DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Y•••••••• A••••••• G•••••• L•
Latest filing May 21, 2026
First filing on the tape Jun 16, 2022 · 22 filings
SEC status approved since Jul 15, 2022
RAUM
$900M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$900M as of May 21, 2026
Mar 27, 2023$323M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Mar 27, 20230 then
Employees (5.A)23 as of May 21, 2026
Mar 27, 202322 then
Private funds3 as of May 21, 2026
Mar 27, 20234 then
RAUM +42% over the last fiscal year+41% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $300MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$900M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Y• I• P•• L••• | Hedge Fund | $281M | 83 | Mar 30, 2016 |
| Y• G••••• I••••••••• I•• L••no longer reported | Hedge Fund | $59.2M | 44 | Feb 13, 2012 |
| S••••••• G••••• P•••••••• L• | Hedge Fund | $29.2M | 3 | Mar 30, 2021 |
| Y• O••••••• G••••• I••••••••• I•• L••no longer reported | Hedge Fund | $28.2M | 19 | Mar 30, 2016 |
| Y• I• E•• L•••no longer reported | Hedge Fund | $19.6M | 11 | Mar 30, 2016 |
| Y• G••••• I••••••••• I• •••••• L•no longer reported | Hedge Fund | $15.9M | 21 | Mar 30, 2016 |
| Y•••••••• V••••••• P•••••••• L•• | Private Equity Fund | $9.6M | 57 | Mar 24, 2022 |
| Y•••••••• V•••••••• L•• | Other Private Fund | $3.4M | 26 | Mar 30, 2021 |
| D••••• O•• E•• L••no longer reported | Hedge Fund | $3.1M | 4 | Nov 10, 2016 |
| Y•• O••••••••• F••• L• | Hedge Fund | $0 | 0 | Mar 11, 2024 |
| Y• I• C•• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• M•••• A•••••• · President/Managing Partner/Limited Partnercontrolsince 05/2012 · owns 50% to 75%
- B••••••• M••••••• J•••• · Managing Partner/Limited Partnercontrolsince 05/2012 · owns 25% to 50%
- G•••••••• D••••• N•• · General Counsel & Ccocontrolsince 05/2012 · owns less than 5%
- R••••• T•••• J•••• · Partnercontrolsince 01/2023 · owns less than 5%
- R•••••••• M••••••• A••••• · Partnercontrolsince 01/2023 · owns less than 5%
- A•••••• M•••• A•••••• · Membercontrolsince 05/2012 · owns 50% to 75% of Y•••••••• A••••••• G••••• I•• L••
- B••••••• M••••••• J•••• · Membercontrolsince 05/2012 · owns 25% to 50% of Y•••••••• A••••••• G••••• I•• L••
- B••••••• M••••••• J•••• · Trusteecontrolsince 07/2024 · owns F of D••••••••• O• T•••• O• M•••••• J• B•••••• D•••• J••• 2•••• 2•••
- R••••• T•••• J•••• · Trusteecontrolsince 07/2024 · owns F of T••• A•• A•• R•••••••• T•••• D•••• O•••••• 2•• 2•••
Entity owners
- D••••••••• O• T•••• O• M•••••• J• B•••••• D•••• J••• 2•••• 2••• · Ownerdirect · owns 25% to 50%
- Y•••••••• A••••••• G••••• I•• L•• · General Partnerdirect · owns less than 5%
- T••• A•• A•• R•••••••• T•••• D•••• O•••••• 2•• 2••• · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Y• I• G•• L•pooled vehicle sponsorn
- Y•• O••••••••• F••• G•• L••pooled vehicle sponsorn
- Y•• G•• L••pooled vehicle sponsorn
Advisers that list Y•••••••• A••••••• G•••••• L• as a related person
- 155304 y
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 5 to 3Jun 26, 2025 to Mar 19, 2026
- Advisory employees · 22 to 21Jun 26, 2025 to Mar 19, 2026
- BD registered reps · 18 to 0Jun 26, 2025 to Mar 19, 2026
- Pooled vehicle clients · 5 to 3Jun 26, 2025 to Mar 19, 2026
- Employees · 25 to 23Jun 26, 2025 to Mar 19, 2026
- Private funds · 4 to 3Jun 26, 2025 to Mar 19, 2026
- Discretionary RAUM · $632M to $900MJun 26, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $632M to $900MJun 26, 2025 to Mar 19, 2026
- RAUM · $632M to $900MJun 26, 2025 to Mar 19, 2026
- Related adviser · false to trueJun 26, 2025 to Mar 19, 2026
- Financial planning clients · unset to Apr 17, 2025 to Jun 26, 2025
- Advisory employees · 19 to 22Mar 5, 2025 to Apr 17, 2025
- BD registered reps · 0 to 18Mar 5, 2025 to Apr 17, 2025
- Employees · 23 to 25Mar 5, 2025 to Apr 17, 2025
- Related broker-dealer · false to trueMar 5, 2025 to Apr 17, 2025
- Assets in custody · 0.0 to unsetJan 21, 2025 to Mar 5, 2025
- Other offices · 1 to 0Jan 21, 2025 to Mar 5, 2025
- Discretionary RAUM · $323M to $632MJan 21, 2025 to Mar 5, 2025
- Pooled vehicle RAUM · $323M to $632MJan 21, 2025 to Mar 5, 2025
- RAUM · $323M to $632MJan 21, 2025 to Mar 5, 2025
- Private funds · 5 to 4Apr 29, 2024 to Jul 10, 2024
- Advisory employees · 16 to 19Oct 19, 2023 to Mar 11, 2024
- Assets in custody · $323M to $0Oct 19, 2023 to Mar 11, 2024
- Custody of client assets · true to falseOct 19, 2023 to Mar 11, 2024
- Employees · 22 to 23Oct 19, 2023 to Mar 11, 2024
- Financial planning clients · 0 to unsetOct 19, 2023 to Mar 11, 2024
- Private funds · 4 to 5Oct 19, 2023 to Mar 11, 2024
- Discretionary RAUM · $323M to $323MOct 19, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $323M to $323MOct 19, 2023 to Mar 11, 2024
- RAUM · $323M to $323MOct 19, 2023 to Mar 11, 2024
- Accounts · 7 to 5Jun 16, 2022 to Mar 27, 2023
- Advisory employees · 12 to 16Jun 16, 2022 to Mar 27, 2023
- Pooled vehicle clients · 7 to 5Jun 16, 2022 to Mar 27, 2023
- Assets in custody · $225M to $323MJun 16, 2022 to Mar 27, 2023
- Private funds · 10 to 4Jun 16, 2022 to Mar 27, 2023
- Discretionary RAUM · $225M to $323MJun 16, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $225M to $323MJun 16, 2022 to Mar 27, 2023
- RAUM · $225M to $323MJun 16, 2022 to Mar 27, 2023
Signals
5 dated events
- Y•••••••• A••••••• G•••••• L• reported RAUM $900.0M, up 42% from $631.9M (2025-06-26 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- Y•••••••• A••••••• G•••••• L• reported RAUM $631.9M, up 96% from $323.1M (2025-01-21 to 2025-03-05)Mar 5, 2025 · RAUM change · derived
- Nmn Robert Munro (Chief Compliance Officer/Chief Operating Officer/Chief Financial Officer) no longer on Schedule A of Y•••••••• A••••••• G•••••• L• (listed 2024-08-07, absent 2024-11-21)Nov 21, 2024 · Control person left · inference
- Albert Michael Rosselli (Partner) appeared on Schedule A of Y•••••••• A••••••• G•••••• L•Mar 27, 2023 · Control person joined · fact
- Y•••••••• A••••••• G•••••• L• filed its initial SEC registration (Form ADV)Jun 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Y•••••••• A••••••• G•••••• L• · Independent Sponsorsshared crd · capital_provider
- Y•••••••• A••••••• G•••••• L• · Private Equityshared crd · organization
- Y•••••••• A••••••• G•••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- Y••••••••ADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (201) 536-5110reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026