DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• C•••••• I•• L•••
Gross asset value
$613M
as of Mar 28, 2024; not a fund size
Peak GAV
$615M
highest filing
Owners
63
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
5%
of the fund
Owned by funds
22%
fund-of-funds interests
Non-US owners
13%
Reported
13 filings
Mar 2, 2020 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$613M as of Mar 28, 2024
Mar 2, 2020$164M then
Owners63 as of Mar 28, 2024
Mar 2, 202063 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-339024reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First-Citizens Bank & Trust CompanyRaleigh, North Carolina · LEI L9VVX1KT5TFTKS0MLF66
- Jpmorgan Chase & Co.New York, New York · LEI 8I5DZWZKVSZI1NUHU748
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York · LEI 8NAV47T0Y26Q87Y0QP81
Across DFX
shared identifiers only
- A••••• C•••••• I•• L••• · peshared adv fund id
- A••••• C•••••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons