DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hood River Capital Management LLC
Latest filing Aug 10, 2026
First filing on the tape Jan 2, 2013 · 37 filings
SEC status approved since Jan 29, 2013
RAUM
$9.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$6.3M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$945M
derived; firm RAUM over IAPD count
Employees
20
20 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
2
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$9.5B as of Aug 10, 2026
Mar 28, 2014$699M then
HNW client RAUM$4.9M as of Aug 10, 2026
Mar 13, 2018$0 then
State-registered IARs (5.B.3)10 as of Aug 10, 2026
Mar 28, 20143 then
Employees (5.A)20 as of Aug 10, 2026
Mar 28, 20144 then
Private funds2 as of Aug 10, 2026
May 29, 20261 then
RAUM +38% over the last fiscal year+50% a year over threeIARs 10 to 10offices 4 to 3
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- $945MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $169MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +400%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$5.4B60%
- Corporations and businesses$1.1B12%
- Pension and profit-sharing plans$1.1B12%
- State and municipal entities$1.1B12%
- Charitable organizations$299M3.3%
- High-net-worth individuals$4.9M0.1%
- Individuals$1.5M0.0%
- Individual clients
- 2reported
- HNW clients
- 3reported
- Pension plan clients
- 11reported
- Charitable clients
- 9reported
- Accounts
- 56reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.57 institutional_share=0.26 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Paul SmoluchChartered Financial Analyst | Palm Beach Gardens, Fl | Jun 27, 2013 | 21 y | 1 |
| Jon Robert Foust | Minnetonka, Mn | Mar 22, 2016 | 21 y | 2 |
| David Gordon SwankChartered Financial Analyst | Palm Beach Gardens, Fl | Feb 27, 2017 | 29 y | 0 |
| Bradley Daniel CarpenterChartered Financial Analyst | Palm Beach Gardens, Fl | Sep 22, 2020 | 13 y | 2 |
| Jay Richard Dyer | Palm Beach Gardens, Fl | Oct 9, 2020 | 21 y | 1 |
| Lance Rodney CannonChartered Financial Analyst | Palm Beach Gardens, Fl | Jul 1, 2021 | 11 y | 0 |
| Shawn Andrew Elliott | Anna, Tx | May 27, 2022 | 10 y | 0 |
| Connor Michael Raines | Palm Beach Gardens, Fl | May 19, 2023 | 13 y | 0 |
| Brian Blake Westover | Palm Beach Gardens, Fl | Jan 28, 2025 | 13 y | 0 |
| Ruoshi Qi | Palm Beach Gardens, Fl | Oct 1, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Jay Richard Dyer from Becker Capital Management, Inc.Oct 9, 2020 · Other
- Bradley Daniel Carpenter from Citigroup Global Markets Inc.Sep 22, 2020 · Other
- Jon Robert Foust from Mar Vista Investment Partners, LLCMar 22, 2016 · Other
- Brian Paul Smoluch from Roxbury Capital Management LLCJun 27, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aloys Robert Schmaltz · Chief Compliance Officercontrolsince 11/2014 · owns less than 5%
- Paul Brian Smoluch · Managing Member, Portfolio Managercontrolsince 10/2012 · owns less than 5%
- Gordon David Swank · Managing Member, Portfolio Managercontrolsince 10/2012 · owns less than 5%
- Paul Brian Smoluch · Ownercontrolsince 10/2022 · owns 75% or more of Bps Management Inc.
- Gordon David Swank · Ownercontrolsince 10/2022 · owns 75% or more of Hop Brook Corp
Entity owners
- Bps Management Inc. · Managing Memberdirect · owns 50% to 75%
- Hop Brook Corp · Managing Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Mar Vista Investment Partners, LLCinvestment advisernRAUM $1.1B
Advisers that list Hood River Capital Management LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palm Beach Gardens, Fl · principal | 10 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Minnetonka, MN5 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 10, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2026-05-29, yes on the filing of 2026-08-10peers: other advisers, $5B to $20B (134)
What changed
consecutive filings, newest first
- Advisory activities · 4 to 5May 29, 2026 to Aug 10, 2026
- Private funds · 1 to 2May 29, 2026 to Aug 10, 2026
- Assets in custody · unset to 0.0Mar 17, 2026 to May 29, 2026
- Custody of client assets · false to trueMar 17, 2026 to May 29, 2026
- Private funds · unset to 1Mar 17, 2026 to May 29, 2026
- Accounts · 45 to 56Mar 28, 2025 to Mar 17, 2026
- Advisory employees · 19 to 20Mar 28, 2025 to Mar 17, 2026
- Charity clients · 5 to 9Mar 28, 2025 to Mar 17, 2026
- Corporate clients · 15 to 17Mar 28, 2025 to Mar 17, 2026
- HNW clients · 1 to 3Mar 28, 2025 to Mar 17, 2026
- Individual clients · 0 to 2Mar 28, 2025 to Mar 17, 2026
- Pension plan clients · 12 to 11Mar 28, 2025 to Mar 17, 2026
- Employees · 19 to 20Mar 28, 2025 to Mar 17, 2026
- Other offices · 4 to 3Mar 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $6.9B to $9.5BMar 28, 2025 to Mar 17, 2026
- HNW RAUM · $1.7M to $4.9MMar 28, 2025 to Mar 17, 2026
- Individual RAUM · $0 to $1.5MMar 28, 2025 to Mar 17, 2026
- Pension RAUM · $735M to $1.1BMar 28, 2025 to Mar 17, 2026
- RAUM · $6.9B to $9.5BMar 28, 2025 to Mar 17, 2026
- Accounts · 41 to 45Mar 26, 2024 to Mar 28, 2025
- Advisory employees · 17 to 19Mar 26, 2024 to Mar 28, 2025
- BD registered reps · 5 to 6Mar 26, 2024 to Mar 28, 2025
- Charity clients · 4 to 5Mar 26, 2024 to Mar 28, 2025
- Corporate clients · 12 to 15Mar 26, 2024 to Mar 28, 2025
- Pension plan clients · 15 to 12Mar 26, 2024 to Mar 28, 2025
- Employees · 17 to 19Mar 26, 2024 to Mar 28, 2025
- Insurance-licensed employees · 1 to 0Mar 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.7B to $6.9BMar 26, 2024 to Mar 28, 2025
- HNW RAUM · $1.3M to $1.7MMar 26, 2024 to Mar 28, 2025
- Pension RAUM · $634M to $735MMar 26, 2024 to Mar 28, 2025
- RAUM · $3.7B to $6.9BMar 26, 2024 to Mar 28, 2025
- Accounts · 40 to 41Mar 20, 2023 to Mar 26, 2024
- Advisory employees · 16 to 17Mar 20, 2023 to Mar 26, 2024
- Corporate clients · 11 to 12Mar 20, 2023 to Mar 26, 2024
- Employees · 16 to 17Mar 20, 2023 to Mar 26, 2024
- Insurance-licensed employees · 2 to 1Mar 20, 2023 to Mar 26, 2024
- Discretionary RAUM · $2.8B to $3.7BMar 20, 2023 to Mar 26, 2024
- HNW RAUM · $1.1M to $1.3MMar 20, 2023 to Mar 26, 2024
- Pension RAUM · $527M to $634MMar 20, 2023 to Mar 26, 2024
Signals
8 dated events
- Hood River Capital Management Llc reported RAUM $9.5B, up 38% from $6.9B (2025-03-28 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- Hood River Capital Management Llc reported RAUM $6.9B, up 85% from $3.7B (2024-03-26 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Hood River Capital Management Llc reported RAUM $3.7B, up 33% from $2.8B (2023-03-20 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Hood River Capital Management Llc reported RAUM $3.1B, up 32% from $2.4B (2020-11-19 to 2021-01-29)Jan 29, 2021 · RAUM change · derived
- Clarence Robert Marvin (Managing Member, Portfolio Manager) no longer on Schedule A of Hood River Capital Management Llc (listed 2020-03-17, absent 2020-05-04)May 4, 2020 · Control person left · inference
- Hood River Capital Management Llc reported RAUM $2.4B, up 35% from $1.7B (2019-11-26 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- Hood River Capital Management Llc reported RAUM $1.8B, up 42% from $1.2B (2017-03-23 to 2018-03-13)Mar 13, 2018 · RAUM change · derived
- Hood River Capital Management Llc filed its initial SEC registration (Form ADV)Jan 2, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Hood River Capital Management LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/HOOD-RIVER-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HOODRIVERCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 561-484-5699reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $945Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026