DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

G••••••• G•••••• D• R••••••• L•••

Former SEC-registered adviserItaim Bibi - Sao Paulo, CRD 171212SEC 801-80582IAPD
Latest filing Mar 7, 2016
First filing on the tape Nov 5, 2014 · 3 filings
RAUM
$65.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$65.0M as of Mar 7, 2016
Nov 5, 2014$237M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 7, 2016
Nov 5, 20140 then
Employees (5.A)7 as of Mar 7, 2016
Nov 5, 20149 then
Private funds3 as of Dec 15, 2014
Nov 5, 20143 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 7, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, commissions, otherreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$65.0M, 31 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
31reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$65.0M for 31 clientsreported
Compensation
% of AUM, performance, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••••• M••••• F•••no longer reportedHedge Fund$110M5Nov 5, 2014
      G••••••• F••••• F•••no longer reportedHedge Fund$10.8M56Nov 5, 2014
      G••••••• G••••• F•••• I••••• F••• L•no longer reportedHedge Fund$2.5M4Nov 5, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• G••••••••• H••••••• · Directorcontrol
        since 10/2012 · owns 10% to 25%
      • D• O•••••••• U•••••• · Directorcontrol
        since 10/2012 · owns 10% to 25%
      • S•••• N••••• · Directorcontrol
        since 10/2012 · owns 10% to 25%
      • R••••••• S••••• · Chief Compliance Officer
        since 10/2012 · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list G••••••• G•••••• D• R••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 25 to 31
        Dec 15, 2014 to Mar 7, 2016
      • Advisory employees · 6 to 4
        Dec 15, 2014 to Mar 7, 2016
      • Advisory activities · 2 to 1
        Dec 15, 2014 to Mar 7, 2016
      • Assets in custody · $110M to $65.0M
        Dec 15, 2014 to Mar 7, 2016
      • Employees · 9 to 7
        Dec 15, 2014 to Mar 7, 2016
      • Private funds · 3 to unset
        Dec 15, 2014 to Mar 7, 2016
      • Discretionary RAUM · $110M to $65.0M
        Dec 15, 2014 to Mar 7, 2016
      • RAUM · $110M to $65.0M
        Dec 15, 2014 to Mar 7, 2016
      • Assets in custody · $86.5M to $110M
        Nov 5, 2014 to Dec 15, 2014
      • Discretionary RAUM · $237M to $110M
        Nov 5, 2014 to Dec 15, 2014
      • RAUM · $237M to $110M
        Nov 5, 2014 to Dec 15, 2014
      Signals
      1 dated events
      • G••••••• G•••••• D• R••••••• L••• filed its initial SEC registration (Form ADV)
        Nov 5, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026