DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
Q•••• W••••• A•••••••
Legal name Q•••• W••••• A•••••••• A• S••••• O• I••••••• W••••• P•••••••• L••
Latest filing Feb 6, 2025
First filing on the tape Nov 30, 2012 · 24 filings
SEC status approved since Jan 22, 2013
RAUM
$52.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$51.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$52.0M as of Feb 6, 2025
Jan 31, 2014$9.9M then
HNW client RAUM$28.0M as of Feb 6, 2025
Jan 31, 2018$16.1M then
State-registered IARs (5.B.3)1 as of Feb 6, 2025
Jan 31, 20141 then
Employees (5.A)1 as of Feb 6, 2025
Jan 31, 20141 then
Private funds: no history
RAUM +7.4% over the last fiscal year-1.5% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 6, 2025; every figure names its basis
- RAUM per advisor
- $52.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $384,849derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$28.0M54%
- Individuals$23.9M46%
- Charitable organizations$74,4720.1%
- Individual clients
- 61reported
- HNW clients
- 19reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 135reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Q••••• B••••••• M••••• · S••••• Managercontrolsince 11/2012 · owns less than 5%
- Q••••• K••••• C•••••• · President, Chief Compliance Officer, S••••• Managercontrolsince 11/2012 · owns 75% or more
- S••••• J•••••••• D•••••• · S••••• Managercontrolsince 11/2012 · owns less than 5%
- S••••• J•••••••• D•••••• · Ownercontrolsince 10/2012 · owns 25% to 50% of I••••••Dent Wealth Partners, LLC
Entity owners
- D• I••••••••• P•••••••• L•• · LLC Manager Of I••••••Dent Wealth Partners, LLCdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- D• I••••••••• P•••••••• L••investment adviseryRAUM $1.9B
Advisers that list Q•••• W••••• A••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 130 to 135Mar 11, 2024 to Feb 6, 2025
- HNW clients · 18 to 19Mar 11, 2024 to Feb 6, 2025
- Individual clients · 56 to 61Mar 11, 2024 to Feb 6, 2025
- Discretionary RAUM · $48.3M to $51.9MMar 11, 2024 to Feb 6, 2025
- HNW RAUM · $24.9M to $28.0MMar 11, 2024 to Feb 6, 2025
- Individual RAUM · $23.4M to $23.9MMar 11, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $86,274 to $6,005Mar 11, 2024 to Feb 6, 2025
- RAUM · $48.4M to $52.0MMar 11, 2024 to Feb 6, 2025
- Accounts · 131 to 130Nov 7, 2023 to Mar 11, 2024
- HNW clients · 13 to 18Nov 7, 2023 to Mar 11, 2024
- Individual clients · 70 to 56Nov 7, 2023 to Mar 11, 2024
- Discretionary RAUM · $42.1M to $48.3MNov 7, 2023 to Mar 11, 2024
- HNW RAUM · $18.3M to $24.9MNov 7, 2023 to Mar 11, 2024
- Individual RAUM · $25.1M to $23.4MNov 7, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $1.4M to $86,274Nov 7, 2023 to Mar 11, 2024
- RAUM · $43.5M to $48.4MNov 7, 2023 to Mar 11, 2024
- Accounts · 146 to 131Nov 3, 2022 to Mar 10, 2023
- Charity clients · 1.0 to unsetNov 3, 2022 to Mar 10, 2023
- HNW clients · 20 to 13Nov 3, 2022 to Mar 10, 2023
- Individual clients · 78 to 70Nov 3, 2022 to Mar 10, 2023
- Discretionary RAUM · $54.2M to $42.1MNov 3, 2022 to Mar 10, 2023
- HNW RAUM · $27.6M to $18.3MNov 3, 2022 to Mar 10, 2023
- Individual RAUM · $26.6M to $25.1MNov 3, 2022 to Mar 10, 2023
- Non-discretionary RAUM · $83,216 to $1.4MNov 3, 2022 to Mar 10, 2023
- RAUM · $54.3M to $43.5MNov 3, 2022 to Mar 10, 2023
- Accounts · 144 to 146Mar 16, 2021 to Mar 21, 2022
- HNW clients · 17 to 20Mar 16, 2021 to Mar 21, 2022
- Individual clients · 69 to 78Mar 16, 2021 to Mar 21, 2022
- Discretionary RAUM · $49.3M to $54.2MMar 16, 2021 to Mar 21, 2022
- HNW RAUM · $24.6M to $27.6MMar 16, 2021 to Mar 21, 2022
- Individual RAUM · $24.6M to $26.6MMar 16, 2021 to Mar 21, 2022
- Non-discretionary RAUM · $88,223 to $83,216Mar 16, 2021 to Mar 21, 2022
- RAUM · $49.4M to $54.3MMar 16, 2021 to Mar 21, 2022
- Accounts · 133 to 144Jun 30, 2020 to Mar 16, 2021
- HNW clients · 9 to 17Jun 30, 2020 to Mar 16, 2021
- Individual clients · 81 to 69Jun 30, 2020 to Mar 16, 2021
- Discretionary RAUM · $39.9M to $49.3MJun 30, 2020 to Mar 16, 2021
- HNW RAUM · $16.8M to $24.6MJun 30, 2020 to Mar 16, 2021
- Individual RAUM · $23.1M to $24.6MJun 30, 2020 to Mar 16, 2021
- Non-discretionary RAUM · $77,038 to $88,223Jun 30, 2020 to Mar 16, 2021
Signals
2 dated events
- Q•••• W••••• A••••••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $52.0M)May 2, 2025 · Left the SEC roster · derived
- Q•••• W••••• A••••••• filed its initial SEC registration (Form ADV)Nov 30, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026