DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• C•••••• M••••••••• I•••
Legal name B••••• C•••••• M••••••••• I••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 20 filings
SEC status approved since Apr 19, 1977
RAUM
$5.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$3.8B individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$249M
derived; firm RAUM over IAPD count
Employees
42
20 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$5.7B as of Mar 31, 2026
Mar 28, 2012$2.3B then
HNW client RAUM$3.6B as of Mar 31, 2026
Mar 23, 2018$2.0B then
State-registered IARs (5.B.3)20 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)42 as of Mar 31, 2026
Mar 27, 201326 then
Private funds1 as of Mar 31, 2026
Mar 28, 20121 then
RAUM +15% over the last fiscal year+14% a year over threeIARs 19 to 20
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $249MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $2.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +5.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $536M, 44 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.6B62%
- Charitable organizations$1.5B26%
- Corporations and businesses$199M3.5%
- Individuals$188M3.3%
- Pension and profit-sharing plans$152M2.6%
- Investment companies$98.0M1.7%
- Pooled investment vehicles$20.3M0.4%
- Individual clients
- 226reported
- HNW clients
- 519reported
- Pension plan clients
- 9reported
- Charitable clients
- 75reported
- Accounts
- 2,085reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $57.4M managedreported
- Custody of client assets
- $536M for 44 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.66 fund_share=0.02 institutional_share=0.29 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• D•••• L•••••• | Portland, Or | May 31, 1995 | 31 y | 0 |
| P•••••• E••• B••••• | Boise, Id | Apr 9, 1997 | 35 y | 0 |
| B•••• R•••••• H••••••Chartered Financial Analyst | Portland, Or | Dec 17, 2001 | 29 y | 0 |
| S••••• L••••• G••••Certified Financial Planner | Bend, Or | Dec 16, 2011 | 32 y | 0 |
| A••••• J••• M•••••Chartered Financial Analyst | Portland, Or | Mar 21, 2013 | 13 y | 0 |
| T••••• J•••• M• C••••••• | Portland, Or | Feb 5, 2014 | 12 y | 0 |
| S•••••••• S••••• P••••• | Seattle, Wa | Nov 17, 2015 | 22 y | 0 |
| R••• E••••• M••••••• | Seattle, Wa | Mar 31, 2016 | 13 y | 0 |
| J••••• S•••• M••••••• | Portland, Or | Apr 1, 2016 | 39 y | 0 |
| D••••• M••••••• K••••••••• | Portland, Or | Sep 21, 2018 | 22 y | 0 |
| H•••• M•••• G•••••••Certified Financial Planner | Portland, Or | Mar 21, 2019 | 11 y | 1 |
| M•••••• E•••••••• B•••••••••Chartered Financial Analyst | Portland, Or | Apr 1, 2019 | 18 y | 0 |
| B•••••• R•••• P•••••••Certified Financial Planner | Portland, Or | May 16, 2019 | 10 y | 0 |
| T•••• O••••• K•••••Certified Financial Planner | Portland, Or | May 30, 2019 | 13 y | 1 |
| G••••••• M••• J••••••Chartered Financial Consultant | Portland, Or | Jul 18, 2022 | 21 y | 0 |
| T•••• B• J•••••••• | Portland, Or | Mar 4, 2024 | 10 y | 0 |
| E•••• G•••• G••••Certified Financial Planner | Portland, Or | May 12, 2024 | 26 y | 2 |
| B•••••• S•••• F•••••Chartered Financial Analyst | Portland, Or | May 20, 2024 | 13 y | 1 |
| M••• R•••••• G••••Certified Financial Planner | Portland, Or | Mar 28, 2025 | 10 y | 1 |
| J•••• A•••••• W•••••••Certified Financial Planner | Portland, Or | Jan 15, 2026 | 13 y | 1 |
| M•••••• A••• R•• M•• | Portland, Or | Feb 13, 2026 | 11 y | 0 |
| K•••• M•••••• C••••• | Portland, Or | May 21, 2026 | 29 y | 0 |
| M•••• P••••• L•••• | Portland, Or | Jul 29, 2026 | 15 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•• R•••••• D••• to H••• R•••• C•••••• M••••••••• L••Oct 1, 2020 · Other
- W••••• N•• H••••••• to C•••••• I••••••••• A•••••••• I•••May 9, 2014 · Other
- T•••••• J••••• W••••••• to K••••• C•••••• P•••••••• L••Oct 6, 2011 · Other
- G•••••• B•••••••• L•••• to K••••• C•••••• P•••••••• L••Oct 6, 2011 · Other
Joined, latest
- M•••• P••••• L•••• from A•••••• W••••• L•Jul 29, 2026 · RIA to RIA
- J•••• A•••••• W••••••• from H••••••• W••••• M•••••••••Jan 15, 2026 · RIA to RIA
- M••• R•••••• G•••• from V••••••• A•••••••• I•••Mar 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- B•••••• S•••• F••••• from F••••• I•••••••••May 20, 2024 · RIA to RIA
- E•••• G•••• G•••• from V•••• C•••••• P•••••••• I•••May 12, 2024 · RIA to RIA
- T•••• O••••• K••••• from C••••••••• A••••••• I••May 30, 2019 · RIA to RIA
- H•••• M•••• G••••••• from C••••••••• W••••• M••••••••• L••Mar 21, 2019 · RIA to RIA
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• P•••••• E••••• F••• I• L•• | Private Equity Fund | $13.3M | 37 | Nov 4, 2021 |
| B••••••••• R••• E••••• O••••••••• F•••• L•no longer reported | Real Estate Fund | $0 | 2 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••• M•••••• · Cto/Directorcontrolsince 12/1993 · owns 10% to 25%
- B•••••• P••••••• E••• · Ceo/President/Directorcontrolsince 06/2009 · owns 25% to 50%
- G••••• S•••••• L••••• · Secretary/Directorcontrolsince 01/2020 · owns less than 5%
- H••••••• B••••• R•••••• · Directorcontrolsince 06/2000 · owns 10% to 25%
- M• C•••••••• T•••••• J•••• · Cio/Directorcontrolsince 01/2021 · owns less than 5%
- M•••••••• J•••••• S•••• · Directorcontrolsince 07/1996 · owns 5% to 10%
- M••••• S••••••••• L•••• · Coo/Cco/Directorcontrolsince 01/2012 · owns less than 5%
- H••••••• N•••••••• M•••••• · Treasurersince 03/2026 · owns less than 5%
Related persons
Schedule D 7.A
- 1•••• S• 6••• P•••••• L••pooled vehicle sponsory
- 5• C••••••••• D•••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 20 | 4 | 0 | ||
| Boise, Id | 2 | 1 | 0 | ||
| Seattle, Wa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Seattle, WA2 employees
- Bend, OR1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026B•••••• P••••••• E••• (CEO/PRESIDENT/DIRECTOR) left Schedule A between the filings of 2021-03-31 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026M•••••••• J•••••• S•••• (DIRECTOR) left Schedule A between the filings of 2021-03-31 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 2,019 to 2,085Jun 11, 2025 to Mar 31, 2026
- Advisory employees · 19 to 20Jun 11, 2025 to Mar 31, 2026
- Charity clients · 74 to 75Jun 11, 2025 to Mar 31, 2026
- Corporate clients · 13 to 10Jun 11, 2025 to Mar 31, 2026
- HNW clients · 503 to 519Jun 11, 2025 to Mar 31, 2026
- Pension plan clients · 8 to 9Jun 11, 2025 to Mar 31, 2026
- Assets in custody · $385M to $536MJun 11, 2025 to Mar 31, 2026
- Employees · 37 to 42Jun 11, 2025 to Mar 31, 2026
- State-registered IARs · 19 to 20Jun 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.0B to $5.7BJun 11, 2025 to Mar 31, 2026
- HNW RAUM · $3.0B to $3.6BJun 11, 2025 to Mar 31, 2026
- Individual RAUM · $177M to $188MJun 11, 2025 to Mar 31, 2026
- Pension RAUM · $125M to $152MJun 11, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $18.1M to $20.3MJun 11, 2025 to Mar 31, 2026
- RAUM · $5.0B to $5.7BJun 11, 2025 to Mar 31, 2026
- Wrap assets (manager) · $65.6M to $57.4MJun 11, 2025 to Mar 31, 2026
- Financial planning clients · 251-500 to 251-500Mar 31, 2025 to Jun 11, 2025
- Accounts · 1,893 to 2,019Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 16 to 19Mar 28, 2024 to Mar 31, 2025
- Charity clients · 72 to 74Mar 28, 2024 to Mar 31, 2025
- Corporate clients · 14 to 13Mar 28, 2024 to Mar 31, 2025
- HNW clients · 481 to 503Mar 28, 2024 to Mar 31, 2025
- Individual clients · 211 to 226Mar 28, 2024 to Mar 31, 2025
- Pension plan clients · 9 to 8Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $221M to $385MMar 28, 2024 to Mar 31, 2025
- Employees · 33 to 37Mar 28, 2024 to Mar 31, 2025
- State-registered IARs · 16 to 19Mar 28, 2024 to Mar 31, 2025
- Other offices · 2 to 3Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.6B to $5.0BMar 28, 2024 to Mar 31, 2025
- HNW RAUM · $2.8B to $3.0BMar 28, 2024 to Mar 31, 2025
- Individual RAUM · $150M to $177MMar 28, 2024 to Mar 31, 2025
- Pension RAUM · $126M to $125MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $20.8M to $18.1MMar 28, 2024 to Mar 31, 2025
- RAUM · $4.6B to $5.0BMar 28, 2024 to Mar 31, 2025
- Wrap assets (manager) · $61.4M to $65.6MMar 28, 2024 to Mar 31, 2025
- Accounts · 1,730 to 1,893Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 17 to 16Mar 30, 2023 to Mar 28, 2024
- Charity clients · 65 to 72Mar 30, 2023 to Mar 28, 2024
- Corporate clients · 12 to 14Mar 30, 2023 to Mar 28, 2024
- HNW clients · 464 to 481Mar 30, 2023 to Mar 28, 2024
Signals
1 dated events
- Louise Sharon Gueck (Director) appeared on Schedule A of B••••• C•••••• M••••••••• I•••Mar 31, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- B••••• C•••••• M••••••••• I••• · Independent Sponsorsshared crd · capital_provider
- B••••• C•••••• M••••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 206-805-2745reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 208-823-8040reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-223-1720reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- B•••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-223-1720reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- beckercap.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- beckercap.com/about/people/jacob-williamsreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $249Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B••••• C•••••• M••••••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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