DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Hedge Fundadvised byY•••••••• A••••••• G•••••• L•asset manager805-4553151742IAPD
Gross asset value
$281M
as of Nov 21, 2024; not a fund size
Peak GAV
$304M
highest filing
Owners
83
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
17%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
0%
Reported
31 filings
Mar 30, 2016 to Nov 21, 2024
Reporting history
one row per Form ADV filing
Gross asset value$281M as of Nov 21, 2024
Mar 30, 2016$21.1M then
Owners83 as of Nov 21, 2024
Mar 30, 201619 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-130371reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Flagstar Bank
    Chicago, Illinois
  • Fundbank
    George Town, Cayman Islands
  • Bofa Securities, Inc.
    New York, New York
  • First Republic Bank
    San Francisco, California
  • Goldman Sachs & Co. LLC
    Vancouver, Canada
  • Jefferies LLC
    New Yorkk, New York
  • Maxim Group LLC
    New York, New York
  • Raymond James Financial Services, Inc.
    St. Petersburg, Florida
  • Shard Capital Partners, LP
    London, United Kingdom
  • Alternative Execution Group
    Mamaroneck, New York
  • UBS Financial Services Inc.
    Stamford, Connecticut
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
17%reportedadviser and related persons