DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• G••••• A•••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Sep 2, 2016 · 21 filings
SEC status approved since Sep 29, 2016
RAUM
$182M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$182M as of Apr 1, 2026
Mar 30, 2018$53.2M then
HNW client RAUM$0 as of Apr 1, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Mar 30, 20170 then
Employees (5.A)19 as of Apr 1, 2026
Mar 30, 201725 then
Private funds2 as of Apr 1, 2026
Mar 30, 20181 then
RAUM -12% over the last fiscal year-6.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $22.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $182M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$182M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $182M for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• G••••• S••••••••• I••••• F••• M••••• L••• | Hedge Fund | $116M | 14 | Oct 23, 2017 |
| T•••••• G••••• S••••••••• I••••• F••• I• M•••••• L••• | Hedge Fund | $75.6M | 9 | Mar 30, 2020 |
| T•••••• G••••• I••••• F••• I• M••••• L•••no longer reported | Hedge Fund | $11.5M | 41 | Mar 29, 2019 |
| T•••••• G••••• I••••• F••• I• U• M•••••• L••no longer reported | Hedge Fund | $25 | 41 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- H•••• S••••• T••••• · Chief Operating Officercontrolsince 08/2018 · owns less than 5%
- N•••••• G•••••• S•• · Chief Executive Officercontrolsince 08/2016 · owns less than 5%
- S••••••• P•••• R••••• · Chief Investment Officercontrolsince 08/2016 · owns less than 5%
- T•••••• M•••• A•••• · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- V•• N•••••• B••••• L•• · Presidentcontrolsince 08/2016 · owns less than 5%
- N•••••• G•••••• S•• · Managing Membercontrolsince 01/2009 · owns 25% to 50% of T•••••• G•••••• L••
Entity owners
- T•••••• G•••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- T•••••• A••••••• I••••••••• L•••investment advisern
- T•••••• A•••••••• L••investment advisernRAUM $283M
- T•••••• G••••• A••••••• I••••••••• L•••investment advisery
- T•••••• G••••• S••••••••• I••••• F••• L••••••••• G• S•••pooled vehicle sponsory
- T•••••• G•••••• L••pooled vehicle sponsory
Advisers that list T•••••• G••••• A•••••••• L•• as a related person
- 166194 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 8Mar 31, 2025 to Apr 1, 2026
- Assets in custody · $208M to $182MMar 31, 2025 to Apr 1, 2026
- Employees · 24 to 19Mar 31, 2025 to Apr 1, 2026
- Discretionary RAUM · $208M to $182MMar 31, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · $208M to $182MMar 31, 2025 to Apr 1, 2026
- RAUM · $208M to $182MMar 31, 2025 to Apr 1, 2026
- Accounts · 9 to 8May 2, 2024 to Mar 31, 2025
- Advisory employees · 14 to 11May 2, 2024 to Mar 31, 2025
- BD registered reps · 3 to 1May 2, 2024 to Mar 31, 2025
- Pooled vehicle clients · 9 to 8May 2, 2024 to Mar 31, 2025
- Assets in custody · $220M to $208MMay 2, 2024 to Mar 31, 2025
- Employees · 32 to 24May 2, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $220M to $208MMay 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $220M to $208MMay 2, 2024 to Mar 31, 2025
- RAUM · $220M to $208MMay 2, 2024 to Mar 31, 2025
- Assets in custody · $224M to $220MMar 29, 2024 to May 2, 2024
- Discretionary RAUM · $224M to $220MMar 29, 2024 to May 2, 2024
- Pooled vehicle RAUM · $224M to $220MMar 29, 2024 to May 2, 2024
- RAUM · $224M to $220MMar 29, 2024 to May 2, 2024
- BD registered reps · 4 to 3Dec 12, 2023 to Mar 29, 2024
- Assets in custody · $223M to $224MDec 12, 2023 to Mar 29, 2024
- Employees · 33 to 32Dec 12, 2023 to Mar 29, 2024
- Discretionary RAUM · $223M to $224MDec 12, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $223M to $224MDec 12, 2023 to Mar 29, 2024
- RAUM · $223M to $224MDec 12, 2023 to Mar 29, 2024
- Advisory employees · 16 to 14Mar 31, 2023 to Dec 12, 2023
- BD registered reps · 6 to 4Mar 31, 2023 to Dec 12, 2023
- Assets in custody · $225M to $223MMar 31, 2023 to Dec 12, 2023
- Employees · 44 to 33Mar 31, 2023 to Dec 12, 2023
- Discretionary RAUM · $225M to $223MMar 31, 2023 to Dec 12, 2023
- Pooled vehicle RAUM · $225M to $223MMar 31, 2023 to Dec 12, 2023
- RAUM · $225M to $223MMar 31, 2023 to Dec 12, 2023
- Advisory employees · 15 to 16Sep 26, 2022 to Mar 31, 2023
- Assets in custody · $242M to $225MSep 26, 2022 to Mar 31, 2023
- Employees · 47 to 44Sep 26, 2022 to Mar 31, 2023
- Discretionary RAUM · $242M to $225MSep 26, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $242M to $225MSep 26, 2022 to Mar 31, 2023
- RAUM · $242M to $225MSep 26, 2022 to Mar 31, 2023
- Advisory activities · 1 to 2Mar 31, 2022 to Sep 26, 2022
Signals
1 dated events
- T•••••• G••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 2, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• G••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T••••••GLOBAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-997-0580reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026