DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• A•••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Jan 2, 2013 · 30 filings
SEC status approved since Nov 6, 2015
RAUM
$283M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$283M as of Apr 1, 2026
Mar 29, 2016$159M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Apr 1, 20130 then
Employees (5.A)19 as of Apr 1, 2026
Apr 1, 201310 then
Private funds: no history
RAUM -1.0% over the last fiscal year-4.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $283MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $283M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$283M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $283M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• S••••• T••••• · Chief Operating Officercontrolsince 08/2018 · owns less than 5%
- N•••••• G•••••• S•• · Chairman, Chief Executive Officercontrolsince 04/2012 · owns less than 5%
- S••••••• P•••• R••••• · Chief Investment Officercontrolsince 04/2012 · owns less than 5%
- T•••••• M•••• A•••• · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- V•• N•••••• B••••• L•• · Presidentcontrolsince 10/2013 · owns less than 5%
- N•••••• G•••••• S•• · Managing Membercontrolsince 01/2009 · owns 25% to 50% of T•••••• G•••••• L••
Entity owners
- T•••••• G•••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- T•••••• A••••••• I••••••••• L•••investment advisery
- T•••••• G••••• A••••••• I••••••••• L•••investment advisern
- T•••••• G••••• A•••••••• L••investment advisernRAUM $182M
- T•••••• G••••• S••••••••• I••••• F••• L••••••••• G• S•••pooled vehicle sponsory
- T•••••• G•••••• L••pooled vehicle sponsory
Advisers that list T•••••• A•••••••• L•• as a related person
- 285161 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 8Mar 31, 2025 to Apr 1, 2026
- Assets in custody · $286M to $283MMar 31, 2025 to Apr 1, 2026
- Employees · 24 to 19Mar 31, 2025 to Apr 1, 2026
- Discretionary RAUM · $286M to $283MMar 31, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · $286M to $283MMar 31, 2025 to Apr 1, 2026
- RAUM · $286M to $283MMar 31, 2025 to Apr 1, 2026
- Advisory employees · 14 to 11Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 3 to 1Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $279M to $286MMar 29, 2024 to Mar 31, 2025
- Employees · 32 to 24Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $279M to $286MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $279M to $286MMar 29, 2024 to Mar 31, 2025
- RAUM · $279M to $286MMar 29, 2024 to Mar 31, 2025
- Advisory employees · 16 to 14Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 6 to 3Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $320M to $279MMar 31, 2023 to Mar 29, 2024
- Employees · 44 to 32Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $320M to $279MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $320M to $279MMar 31, 2023 to Mar 29, 2024
- RAUM · $320M to $279MMar 31, 2023 to Mar 29, 2024
- Advisory employees · 15 to 16Jul 28, 2022 to Mar 31, 2023
- Assets in custody · $350M to $320MJul 28, 2022 to Mar 31, 2023
- Employees · 47 to 44Jul 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $350M to $320MJul 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $350M to $320MJul 28, 2022 to Mar 31, 2023
- RAUM · $350M to $320MJul 28, 2022 to Mar 31, 2023
- BD registered reps · 5 to 6Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $370M to $350MMar 31, 2021 to Mar 31, 2022
- Employees · 44 to 47Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $370M to $350MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $370M to $350MMar 31, 2021 to Mar 31, 2022
- RAUM · $370M to $350MMar 31, 2021 to Mar 31, 2022
- Advisory employees · 16 to 15Dec 7, 2020 to Mar 31, 2021
- Assets in custody · $387M to $370MDec 7, 2020 to Mar 31, 2021
- Employees · 45 to 44Dec 7, 2020 to Mar 31, 2021
- Discretionary RAUM · $387M to $370MDec 7, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $387M to $370MDec 7, 2020 to Mar 31, 2021
- RAUM · $387M to $370MDec 7, 2020 to Mar 31, 2021
- Advisory employees · 11 to 16Aug 1, 2019 to Mar 30, 2020
Signals
5 dated events
- Kenneth Jaffe (Member) no longer on Schedule A of T•••••• A•••••••• L•• (listed 2019-03-29, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- Mario Garcia (Sole Shareholder) no longer on Schedule A of T•••••• A•••••••• L•• (listed 2019-03-29, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- Michael Dennis Mcdaniel (Member) no longer on Schedule A of T•••••• A•••••••• L•• (listed 2019-03-29, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- James Patrick Miller (Member) no longer on Schedule A of T•••••• A•••••••• L•• (listed 2019-03-29, absent 2019-08-01)Aug 1, 2019 · Control person left · inference
- T•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jan 2, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/T••••••-GLOBALreportedpublic record, Form ADV, Sep 19, 2026
- Website
- T••••••GLOBAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-997-0580reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026