M•••••Certified Financial Planner | Kalamazoo, Mi | Feb 19, 2019 | 21 y | 1 |
| J••••••••• S•••••• M••••••• | East Grand Rapids, Mi | Apr 27, 2022 | 12 y | 1 |
| K•••••• M•• B••••••Certified Financial Planner | Charlevoix, Mi | Aug 24, 2023 | 20 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••• M•• B•••••• from P••••• M•••• F•••••••• A•••••••Aug 24, 2023 · RIA to RIA
- J••••••••• S•••••• M••••••• from P••••• M•••• F•••••••• A•••••••Apr 27, 2022 · RIA to RIA
- K•••• L•• M••••• from P••••• M•••• F•••••••• A•••••••Feb 19, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• K••••• L•• · President, Ceo, And Chief Compliance Officercontrolsince 05/2021 · owns 25% to 50%
- M•••••••• B••••• J• · Member, Relationship Managercontrolsince 05/2021 · owns 25% to 50%
- S••••••••• J•••• D•••• · Member, Relationship Managercontrolsince 05/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kalamazoo, Mi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 922 to 1,045Jan 2, 2026 to Mar 20, 2026
- Charity clients · 4 to 3Jan 2, 2026 to Mar 20, 2026
- HNW clients · 149 to 167Jan 2, 2026 to Mar 20, 2026
- Individual clients · 160 to 175Jan 2, 2026 to Mar 20, 2026
- Discretionary RAUM · $531M to $725MJan 2, 2026 to Mar 20, 2026
- HNW RAUM · $457M to $633MJan 2, 2026 to Mar 20, 2026
- Individual RAUM · $37.7M to $55.5MJan 2, 2026 to Mar 20, 2026
- Pension RAUM · $28.1M to $27.8MJan 2, 2026 to Mar 20, 2026
- RAUM · $531M to $725MJan 2, 2026 to Mar 20, 2026
- Financial planning clients · unset to Jan 29, 2025 to Jul 11, 2025
- Other offices · 1 to 2Jan 29, 2025 to Jul 11, 2025
- Accounts · 852 to 922Sep 13, 2024 to Jan 29, 2025
- Charity clients · 3 to 4Sep 13, 2024 to Jan 29, 2025
- HNW clients · 138 to 149Sep 13, 2024 to Jan 29, 2025
- Individual clients · 157 to 160Sep 13, 2024 to Jan 29, 2025
- Discretionary RAUM · $415M to $531MSep 13, 2024 to Jan 29, 2025
- HNW RAUM · $352M to $457MSep 13, 2024 to Jan 29, 2025
- Individual RAUM · $32.1M to $37.7MSep 13, 2024 to Jan 29, 2025
- Pension RAUM · $24.7M to $28.1MSep 13, 2024 to Jan 29, 2025
- RAUM · $415M to $531MSep 13, 2024 to Jan 29, 2025
- Accounts · 726 to 852Oct 25, 2023 to Mar 22, 2024
- Advisory employees · 5 to 4Oct 25, 2023 to Mar 22, 2024
- Charity clients · unset to 3.0Oct 25, 2023 to Mar 22, 2024
- Corporate clients · 0 to 4Oct 25, 2023 to Mar 22, 2024
- HNW clients · 84 to 138Oct 25, 2023 to Mar 22, 2024
- Individual clients · 176 to 157Oct 25, 2023 to Mar 22, 2024
- Employees · 5 to 4Oct 25, 2023 to Mar 22, 2024
- State-registered IARs · 5 to 4Oct 25, 2023 to Mar 22, 2024
- Discretionary RAUM · $295M to $415MOct 25, 2023 to Mar 22, 2024
- HNW RAUM · $215M to $352MOct 25, 2023 to Mar 22, 2024
- Individual RAUM · $54.3M to $32.1MOct 25, 2023 to Mar 22, 2024
- Pension RAUM · $19.5M to $24.7MOct 25, 2023 to Mar 22, 2024
- RAUM · $295M to $415MOct 25, 2023 to Mar 22, 2024
- Advisory employees · 4 to 5Sep 22, 2023 to Oct 25, 2023
- Employees · 4 to 5Sep 22, 2023 to Oct 25, 2023
- State-registered IARs · 4 to 5Sep 22, 2023 to Oct 25, 2023
- Legal name · T••••••• C•••••• M••••••••• L•• to T••••••• C•••••• M••••••••• L•••••Oct 25, 2023 to Oct 25, 2023
- Other offices · 0 to 1Apr 24, 2023 to May 11, 2023
- Accounts · 635 to 726Mar 14, 2023 to Mar 29, 2023
- Advisory employees · 3 to 4Mar 14, 2023 to Mar 29, 2023
Signals
4 dated events
- T••••••• C•••••• M••••••••• L•• reported RAUM $724.5M, up 37% from $530.6M (2026-01-02 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- T••••••• C•••••• M••••••••• L•• reported RAUM $530.6M, up 28% from $415.3M (2024-09-13 to 2025-01-29)Jan 29, 2025 · RAUM change · derived
- T••••••• C•••••• M••••••••• L•• reported RAUM $415.3M, up 41% from $294.6M (2023-10-25 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- T••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 1, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-469-0446reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- T•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 8774690446reportedpublic record, Form ADV, May 28, 2026
- Team page
- trunorthcapital.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $181Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026