DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Piedmont Capital Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Apr 8, 2021 · 14 filings
SEC status approved since May 7, 2021
RAUM
$232M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$230M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$77.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$232M as of Mar 30, 2026
Mar 30, 2022$168M then
HNW client RAUM$136M as of Mar 30, 2026
Mar 30, 2022$81.0M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 30, 20223 then
Employees (5.A)3 as of Mar 30, 2026
Mar 30, 20223 then
Private funds: no history
RAUM +16% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $77.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 155derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $197,806derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$136M58%
- Individuals$94.7M41%
- Charitable organizations$946,3030.4%
- Corporations and businesses$701,1920.3%
- Individual clients
- 403reported
- HNW clients
- 61reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,172reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Matthew SchuchCertified Financial Planner | Whitefish, Mt | Jan 6, 2014 | 13 y | 1 |
| Andrew Lyle Coco | Whitefish, Mt | Oct 29, 2018 | 11 y | 0 |
| Diego Gabriel Biggerstaff | Whitefish, Mt | Jul 16, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Thomas Matthew Schuch from LPL Financial LLCJan 6, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lyle Andrew Coco · Managing Partner & Chief Compliance Officercontrolsince 02/2024 · owns 50% to 75%
- Matthew Thomas Schuch · Managing Partnercontrolsince 02/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Whitefish, Mt · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 30, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-03-30, no on the filing of 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,181 to 1,172Mar 30, 2025 to Mar 30, 2026
- Advisory employees · 2 to 3Mar 30, 2025 to Mar 30, 2026
- Charity clients · unset to 5.0Mar 30, 2025 to Mar 30, 2026
- HNW clients · 50 to 61Mar 30, 2025 to Mar 30, 2026
- Individual clients · 457 to 403Mar 30, 2025 to Mar 30, 2026
- Employees · 2 to 3Mar 30, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 251-500Mar 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $200M to $232MMar 30, 2025 to Mar 30, 2026
- HNW RAUM · $106M to $136MMar 30, 2025 to Mar 30, 2026
- Individual RAUM · $92.8M to $94.7MMar 30, 2025 to Mar 30, 2026
- RAUM · $200M to $232MMar 30, 2025 to Mar 30, 2026
- Accounts · 1,175 to 1,181Jul 2, 2024 to Mar 30, 2025
- Advisory employees · 3 to 2Jul 2, 2024 to Mar 30, 2025
- HNW clients · 41 to 50Jul 2, 2024 to Mar 30, 2025
- Individual clients · 482 to 457Jul 2, 2024 to Mar 30, 2025
- Employees · 3 to 2Jul 2, 2024 to Mar 30, 2025
- Financial planning clients · 1-10 to 0Jul 2, 2024 to Mar 30, 2025
- State-registered IARs · 3 to 2Jul 2, 2024 to Mar 30, 2025
- Discretionary RAUM · $172M to $200MJul 2, 2024 to Mar 30, 2025
- HNW RAUM · $82.1M to $106MJul 2, 2024 to Mar 30, 2025
- Individual RAUM · $88.8M to $92.8MJul 2, 2024 to Mar 30, 2025
- RAUM · $172M to $200MJul 2, 2024 to Mar 30, 2025
- Business name · COCO ENTERPRISES, LLC to PIEDMONT CAPITAL MANAGEMENT, LLCMar 25, 2024 to Jun 7, 2024
- Legal name · COCO ENTERPRISES, LLC to PIEDMONT CAPITAL MANAGEMENT, LLCMar 25, 2024 to Jun 7, 2024
- Accounts · 1,147 to 1,175May 10, 2023 to Mar 25, 2024
- HNW clients · 36 to 41May 10, 2023 to Mar 25, 2024
- Individual clients · 439 to 482May 10, 2023 to Mar 25, 2024
- Discretionary RAUM · $156M to $172MMay 10, 2023 to Mar 25, 2024
- HNW RAUM · $69.8M to $82.1MMay 10, 2023 to Mar 25, 2024
- Individual RAUM · $85.0M to $88.8MMay 10, 2023 to Mar 25, 2024
- RAUM · $156M to $172MMay 10, 2023 to Mar 25, 2024
- HNW clients · 40 to 36Mar 30, 2022 to Mar 30, 2023
- Individual clients · 480 to 439Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $168M to $156MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $81.0M to $69.8MMar 30, 2022 to Mar 30, 2023
- Individual RAUM · $86.7M to $85.0MMar 30, 2022 to Mar 30, 2023
- RAUM · $168M to $156MMar 30, 2022 to Mar 30, 2023
- Accounts · 1,059 to 1,147Jun 10, 2021 to Mar 30, 2022
- HNW clients · 34 to 40Jun 10, 2021 to Mar 30, 2022
- Individual clients · 451 to 480Jun 10, 2021 to Mar 30, 2022
Signals
4 dated events
- Dion Joseph Coco (Chief Executive Officer, Chief Compliance Officer) no longer on Schedule A of Piedmont Capital Management, Llc (listed 2023-05-10, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Matthew Thomas Schuch (Operations Officer) appeared on Schedule A of Piedmont Capital Management, LlcMar 30, 2023 · Control person joined · fact
- Lyle Andrew Coco (Operations Officer) appeared on Schedule A of Piedmont Capital Management, LlcMar 30, 2023 · Control person joined · fact
- Coco Enterprises, Llc filed its initial SEC registration (Form ADV)Apr 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 406-862-9400reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/PIEDMONTCAPITALMTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PIEDMONTCAPITALMT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 406-862-9400reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- piedmontcapitalmt.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- piedmontcapitalmt.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026