DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• C••••••
Asset manager (funds and pooled vehicles)Santa Monica, CaliforniaCRD 165980SEC 801-118356websiteIAPD
Legal name A••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Mar 2, 2020 · 12 filings
SEC status approved since Apr 1, 2020
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
21 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
9
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$3.0B as of Mar 30, 2026
Mar 30, 2021$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20210 then
Employees (5.A)30 as of Mar 30, 2026
Mar 30, 202123 then
Private funds9 as of Mar 30, 2026
Mar 30, 202114 then
RAUM +5.1% over the last fiscal year-1.0% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $304MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• C•••••• V• L• | Private Equity Fund | $1.5B | 90 | Mar 31, 2022 |
| A••••• C•••••• I•• L••• | Private Equity Fund | $613M | 63 | Mar 2, 2020 |
| A••••• C•••••• I••• L••• | Venture Capital Fund | $379M | 40 | Aug 6, 2015 |
| A••••• C•••••• I• C••••••••• L••• | Venture Capital Fund | $228M | 63 | Mar 2, 2020 |
| A••••• C•••••• I•• L••• | Venture Capital Fund | $34.5M | 23 | Apr 22, 2013 |
| A•• H•••••••• L••• | Venture Capital Fund | $12.0M | 40 | Mar 2, 2020 |
| A••••• C•••••• I• G• S••••• A•• L• | Venture Capital Fund | $10.1M | 94 | Mar 31, 2022 |
| A•• I••••••••• L••• | Venture Capital Fund | $10.1M | 9 | Mar 29, 2019 |
| S••••• L•••no longer reported | Other Private Fund | $10.0M | 3 | Apr 22, 2013 |
| A••••• T••••• L••• | Venture Capital Fund | $7.3M | 46 | Mar 29, 2019 |
| F•••••• V••••••• I• L••no longer reported | Venture Capital Fund | $321,651 | 5 | Apr 22, 2013 |
| A••••• P•••••••• L••no longer reported | Venture Capital Fund | $0 | 3 | Apr 22, 2013 |
| A••••••••• H•••••••• L••no longer reported | Venture Capital Fund | $0 | 17 | Apr 22, 2013 |
| A••••••••• H•••••••• L••no longer reported | Venture Capital Fund | $0 | 18 | Apr 22, 2013 |
| A••••• C•••••• I•• A•• H••• 2• L••no longer reported | Venture Capital Fund | $0 | 5 | Mar 2, 2020 |
| A••••• C•••••• I•• A•• H••• 1• L•••no longer reported | Venture Capital Fund | $0 | 39 | Mar 2, 2020 |
| A••••• C••••••• L•••no longer reported | Venture Capital Fund | $0 | 3 | Apr 22, 2013 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• R••••••• R••••• · Chief Financial Officercontrolsince 02/2020 · owns less than 5%
- D•••••• G•••• · Limited Partnercontrolsince 07/2007 · owns 5% to 10%
- F•••• J••••••• P••• · Limited Partnercontrolsince 07/2007 · owns 25% to 50%
- K••••• B••••• F•••••• · Limited Partnercontrolsince 07/2007 · owns 25% to 50%
- F•••• P••• · Membercontrolsince 11/2018 · owns 50% to 75% of A••••• M••••••••• G•• L••
- H•••••• T•••••• J••••••• · Membercontrolsince 11/2002 · owns 50% to 75% of H••••• D••••••••• L••
- K••••• B••••• F•••••• · Membercontrolsince 11/2018 · owns 50% to 75% of A••••• M••••••••• G•• L••
- M•••••• E••• W••••• · Partnercontrolsince 12/2005 · owns F of S••••••••• I••••••••• P•••••••• L•••
- P•••••• Y•••••• I• · Chief Compliance Officersince 07/2022 · owns less than 5%
Entity owners
- A••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
- H••••• D••••••••• L•• · Limited Partnerdirect · owns 5% to 10%
- S••••••••• I••••••••• P•••••••• L••• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A•• H••••••• A••••••••• L•••pooled vehicle sponsorn
- A•• H••••••• A••••••••• L•••pooled vehicle sponsorn
- A••••• A••••••••• G• I•• L••pooled vehicle sponsorn
- A••••• A••••••••• I•• L••pooled vehicle sponsorn
- A••••• A••••••••• I••• L••pooled vehicle sponsorn
- A••••• A••••••••• I•• L•••pooled vehicle sponsorn
- A••••• A••••••••• L••pooled vehicle sponsorn
- A••••• T•••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Seattle, WA3 employees
- Menlo Park, CA1 employees
- Dana Point, CA
What changed
consecutive filings, newest first
- Advisory employees · 22 to 21Mar 31, 2025 to Mar 30, 2026
- Employees · 28 to 30Mar 31, 2025 to Mar 30, 2026
- Other offices · 2 to 3Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.9B to $3.0BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.9B to $3.0BMar 31, 2025 to Mar 30, 2026
- RAUM · $2.9B to $3.0BMar 31, 2025 to Mar 30, 2026
- Employees · 30 to 28Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Other offices · 3 to 2Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.8B to $2.9BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.8B to $2.9BMar 28, 2024 to Mar 31, 2025
- RAUM · $2.8B to $2.9BMar 28, 2024 to Mar 31, 2025
- Accounts · 9 to 10Apr 28, 2023 to Mar 28, 2024
- Advisory employees · 23 to 22Apr 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 10Apr 28, 2023 to Mar 28, 2024
- Assets in custody · 3133614634.0 to unsetApr 28, 2023 to Mar 28, 2024
- Custody of client assets · true to falseApr 28, 2023 to Mar 28, 2024
- Employees · 24 to 30Apr 28, 2023 to Mar 28, 2024
- Other offices · 1 to 3Apr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.1B to $2.8BApr 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.1B to $2.8BApr 28, 2023 to Mar 28, 2024
- RAUM · $3.1B to $2.8BApr 28, 2023 to Mar 28, 2024
- Accounts · 14 to 9Aug 1, 2022 to Mar 30, 2023
- Pooled vehicle clients · 16 to 9Aug 1, 2022 to Mar 30, 2023
- Assets in custody · $4.4B to $3.1BAug 1, 2022 to Mar 30, 2023
- Employees · 36 to 24Aug 1, 2022 to Mar 30, 2023
- Private funds · 16 to 9Aug 1, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.4B to $3.1BAug 1, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.4B to $3.1BAug 1, 2022 to Mar 30, 2023
- RAUM · $4.4B to $3.1BAug 1, 2022 to Mar 30, 2023
- Advisory employees · 17 to 23Nov 11, 2021 to Mar 31, 2022
- Pooled vehicle clients · 14 to 16Nov 11, 2021 to Mar 31, 2022
- Assets in custody · $1.5B to $4.4BNov 11, 2021 to Mar 31, 2022
- Employees · 23 to 36Nov 11, 2021 to Mar 31, 2022
- Other offices · 2 to 1Nov 11, 2021 to Mar 31, 2022
- Private funds · 14 to 16Nov 11, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.5B to $4.4BNov 11, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.5B to $4.4BNov 11, 2021 to Mar 31, 2022
- RAUM · $1.5B to $4.4BNov 11, 2021 to Mar 31, 2022
- Advisory employees · 14 to 17Mar 2, 2021 to Mar 30, 2021
Signals
4 dated events
- A••••• C•••••• reported RAUM $3.1B, down 29% from $4.4B (2022-08-01 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- A••••• C•••••• reported RAUM $4.4B, up 187% from $1.5B (2021-11-11 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Dianne Descoteaux (Chief Compliance Officer) appeared on Schedule A of A••••• C••••••Mar 2, 2021 · Control person joined · fact
- A••••• C•••••• filed its initial SEC registration (Form ADV)Mar 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- A••••• C•••••• · Private Equityshared crd · organization
- A••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 424-322-7082reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026